Tapewire

NYSE · USD

BMY

BRISTOL MYERS SQUIBB CO

Export transactions ↓
Tapewire entity
1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionExecutive Option (right to buy) · Derivative 191,600 $28.90 Strike: $22.14 $5,537,508.24
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · derivative · entry 11

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,309

Underlying: Common Stock, $0.10 par value · 191,600 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 201,220 $28.90 $5,815,539.71
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,352

F4 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.9000 to $28.9300. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 70,450 $28.90 $2,036,005.00
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,572

F3 · price: This transaction was executed in multiple trades from $28.9000 to $28.9050. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 27,461 $28.90 $793,661.35
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,022

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.9000 to $28.9300. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 355 $28.90 $10,260.00
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,483

F1 · price: This transaction was executed in multiple trades from $28.9000 to $28.9300. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 259,600 $28.90 $7,502,803.44
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionOption (right to buy) · Derivative 68,000 $28.80 Strike: $23.14 $1,958,352.40
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 10

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 68,000 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionExecutive Option (right to buy) · Derivative 78,750 $28.80 Strike: $22.73 $2,267,944.88
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 9

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 78,750 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionExecutive Option (right to buy) · Derivative 125,000 $28.80 Strike: $22.14 $3,599,912.50
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 8

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,495

Underlying: Common Stock, $0.10 par value · 125,000 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionExecutive Option (right to buy) · Derivative 110,000 $28.80 Strike: $17.51 $3,167,923.00
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · derivative · entry 7

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,634

Underlying: Common Stock, $0.10 par value · 110,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 279,767 $28.80 $8,057,093.76
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 4

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,170

F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 47,869 $28.80 $1,378,593.69
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 3

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,937

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
SaleCommon Stock, $0.10 par value 13,372 $28.80 $385,104.24
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,806

F1 · price: This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 13, 2011 Filed May 17, 2011 21:51 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Exercise / conversionCommon Stock, $0.10 par value 381,750 $28.80 $10,994,132.78
Disclosure

SEC source: 0001225208-11-014675 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 58,333 $24.74 Strike: $24.74 $1,443,158.42
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · derivative · entry 8

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock, $0.10 par value · 58,333 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-third of the stock option award vest on the third, fourth, and fifth anniversary of the grant date, which was December 1, 2006.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 26,148 $28.63 Strike: $22.14 $748,727.06
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · derivative · entry 7

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,149

Underlying: Common Stock, $0.10 par value · 26,148 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty-five percnet of the stock option award vest on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionExecutive Option (right to buy) · Derivative 52,474 $28.63 Strike: $17.51 $1,502,551.01
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · derivative · entry 6

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,475

Underlying: Common Stock, $0.10 par value · 52,474 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 3, 2009.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 102,706 $28.63 $2,940,904.15
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · nonDerivative · entry 4

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,850

F4 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $28.5900 to 28.6800 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 22,800 $28.53 $650,468.04
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · nonDerivative · entry 3

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,556

F3 · price: This transaction was executed in multiple trades ranging from $28.5200 to $28.5450. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security hold of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 14,084 $28.63 $403,284.07
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · nonDerivative · entry 2

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,356

F1 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $28.5900 to 28.6800 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 12, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
Exercise / conversionCommon Stock, $0.10 par value 136,955 $28.63 $3,921,596.86
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · nonDerivative · entry 1

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2011 Filed May 12, 2011 22:45 UTC
Celentano John ESVP HR Public Affairs & Philan
SaleCommon Stock, $0.10 par value 3,700.298 $28.81 $106,605.59
Disclosure

SEC source: 0001225208-11-014156 · doc4.xml · nonDerivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Indirect · By BMY Savings & Investment Program

Disclosed balance after: 0

F5 · shares: The reporting person directed the Trustee of the Savings and Investment Plan to sell 3,700.298 shares of Bristol-Myers Squibb common stock held in the Bristol-Myers Squibb Company stock fund.

Read SEC document
May 09, 2011 Filed May 10, 2011 14:14 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
SaleCommon Stock, $0.10 par value 20,880 $28.77 $600,717.60
Disclosure

SEC source: 0001225208-11-013673 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,567

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionExecutive Option (right to buy) · Derivative 52,474 $28.74 Strike: $17.51 $1,508,118.50
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · derivative · entry 6

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,475

Underlying: Common Stock, $0.10 par value · 52,474 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 31,970 $28.74 $918,827.39
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,578

F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 9,582 $28.74 $275,389.55
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,548

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
SaleCommon Stock, $0.10 par value 2,828 $28.74 $81,277.57
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,130

F1 · price: This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 09, 2011 Filed May 11, 2011 20:23 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 52,474 $28.74 $1,508,118.50
Disclosure

SEC source: 0001225208-11-013980 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2011 Filed May 6, 2011 15:18 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionMarket Share Units · Derivative 13,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-013375 · doc4.xml · derivative · entry 4

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

Underlying: Common Stock, $0.10 par value · 13,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.

F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.

Read SEC document
May 04, 2011 Filed May 6, 2011 15:18 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 8,016 $28.71 $230,139.36
Disclosure

SEC source: 0001225208-11-013375 · doc4.xml · nonDerivative · entry 3

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,112

F3 · shares: Shares withheld for payment of taxes upon vesting of market share units.

Read SEC document
May 04, 2011 Filed May 6, 2011 15:18 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
OtherCommon Stock, $0.10 par value 1,893 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-013375 · doc4.xml · nonDerivative · entry 2

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,128

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
May 04, 2011 Filed May 6, 2011 15:18 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.10 par value 13,989 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-013375 · doc4.xml · nonDerivative · entry 1

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of market share units.

Read SEC document
May 01, 2011 Filed May 2, 2011 20:57 UTC
Cuss Francis MSVP Research, R&D
Tax withholdingCommon Stock, $0.10 par value 1,236 $28.10 $34,731.60
Disclosure

SEC source: 0001225208-11-012774 · doc4.xml · nonDerivative · entry 1

Cuss Francis M · CIK 0001490216 · SVP Research, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,871.82

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
May 01, 2011 Filed May 2, 2011 20:57 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
Tax withholdingCommon Stock, $0.10 par value 1,236 $28.10 $34,731.60
Disclosure

SEC source: 0001225208-11-012775 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,447

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
April 27, 2011 Filed Jul 5, 2011 18:49 UTC GiftCommon Stock, $0.10 par value 141,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017310 · doc4.xml · nonDerivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,765

Read SEC document
April 27, 2011 Filed Jul 5, 2011 18:49 UTC GiftCommon Stock, $0.10 par value 141,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017310 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,232

Read SEC document
April 20, 2011 Filed Jul 5, 2011 18:49 UTC GiftCommon Stock, $0.10 par value 165,455 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017310 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,699

Read SEC document
March 31, 2011 Filed Apr 4, 2011 19:15 UTC GrantDeferred Share Units · Derivative 295.59 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-010879 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,873.67

Underlying: Common Stock, $0.10 par value · 295.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 19:15 UTC GrantCommon Stock, $0.10 par value 945 $26.43 $24,976.35
Disclosure

SEC source: 0001225208-11-010878 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,154

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
March 31, 2011 Filed Apr 4, 2011 19:15 UTC GrantDeferred Share Units · Derivative 254.21 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-010880 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642.93

Underlying: Common Stock, $0.10 par value · 254.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted on a 1 for 1 basis into a share of common stock. Directors will receive shares upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 12, 2011 Filed Mar 15, 2011 16:11 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionRestricted Stock Units · Derivative 2,682 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009660 · doc4.xml · derivative · entry 4

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,793

Underlying: Common Stock, $0.10 par value · 2,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 12, 2011 Filed Mar 15, 2011 16:11 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 1,244 $26.41 $32,854.04
Disclosure

SEC source: 0001225208-11-009660 · doc4.xml · nonDerivative · entry 2

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,256.58

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 12, 2011 Filed Mar 15, 2011 16:11 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionCommon Stock, $0.10 par value 2,682 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009660 · doc4.xml · nonDerivative · entry 1

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,500.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
ANDREOTTI LAMBERTODirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.10 par value 4,644 $26.31 $122,183.64
Disclosure

SEC source: 0001225208-11-009168 · doc4.xml · nonDerivative · entry 5

ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,246

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionRestricted Stock Units · Derivative 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009169 · doc4.xml · derivative · entry 7

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,475

Underlying: Common Stock, $0.10 par value · 4,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F5 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

F5 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Tax withholdingCommon Stock, $0.10 par value 1,867 $26.31 $49,120.77
Disclosure

SEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 4

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,818.58

F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
Cazala Beatrice JSVP Comm Ops & Pres GC Euro EM
Exercise / conversionCommon Stock, $0.10 par value 4,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-009169 · doc4.xml · nonDerivative · entry 3

Cazala Beatrice J · CIK 0001457948 · SVP Comm Ops & Pres GC Euro EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,685.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired upon vesting of restricted stock units.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
Celentano John ESVP HR Public Affairs & Philan
Tax withholdingCommon Stock, $0.10 par value 1,331 $26.31 $35,018.61
Disclosure

SEC source: 0001225208-11-009170 · doc4.xml · nonDerivative · entry 5

Celentano John E · CIK 0001346102 · SVP HR Public Affairs & Philan

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,485

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
HOOPER ANTHONY CSVP ComOps Pres USJap Int
Tax withholdingCommon Stock, $0.10 par value 2,921 $26.31 $76,851.51
Disclosure

SEC source: 0001225208-11-009171 · doc4.xml · nonDerivative · entry 5

HOOPER ANTHONY C · CIK 0001277244 · SVP ComOps Pres USJap Int

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,428

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document
March 07, 2011 Filed Mar 8, 2011 22:32 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 3,554 $26.31 $93,505.74
Disclosure

SEC source: 0001225208-11-009172 · doc4.xml · nonDerivative · entry 5

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,238

F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.