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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 9,107 $64.94 $591,408.58
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 11

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,757.0817

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 16,311.77 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 10

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,864.0817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 644 $64.94 $41,821.36
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 9

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,552.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 18 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 8

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,196.3117

F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,170 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 7

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,214.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 614 $64.94 $39,873.16
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 159 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,658.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,127 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,499.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 1,289 $64.94 $83,707.66
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,372.3117

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
OtherCommon Stock, $0.10 par value 1,274 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,661.3117

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 15, 2016 01:44 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 1,851 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000370 · wf-form4_145800624650144.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,387.3117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionPerformance Shares · Derivative 56,490.344 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 19

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 56,490.344 shares

Expires 2016-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F8 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
OtherPerformance Shares · Derivative 1,295.0909 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 18

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,490.344

Underlying: Common Stock, $0.10 par value · 1,295.0909 shares

Expires 2016-03-31

F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F15 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award.

F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 21,473.5 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 17

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,195.25

Underlying: Common Stock, $0.10 par value · 21,473.5 shares

Expires 2016-03-31

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F13 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
GrantPerformance Shares · Derivative 37,030 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 16

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

Underlying: Common Stock, $0.10 par value · 37,030 shares

Expires 2019-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
GrantMarket Share Units · Derivative 24,687 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 15

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,687

Underlying: Common Stock, $0.10 par value · 24,687 shares

Expires 2020-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 5,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 14

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,668

Underlying: Common Stock, $0.10 par value · 5,889 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,829 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 13

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,658

Underlying: Common Stock, $0.10 par value · 6,829 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 6,410 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · derivative · entry 12

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,410

Underlying: Common Stock, $0.10 par value · 6,410 shares

Expires 2017-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 25,434 $64.94 $1,651,683.96
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 11

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,895.284

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

F6 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 56,490.344 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 10

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,329.284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award.

F6 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 2,610 $64.94 $169,493.40
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 9

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,838.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

F6 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 92 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 8

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,448.94

F7 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F6 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,889 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 7

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,540.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F6 · balance_after: Due to a software error, this Form 4 is being amended to report in Column 5 the correct number of securities beneficially owned following the reported transactions.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 3,510 $64.94 $227,939.40
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 6

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,651.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 966 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 5

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,161.94

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,829 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,195.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 4,873 $64.94 $316,452.62
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,366.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 4,412 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,239.94

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2016 Filed Mar 23, 2016 20:03 UTC Amendment
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 6,410 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000375 · wf-form4a_145876337960341.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,827.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013.

Read SEC document
March 09, 2016 Filed Mar 10, 2016 21:36 UTC SaleCommon Stock, $0.10 par value 200 $66.35 $13,270.00
Disclosure

SEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,654

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $66.25 to $66.45, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2016 Filed Mar 10, 2016 21:36 UTC SaleCommon Stock, $0.10 par value 11,400 $65.35 $744,990.00
Disclosure

SEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,854

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.04 to $65.94, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 21:36 UTC SaleCommon Stock, $0.10 par value 11,600 $66.06 $766,296.00
Disclosure

SEC source: 0000014272-16-000344 · wf-form4_145764579494061.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,254

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2015.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $65.74 to $66.31, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 21:36 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $24.96 $0.00
Disclosure

SEC source: 0000014272-16-000345 · wf-form4_145764580791191.xml · derivative · entry 4

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2016-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 2, 2006.

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March 08, 2016 Filed Mar 10, 2016 21:36 UTC SaleCommon Stock, $0.10 par value 2,500 $66.00 $165,000.00
Disclosure

SEC source: 0000014272-16-000345 · wf-form4_145764580791191.xml · nonDerivative · entry 2

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 08, 2016 Filed Mar 10, 2016 21:36 UTC Exercise / conversionCommon Stock, $0.10 par value 2,500 $24.96 $62,400.00
Disclosure

SEC source: 0000014272-16-000345 · wf-form4_145764580791191.xml · nonDerivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionMarket Share Units · Derivative 2,528 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · derivative · entry 4

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,528 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

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March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Tax withholdingCommon Stock, $0.10 par value 1,562 $64.71 $101,077.02
Disclosure

SEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 3

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,589.309

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

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March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
OtherCommon Stock, $0.10 par value 2,405 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 2

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,151.309

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

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March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Schmukler Louis SPres., Global Mfg. & Supply
Exercise / conversionCommon Stock, $0.10 par value 2,528 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000331 · wf-form4_145747320596429.xml · nonDerivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Global Mfg. & Supply

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,746.309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionMarket Share Units · Derivative 2,391 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · derivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,391 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

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March 06, 2016 Filed Mar 8, 2016 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Tax withholdingCommon Stock, $0.10 par value 1,739 $64.71 $112,530.69
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,567.9076

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
OtherCommon Stock, $0.10 par value 2,275 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,306.9076

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

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March 06, 2016 Filed Mar 8, 2016 21:40 UTC
von Autenried PaulSVP, Enterp. Services & CIO
Exercise / conversionCommon Stock, $0.10 par value 2,391 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000332 · wf-form4_145747322983429.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP, Enterp. Services & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,031.9076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionMarket Share Units · Derivative 7,324 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000333 · wf-form4_145747324560242.xml · derivative · entry 4

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 7,324 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 6,435 $64.71 $416,408.85
Disclosure

SEC source: 0000014272-16-000333 · wf-form4_145747324560242.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,417.94

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
OtherCommon Stock, $0.10 par value 6,968 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000333 · wf-form4_145747324560242.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,852.94

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:40 UTC
Bancroft Charles AEVP & Chief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 7,324 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000333 · wf-form4_145747324560242.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,884.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Blin EmmanuelSVP, Head of Commercialization
Exercise / conversionMarket Share Units · Derivative 819 $0.00 $0.00
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · derivative · entry 4

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 819 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012.

Read SEC document
March 06, 2016 Filed Mar 8, 2016 21:41 UTC
Blin EmmanuelSVP, Head of Commercialization
Tax withholdingCommon Stock, $0.10 par value 368 $64.71 $23,813.28
Disclosure

SEC source: 0000014272-16-000334 · wf-form4_145747325876994.xml · nonDerivative · entry 3

Blin Emmanuel · CIK 0001642115 · SVP, Head of Commercialization

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,963.7825

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.