Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionRestricted Stock Units · Derivative 496 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000239 · wf-form4_144658352119142.xml · derivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Underlying: Common Stock, $0.10 par value · 496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on November 1, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on November 1, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Tax withholdingCommon Stock, $0.10 par value 224 $65.75 $14,728.00
Disclosure

SEC source: 0000014272-15-000239 · wf-form4_144658352119142.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,061.813

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
November 01, 2015 Filed Nov 3, 2015 20:45 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 496 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000239 · wf-form4_144658352119142.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,285.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2015 Filed Oct 8, 2015 20:08 UTC SaleCommon Stock, $0.10 par value 1,700 $60.82 $103,394.00
Disclosure

SEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,252

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F6 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $60.53 to $61.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2015 Filed Oct 8, 2015 20:08 UTC SaleCommon Stock, $0.10 par value 6,700 $59.86 $401,062.00
Disclosure

SEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,952

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.49 to $60.33, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 06, 2015 Filed Oct 8, 2015 20:08 UTC SaleCommon Stock, $0.10 par value 3,200 $58.89 $188,448.00
Disclosure

SEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.42 to $59.38, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2015 Filed Oct 8, 2015 20:08 UTC SaleCommon Stock, $0.10 par value 1,700 $62.83 $106,811.00
Disclosure

SEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,852

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $62.40 to $63.18, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 05, 2015 Filed Oct 8, 2015 20:08 UTC SaleCommon Stock, $0.10 par value 9,900 $61.84 $612,216.00
Disclosure

SEC source: 0000014272-15-000228 · wf-form4_144433491015530.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,552

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.40 to $62.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 20:40 UTC GrantDeferred Share Units · Derivative 506.757 $59.20 $30,000.01
Disclosure

SEC source: 0000014272-15-000223 · wf-form4_144381840904386.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,512.125

Underlying: Common Stock, $0.10 par value · 506.757 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 20:31 UTC GrantCommon Stock, $0.10 par value 578 $59.20 $34,217.60
Disclosure

SEC source: 0000014272-15-000218 · wf-form4_144381786107232.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,452

F1 · shares: Shares awarded to Mr. Andreotti for service as Non-Executive Chairman.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 20:40 UTC GrantDeferred Share Units · Derivative 118.771 $59.20 $7,031.24
Disclosure

SEC source: 0000014272-15-000224 · wf-form4_144381842529622.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,136.385

Underlying: Common Stock, $0.10 par value · 118.771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 20:40 UTC GrantDeferred Share Units · Derivative 253.378 $59.20 $14,999.98
Disclosure

SEC source: 0000014272-15-000225 · wf-form4_144381844003325.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,860.157

Underlying: Common Stock, $0.10 par value · 253.378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2015 Filed Oct 2, 2015 20:41 UTC GrantDeferred Share Units · Derivative 237.542 $59.20 $14,062.49
Disclosure

SEC source: 0000014272-15-000226 · wf-form4_144381845636164.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,951.641

Underlying: Common Stock, $0.10 par value · 237.542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 03, 2015 Filed Sep 3, 2015 22:34 UTC SaleCommon Stock, $0.10 par value 6,100 $59.97 $365,817.00
Disclosure

SEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,874

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $59.59 to $60.57, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2015 Filed Sep 3, 2015 22:34 UTC SaleCommon Stock, $0.10 par value 5,500 $59.13 $325,215.00
Disclosure

SEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.56, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2015 Filed Sep 3, 2015 22:34 UTC SaleCommon Stock, $0.10 par value 11,500 $59.23 $681,145.00
Disclosure

SEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,474

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $58.63 to $59.61, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2015 Filed Sep 3, 2015 22:34 UTC SaleCommon Stock, $0.10 par value 100 $58.60 $5,860.00
Disclosure

SEC source: 0000014272-15-000216 · wf-form4_144131965853957.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,974

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC GrantDeferred Share Units · Derivative 1,211.2 $65.34 $79,139.81
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211.2

Underlying: Common Stock, $0.10 par value · 1,211.2 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F6 · shares: Represents pro rata portion of the 2015 annual Deferred Share Units awards granted to the Company's directors.

F5 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F5 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC Exercise / conversionOption (right to buy) · Derivative 200,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, $0.10 par value · 200,000 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC Exercise / conversionOption (right to buy) · Derivative 115,000 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 115,000 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC SaleCommon Stock, $0.10 par value 283,800 $65.43 $18,569,034.00
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,074

F2 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.78, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.78, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC SaleCommon Stock, $0.10 par value 31,200 $64.75 $2,020,293.60
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,874

F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.69 to $64.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $64.69 to $64.81, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC Exercise / conversionCommon Stock, $0.10 par value 200,000 $24.74 $4,948,000.00
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2015 Filed Aug 5, 2015 20:57 UTC Exercise / conversionCommon Stock, $0.10 par value 115,000 $22.73 $2,613,950.00
Disclosure

SEC source: 0000014272-15-000214 · wf-form4_143880822854400.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 21:13 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionRestricted Stock Units · Derivative 951 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · derivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Common Stock, $0.10 par value · 951 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on July 2, 2012. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 21:13 UTC
Blin EmmanuelSVP, Head of Commercialization
Tax withholdingCommon Stock, $0.10 par value 219 $67.48 $14,778.12
Disclosure

SEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · nonDerivative · entry 2

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733.7825

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 02, 2015 Filed Jul 7, 2015 21:13 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionCommon Stock, $0.10 par value 951 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000207 · wf-form4_143630359143340.xml · nonDerivative · entry 1

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952.7825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2015 Filed Jul 6, 2015 23:17 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Exercise / conversionRestricted Stock Units · Derivative 2,335 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000205 · wf-form4_143622466373977.xml · derivative · entry 3

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock, $0.10 par value · 2,335 shares

Expires 2016-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · shares: Represents vesting of one-third of restricted stock units granted on July 1, 2011. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on July 1, 2011. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
July 01, 2015 Filed Jul 6, 2015 23:17 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Tax withholdingCommon Stock, $0.10 par value 1,211 $67.67 $81,948.37
Disclosure

SEC source: 0000014272-15-000205 · wf-form4_143622466373977.xml · nonDerivative · entry 2

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
July 01, 2015 Filed Jul 6, 2015 23:17 UTC
Gordon MurdoSVP, Head of Worldwide Markets
Exercise / conversionCommon Stock, $0.10 par value 2,335 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000205 · wf-form4_143622466373977.xml · nonDerivative · entry 1

Gordon Murdo · CIK 0001642156 · SVP, Head of Worldwide Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 21:07 UTC GrantDeferred Share Units · Derivative 225.428 $66.54 $14,999.98
Disclosure

SEC source: 0000014272-15-000200 · wf-form4_143578481873133.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,288.037

Underlying: Common Stock, $0.10 par value · 225.428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 21:07 UTC GrantDeferred Share Units · Derivative 105.67 $66.54 $7,031.28
Disclosure

SEC source: 0000014272-15-000201 · wf-form4_143578483275952.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,978.099

Underlying: Common Stock, $0.10 par value · 105.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 21:07 UTC GrantDeferred Share Units · Derivative 211.339 $66.54 $14,062.50
Disclosure

SEC source: 0000014272-15-000202 · wf-form4_143578484473081.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,653.769

Underlying: Common Stock, $0.10 par value · 211.339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 21:07 UTC GrantDeferred Share Units · Derivative 450.857 $66.54 $30,000.02
Disclosure

SEC source: 0000014272-15-000203 · wf-form4_143578485922984.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,864.567

Underlying: Common Stock, $0.10 par value · 450.857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 04, 2015 Filed Jun 8, 2015 20:17 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 16,900 $65.71 $1,110,499.00
Disclosure

SEC source: 0000014272-15-000186 · wf-form4_143379462120106.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,284.3117

Read SEC document
June 04, 2015 Filed Jun 8, 2015 20:17 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 72 $65.70 $4,730.40
Disclosure

SEC source: 0000014272-15-000186 · wf-form4_143379462120106.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,184.3117

Read SEC document
May 05, 2015 Filed May 7, 2015 22:09 UTC
Caforio GiovanniDirector · Chief Executive Officer
GrantMarket Share Units · Derivative 32,160 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000180 · wf-form4_143103656113638.xml · derivative · entry 1

Caforio Giovanni · CIK 0001533201 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,160

Underlying: Common Stock, $0.10 par value · 32,160 shares

Expires 2019-05-05

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
April 01, 2015 Filed Apr 3, 2015 19:39 UTC
Powell AnnSVP, Global Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · derivative · entry 3

JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock, $0.10 par value · 1,554 shares

Expires 2017-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013.

Read SEC document
April 01, 2015 Filed Apr 3, 2015 19:39 UTC
Powell AnnSVP, Global Human Resources
Tax withholdingCommon Stock, $0.10 par value 700 $63.56 $44,492.00
Disclosure

SEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · nonDerivative · entry 2

JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
April 01, 2015 Filed Apr 3, 2015 19:39 UTC
Powell AnnSVP, Global Human Resources
Exercise / conversionCommon Stock, $0.10 par value 1,554 $0.00 $0.00
Disclosure

SEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · nonDerivative · entry 1

JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 21:52 UTC GrantCommon Stock, $0.10 par value 387 $64.50 $24,961.50
Disclosure

SEC source: 0000014272-15-000166 · wf-form4_142801155134015.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851

F1 · shares: Shares awarded to Mr. Cornelius for service as Non-Executive Chairman.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 21:52 UTC GrantDeferred Share Units · Derivative 232.56 $64.50 $15,000.12
Disclosure

SEC source: 0000014272-15-000167 · wf-form4_142801156398423.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,743.63

Underlying: Common Stock, $0.10 par value · 232.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 21:53 UTC GrantDeferred Share Units · Derivative 465.12 $64.50 $30,000.24
Disclosure

SEC source: 0000014272-15-000170 · wf-form4_142801160693639.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,274.8

Underlying: Common Stock, $0.10 par value · 465.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 21:53 UTC GrantDeferred Share Units · Derivative 109.01 $64.50 $7,031.15
Disclosure

SEC source: 0000014272-15-000168 · wf-form4_142801157791976.xml · derivative · entry 1

Lynch Thomas J. Jr. · CIK 0001474056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,833.33

Underlying: Common Stock, $0.10 par value · 109.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2015 Filed Apr 2, 2015 21:53 UTC GrantDeferred Share Units · Derivative 218.02 $64.50 $14,062.29
Disclosure

SEC source: 0000014272-15-000169 · wf-form4_142801159303157.xml · derivative · entry 1

Paliwal Dinesh C · CIK 0001360224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,383.02

Underlying: Common Stock, $0.10 par value · 218.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 16, 2015 Filed Mar 16, 2015 23:02 UTC
Schmukler Louis SPres., Global Mfg. & Supply
SaleCommon Stock, $0.10 par value 7,000 $67.08 $469,560.00
Disclosure

SEC source: 0000014272-15-000154 · wf-form4_142654691104890.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,218.309

Read SEC document
March 16, 2015 Filed Mar 17, 2015 21:54 UTC Exercise / conversionOption (right to buy) · Derivative 39,010 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0000014272-15-000156 · wf-form4_142662924803877.xml · derivative · entry 5

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 39,010 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.

Read SEC document
March 16, 2015 Filed Mar 17, 2015 21:54 UTC Exercise / conversionOption (right to buy) · Derivative 75,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0000014272-15-000156 · wf-form4_142662924803877.xml · derivative · entry 4

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 75,000 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One-third of the stock option award vested on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

Read SEC document
March 16, 2015 Filed Mar 17, 2015 21:54 UTC SaleCommon Stock, $0.10 par value 114,666 $67.81 $7,775,501.46
Disclosure

SEC source: 0000014272-15-000156 · wf-form4_142662924803877.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,033.3705

F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.70 to $67.95, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.70 to $67.95, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2015 Filed Mar 17, 2015 21:54 UTC Exercise / conversionCommon Stock, $0.10 par value 39,010 $27.01 $1,053,660.10
Disclosure

SEC source: 0000014272-15-000156 · wf-form4_142662924803877.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · EVP & CSO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,699.3705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.