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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2010 Filed Dec 8, 2010 14:34 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 2,781 $25.89 $72,000.09
Disclosure

SEC source: 0001225208-10-026579 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,652

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 18:51 UTC GiftCommon Stock, $0.10 par value 26,969 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-024487 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,067

Read SEC document
October 01, 2010 Filed Oct 5, 2010 20:59 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-022271 · doc4.xml · derivative · entry 3

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, $0.10 par value · 10,000 shares

Expires 2011-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: 10,000 shares will vest on each of October 1, 2010 and October 1, 2011. Each restricted stock unit will be converted into one share of common stock upon vesting.

Read SEC document
October 01, 2010 Filed Oct 5, 2010 20:59 UTC
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 4,148 $27.28 $113,157.44
Disclosure

SEC source: 0001225208-10-022271 · doc4.xml · nonDerivative · entry 2

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,357

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
October 01, 2010 Filed Oct 5, 2010 20:59 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionCommon Stock, $0.10 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-022271 · doc4.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2010 Filed Oct 4, 2010 18:07 UTC GrantCommon Stock, $0.10 par value 1,729 $27.11 $46,873.19
Disclosure

SEC source: 0001225208-10-021838 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,036

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
September 30, 2010 Filed Oct 4, 2010 20:10 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 985.15 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-021989 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,990.52

Underlying: Common Stock, $0.10 par value · 985.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2010 Filed Oct 4, 2010 20:10 UTC GrantDeferred Share Units · Derivative 492.58 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-021990 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,141.47

Underlying: Common Stock, $0.10 par value · 492.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2010 Filed Oct 4, 2010 20:10 UTC GrantDeferred Share Units · Derivative 286.39 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-021991 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,726.95

Underlying: Common Stock, $0.10 par value · 286.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 20, 2010 Filed Sep 22, 2010 18:38 UTC
SIGAL ELLIOTEVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 7,726 $27.81 $214,860.06
Disclosure

SEC source: 0001225208-10-021240 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,496

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
September 20, 2010 Filed Sep 22, 2010 18:38 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 19,726 $27.81 $548,580.06
Disclosure

SEC source: 0001225208-10-021239 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,089

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
September 20, 2010 Filed Sep 22, 2010 18:38 UTC
HOOPER ANTHONY CSVPComOps PresUSJapInterc
Tax withholdingCommon Stock, $0.10 par value 3,863 $27.81 $107,430.03
Disclosure

SEC source: 0001225208-10-021241 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVPComOps PresUSJapInterc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,519

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:54 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionOption (right to buy) · Derivative 24,138 $27.04 Strike: $23.14 $652,611.86
Disclosure

SEC source: 0001225208-10-020854 · doc4.xml · derivative · entry 4

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 24,138 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:54 UTC
Caldarella Joseph CVP & Financial Controller
SaleCommon Stock, $0.10 par value 24,138 $27.04 $652,611.86
Disclosure

SEC source: 0001225208-10-020854 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,668

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:54 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 24,138 $23.14 $558,553.32
Disclosure

SEC source: 0001225208-10-020854 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionOption (right to buy) · Derivative 42,500 $27.04 Strike: $23.14 $1,149,059.75
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · derivative · entry 16

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,500 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionOption (right to buy) · Derivative 26,250 $27.05 Strike: $25.45 $710,062.50
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · derivative · entry 15

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 26,250 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 58,333 $27.04 Strike: $24.74 $1,577,131.82
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · derivative · entry 14

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock, $0.10 par value · 58,333 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 42,200 $27.04 Strike: $22.73 $1,140,948.74
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · derivative · entry 13

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,200 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 52,297 $27.04 Strike: $22.14 $1,413,938.30
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · derivative · entry 12

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,297

Underlying: Common Stock, $0.10 par value · 52,297 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 55,750 $27.04 $1,507,296.03
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 10

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,221

F1 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 46,975 $27.04 $1,270,048.98
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 9

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,971

F1 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 39,050 $27.04 $1,055,783.14
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 8

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,946

F1 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 38,425 $27.04 $1,038,885.20
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 7

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,996

F1 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 25,500 $27.05 $689,775.00
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 6

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,421

F1 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 26,250 $25.45 $668,062.50
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 42,200 $22.73 $959,206.00
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 4

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 42,500 $23.14 $983,450.00
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 52,297 $22.14 $1,157,855.58
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 14, 2010 21:55 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 58,333 $24.74 $1,443,158.42
Disclosure

SEC source: 0001225208-10-020855 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionOption (right to buy) · Derivative 42,500 $26.99 Strike: $23.14 $1,147,070.75
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · derivative · entry 8

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,500 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 58,333 $26.99 Strike: $24.74 $1,574,401.84
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · derivative · entry 7

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock, $0.10 par value · 58,333 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 42,200 $26.99 Strike: $22.73 $1,138,973.78
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · derivative · entry 6

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,200 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 52,297 $26.99 Strike: $22.14 $1,411,490.80
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · derivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,297

Underlying: Common Stock, $0.10 par value · 52,297 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently Exercisable.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 55,750 $26.99 $1,504,686.93
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · nonDerivative · entry 4

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,221

F2 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 46,975 $26.99 $1,267,850.55
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,971

F2 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 39,050 $26.99 $1,053,955.60
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,946

F2 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Sep 16, 2010 00:12 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 38,425 $26.99 $1,037,086.91
Disclosure

SEC source: 0001225208-10-020912 · doc4a.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,996

F1 · security: This Form 4 is being amended to report the correct price for these transactions.

F2 · shares: Shares used to cover cost of exercise price, taxes, and commisions.

Read SEC document
September 10, 2010 Filed Oct 18, 2010 19:18 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 25,500 $26.99 $688,242.45
Disclosure

SEC source: 0001225208-10-023131 · doc4a.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,421

F1 · security: This Form 4 is being amended to report the correct price used for this transaction.

Read SEC document
July 07, 2010 Filed Jul 8, 2010 19:32 UTC
LEUNG SANDRASVP and General Counsel
Tax withholdingCommon Stock, $0.10 par value 950 $25.80 $24,510.00
Disclosure

SEC source: 0001225208-10-016949 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,140

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

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July 01, 2010 Filed Jul 6, 2010 19:53 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-016730 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Underlying: Common Stock, $0.10 par value · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.expiration_date: Each restricted stock unit converts into one share of common stock upon vesting.

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July 01, 2010 Filed Jul 6, 2010 19:53 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 767 $24.76 $18,990.92
Disclosure

SEC source: 0001225208-10-016730 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,086.58

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2010 Filed Jul 6, 2010 19:53 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionCommon Stock, $0.10 par value 3,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-016730 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,853.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:38 UTC GrantDeferred Share Units · Derivative 312.75 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-016520 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,137.07

Underlying: Common Stock, $0.10 par value · 312.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2010 Filed Jul 2, 2010 20:38 UTC GrantCommon Stock, $0.10 par value 1,253 $24.94 $31,249.82
Disclosure

SEC source: 0001225208-10-016519 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,307

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 20:38 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 1,075.86 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-016521 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,781.79

Underlying: Common Stock, $0.10 par value · 1,075.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 30, 2010 Filed Jul 2, 2010 20:38 UTC GrantDeferred Share Units · Derivative 537.93 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-016522 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,280.73

Underlying: Common Stock, $0.10 par value · 537.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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May 04, 2010 Filed May 6, 2010 20:23 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantMarket Share Units · Derivative 55,958 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-012264 · doc4.xml · derivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,958

Underlying: Common Stock, $0.10 par value · 55,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor.

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May 04, 2010 Filed May 6, 2010 20:48 UTC GrantDeferred Share Units · Derivative 3,253.15 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-012266 · doc4.xml · derivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,253.58

Underlying: Common Stock, $0.10 par value · 3,253.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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May 03, 2010 Filed May 5, 2010 19:45 UTC
HOOPER ANTHONY CPresident Americas
GrantRestricted Stock Units · Derivative 20,113 $0.00 $0.00
Disclosure

SEC source: 0001225208-10-012118 · doc4.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,012

Underlying: Common Stock, $0.10 par value · 20,113 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F2 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.