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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 2,754 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,362

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
OtherCommon Stock, $0.10 par value 248 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,116

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008876 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionMarket Share Units · Derivative 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008877 · doc4.xml · derivative · entry 5

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,911

Underlying: Common Stock, $0.10 par value · 6,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 2,715 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 3

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,730.58

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
OtherCommon Stock, $0.10 par value 248 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,445.58

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:30 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionCommon Stock, $0.10 par value 6,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008877 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,197.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:47 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionMarket Share Units · Derivative 3,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008890 · doc4.xml · derivative · entry 4

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,249

Underlying: Common Stock, $0.10 par value · 3,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:47 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,437 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008890 · doc4.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,207

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:47 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
OtherCommon Stock, $0.10 par value 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008890 · doc4.xml · nonDerivative · entry 2

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,644

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 00:47 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Exercise / conversionCommon Stock, $0.10 par value 3,812 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008890 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionMarket Share Units · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · derivative · entry 7

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,205

Underlying: Common Stock, $0.10 par value · 1,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F8 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F8 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Tax withholdingCommon Stock, $0.10 par value 742 $25.39 $18,839.38
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,660

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
OtherCommon Stock, $0.10 par value 65 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Caldarella Joseph CVP & Financial Controller
Exercise / conversionCommon Stock, $0.10 par value 1,768 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008908 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionMarket Share Units · Derivative 4,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · derivative · entry 6

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,202

Underlying: Common Stock, $0.10 par value · 4,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F8 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F8 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Tax withholdingCommon Stock, $0.10 par value 1,557 $25.39 $39,532.23
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · nonDerivative · entry 3

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,322.82

F4 · shares: Shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
OtherCommon Stock, $0.10 par value 151 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · nonDerivative · entry 2

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,879.82

F3 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 01:58 UTC
Cuss Francis MSVP Dscvry & Exp Clinl Resrch
Exercise / conversionCommon Stock, $0.10 par value 4,130 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008909 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Dscvry & Exp Clinl Resrch

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,728.82

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Exercise / conversionMarket Share Units · Derivative 5,657 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · derivative · entry 6

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,961

Underlying: Common Stock, $0.10 par value · 5,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Tax withholdingCommon Stock, $0.10 par value 2,132 $25.39 $54,131.48
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · nonDerivative · entry 3

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,783.25

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
OtherCommon Stock, $0.10 par value 207 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · nonDerivative · entry 2

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,915.25

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:12 UTC
Bancroft Charles AChief Financial Officer
Exercise / conversionCommon Stock, $0.10 par value 5,657 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008910 · doc4.xml · nonDerivative · entry 1

Bancroft Charles A · CIK 0001480250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,708.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionMarket Share Units · Derivative 2,307 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · derivative · entry 6

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

Underlying: Common Stock, $0.10 par value · 2,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 968 $25.39 $24,577.52
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · nonDerivative · entry 3

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,361

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
OtherCommon Stock, $0.10 par value 84 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · nonDerivative · entry 2

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,329

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 02, 2011 Filed Mar 5, 2011 02:20 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionCommon Stock, $0.10 par value 2,307 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008911 · doc4.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 8,553 $25.39 $217,160.67
Disclosure

SEC source: 0001225208-11-009864 · doc4a.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,932

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 2,715 $25.39 $68,933.85
Disclosure

SEC source: 0001225208-11-009865 · doc4a.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,730.58

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 1,432 $25.39 $36,358.48
Disclosure

SEC source: 0001225208-11-009866 · doc4a.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,634

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 2,754 $25.39 $69,924.06
Disclosure

SEC source: 0001225208-11-009867 · doc4a.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,362

F4 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 4,287 $25.39 $108,846.93
Disclosure

SEC source: 0001225208-11-009868 · doc4a.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,335

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
LEUNG SANDRAGeneral Counsel & Secretary
Tax withholdingCommon Stock, $0.10 par value 3,524 $25.39 $89,474.36
Disclosure

SEC source: 0001225208-11-009869 · doc4a.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,220

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 5,796 $25.39 $147,160.44
Disclosure

SEC source: 0001225208-11-009871 · doc4a.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,107

F1 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 02, 2011 Filed Mar 16, 2011 20:34 UTC Amendment
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,437 $25.39 $36,485.43
Disclosure

SEC source: 0001225208-11-009872 · doc4a.xml · nonDerivative · entry 3

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,207

F4 · shares: This Form 4 is amended to report the correct price for the shares withheld for payment of taxes upon vesting of market share units.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 116,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 10

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,628.3

Underlying: Common Stock, $0.10 par value · 116,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 1,709.05 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 9

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,628.3

Underlying: Common Stock, $0.10 par value · 1,709.05 shares

Expires not disclosed

F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherPerformance Shares · Derivative 1,997.25 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 8

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,919.25

Underlying: Common Stock, $0.10 par value · 1,997.25 shares

Expires not disclosed

F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 31,404 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 7

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,922

Underlying: Common Stock, $0.10 par value · 31,404 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 34,924 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 6

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,518

Underlying: Common Stock, $0.10 par value · 34,924 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantPerformance Shares · Derivative 72,532 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,594

Underlying: Common Stock, $0.10 par value · 72,532 shares

Expires not disclosed

F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F8 · shares: Consists of performance shares earned under the 2010-2012 Long-Term Performance Award.

F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
GrantMarket Share Units · Derivative 134,123 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,517

Underlying: Common Stock, $0.10 par value · 134,123 shares

Expires not disclosed

F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 30,559 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,171

F4 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 24,359 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,730

F3 · shares: Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 116,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008689 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F2 · balance_after: Includes unvested restricted stock awards.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC Exercise / conversionPerformance Shares · Derivative 5,821 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008690 · doc4.xml · derivative · entry 10

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,821 shares

Expires 2010-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F9 · derivative.underlying: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC Exercise / conversionPerformance Shares · Derivative 10,815 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008690 · doc4.xml · derivative · entry 9

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,509.16

Underlying: Common Stock, $0.10 par value · 10,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC OtherPerformance Shares · Derivative 691.16 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008690 · doc4.xml · derivative · entry 8

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,324.16

Underlying: Common Stock, $0.10 par value · 691.16 shares

Expires not disclosed

F12 · derivative.exercise_price: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · shares: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.exercise_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

F12 · derivative.expiration_date: Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC GrantPerformance Shares · Derivative 3,446 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008690 · doc4.xml · derivative · entry 7

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,633

Underlying: Common Stock, $0.10 par value · 3,446 shares

Expires not disclosed

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F11 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.

Read SEC document
March 01, 2011 Filed Mar 4, 2011 02:46 UTC GrantPerformance Shares · Derivative 5,010 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-008690 · doc4.xml · derivative · entry 6

Bancroft Charles A · CIK 0001480250 · Acting CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,187

Underlying: Common Stock, $0.10 par value · 5,010 shares

Expires not disclosed

F9 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F1 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award.

F9 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

F9 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.