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BRISTOL MYERS SQUIBB CO

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SEC CIK
0000014272
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2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
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Aug 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2012 Filed Feb 3, 2012 21:33 UTC GrantDeferred Share Units · Derivative 4,313 $32.46 $139,999.98
Disclosure

SEC source: 0001225208-12-003079 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,623.38

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:33 UTC GrantDeferred Share Units · Derivative 4,313 $32.46 $139,999.98
Disclosure

SEC source: 0001225208-12-003080 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,285.91

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:33 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 4,313 $32.46 $139,999.98
Disclosure

SEC source: 0001225208-12-003081 · doc4.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,827.7

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 21:34 UTC GrantDeferred Share Units · Derivative 4,313 $32.46 $139,999.98
Disclosure

SEC source: 0001225208-12-003082 · doc4.xml · derivative · entry 1

GLIMEHER LAURIE H · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,183.73

Underlying: Common Stock, $0.10 par value · 4,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 23:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-000650 · doc4.xml · derivative · entry 3

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock, $0.10 par value · 7,500 shares

Expires 2015-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on January 3, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 23:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
Tax withholdingCommon Stock, $0.10 par value 3,579 $35.01 $125,300.79
Disclosure

SEC source: 0001225208-12-000650 · doc4.xml · nonDerivative · entry 2

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,739.018

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 23:32 UTC
Caforio GiovanniPres., US Pharmaceuticals
Exercise / conversionCommon Stock, $0.10 par value 7,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-000650 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,318.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 22:40 UTC GrantCommon Stock, $0.10 par value 709 $35.24 $24,985.16
Disclosure

SEC source: 0001225208-12-000603 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,133

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 22:40 UTC GrantDeferred Share Units · Derivative 221.13 $35.33 $7,812.52
Disclosure

SEC source: 0001225208-12-000604 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,674.17

Underlying: Common Stock, $0.10 par value · 221.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2011 Filed Jan 4, 2012 22:40 UTC GrantDeferred Share Units · Derivative 190.17 $35.33 $6,718.71
Disclosure

SEC source: 0001225208-12-000605 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,058.37

Underlying: Common Stock, $0.10 par value · 190.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 01, 2011 Filed Nov 3, 2011 20:54 UTC
Bancroft Charles AEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 9,302 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-024300 · doc4.xml · derivative · entry 1

Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock, $0.10 par value · 9,302 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 1, 2014.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 1, 2014.

Read SEC document
October 31, 2011 Filed Nov 1, 2011 20:39 UTC Exercise / conversionExecutive Option (right to buy) · Derivative 440,188 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-11-024090 · doc4.xml · derivative · entry 3

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 440,188 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As Mr. Cornelius had attained age 60, this stock option award vested 100% on March 3, 2010, the first anniversary of the grant date.

Read SEC document
October 31, 2011 Filed Nov 1, 2011 20:39 UTC SaleCommon Stock, $0.10 par value 440,188 $31.87 $14,029,803.99
Disclosure

SEC source: 0001225208-11-024090 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,424

F1 · price: The price reported reflects the weighted average sale price. These shares were sold in multiple transactions ranging from $31.7950 to $32.0500. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 31, 2011 Filed Nov 1, 2011 20:39 UTC Exercise / conversionCommon Stock, $0.10 par value 440,188 $17.51 $7,707,691.88
Disclosure

SEC source: 0001225208-11-024090 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 00:11 UTC
Schmukler Louis SPres., Technical Operations
GrantRestricted Stock Units · Derivative 41,801 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-022948 · doc4.xml · derivative · entry 1

Schmukler Louis S · CIK 0001530894 · Pres., Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,801

Underlying: Common Stock, $0.10 par value · 41,801 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on October 3, 2012.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on October 3, 2012.

Read SEC document
October 01, 2011 Filed Oct 5, 2011 00:29 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-022950 · doc4.xml · derivative · entry 3

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,000 shares

Expires 2011-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converted into one share of common stock upon vesting.

F3 · derivative.exercise_date: 10,000 shares vested on October 1, 2011.

Read SEC document
October 01, 2011 Filed Oct 5, 2011 00:29 UTC
LEVIN JEREMY MSVP Strat Transactions
Tax withholdingCommon Stock, $0.10 par value 4,704 $31.38 $147,611.52
Disclosure

SEC source: 0001225208-11-022950 · doc4.xml · nonDerivative · entry 2

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,689

F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units.

Read SEC document
October 01, 2011 Filed Oct 5, 2011 00:29 UTC
LEVIN JEREMY MSVP Strat Transactions
Exercise / conversionCommon Stock, $0.10 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-022950 · doc4.xml · nonDerivative · entry 1

LEVIN JEREMY M · CIK 0001256153 · SVP Strat Transactions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2011 Filed Oct 5, 2011 00:02 UTC GrantCommon Stock, $0.10 par value 796 $31.38 $24,978.48
Disclosure

SEC source: 0001225208-11-022933 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,424

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
September 30, 2011 Filed Oct 5, 2011 00:34 UTC GrantDeferred Share Units · Derivative 249.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-022953 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,115.31

Underlying: Common Stock, $0.10 par value · 249.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 30, 2011 Filed Oct 5, 2011 00:36 UTC GrantDeferred Share Units · Derivative 214.31 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-022954 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,619.81

Underlying: Common Stock, $0.10 par value · 214.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
September 26, 2011 Filed Sep 27, 2011 20:35 UTC Exercise / conversionExecutive Option (right to buy) · Derivative 500,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-11-022232 · doc4.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,188

Underlying: Common Stock, $0.10 par value · 500,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As Mr. Cornelius had attained age 60, this stock option award vested 100% on March 3, 2010, the first anniversary of the grant date.

Read SEC document
September 26, 2011 Filed Sep 27, 2011 20:35 UTC Exercise / conversionCommon Stock, $0.10 par value 500,000 $17.51 $8,755,000.00
Disclosure

SEC source: 0001225208-11-022232 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2011 Filed Aug 18, 2011 20:29 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionOption (right to buy) · Derivative 13,781 $25.45 Strike: $25.45 $350,726.45
Disclosure

SEC source: 0001225208-11-020257 · doc4.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 13,781 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.

Read SEC document
August 17, 2011 Filed Aug 18, 2011 20:29 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 12,322 $28.46 $350,724.78
Disclosure

SEC source: 0001225208-11-020257 · doc4.xml · nonDerivative · entry 4

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,727

F3 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.4600 to $28.4700. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2011 Filed Aug 18, 2011 20:29 UTC
Caldarella Joseph CSVP & Controller
Tax withholdingCommon Stock, $0.10 par value 760 $28.46 $21,632.11
Disclosure

SEC source: 0001225208-11-020257 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,049

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F1 · price: This transaction was executed in multiple trades from $28.4600 to $28.4700. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2011 Filed Aug 18, 2011 20:29 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 58 $28.46 $1,650.87
Disclosure

SEC source: 0001225208-11-020257 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,809

F1 · price: This transaction was executed in multiple trades from $28.4600 to $28.4700. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2011 Filed Aug 18, 2011 20:29 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 13,781 $25.45 $350,726.45
Disclosure

SEC source: 0001225208-11-020257 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2011 Filed Aug 15, 2011 21:16 UTC Exercise / conversionExecutive Option (right to buy) · Derivative 200,000 $17.51 Strike: $17.51 $3,502,000.00
Disclosure

SEC source: 0001225208-11-019936 · doc4.xml · derivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,188

Underlying: Common Stock, $0.10 par value · 200,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As Mr. Cornelius had attained age 65, this stock option award vested 100% on the first anniversary of the the grant date, which was March 3, 2009.

Read SEC document
August 11, 2011 Filed Aug 15, 2011 21:16 UTC Exercise / conversionCommon Stock, $0.10 par value 200,000 $17.51 $3,502,000.00
Disclosure

SEC source: 0001225208-11-019936 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2011 Filed Jul 6, 2011 20:23 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
GrantRestricted Stock Units · Derivative 14,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017736 · doc4.xml · derivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,011

Underlying: Common Stock, $0.10 par value · 14,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

F2 · derivative.expiration_date: One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock.

Read SEC document
June 30, 2011 Filed Jul 5, 2011 18:49 UTC GrantCommon Stock, $0.10 par value 863 $28.96 $24,992.48
Disclosure

SEC source: 0001225208-11-017310 · doc4.xml · nonDerivative · entry 4

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,628

F1 · shares: Shares awarded to Mr. Cornelius for service as the Non-Executive Chairman.

Read SEC document
June 30, 2011 Filed Jul 5, 2011 18:49 UTC GrantDeferred Share Units · Derivative 271.08 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017312 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,503.5

Underlying: Common Stock, $0.10 par value · 271.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2011 Filed Jul 5, 2011 18:50 UTC GrantDeferred Share Units · Derivative 233.13 $0.00 $0.00
Disclosure

SEC source: 0001225208-11-017313 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,139.16

Underlying: Common Stock, $0.10 par value · 233.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionOption (right to buy) · Derivative 54,479 $22.14 Strike: $22.14 $1,206,165.06
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 10

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,160

Underlying: Common Stock, $0.10 par value · 54,479 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Twenty-five percent of the stock option award vest on each of the first, second, third and fourth anniversaries of the grant date, which was March 4, 2008.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionExecutive Option (right to buy) · Derivative 79,999 $24.74 Strike: $24.74 $1,979,175.26
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 9

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,001

Underlying: Common Stock, $0.10 par value · 79,999 shares

Expires 2016-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-third of the stock option award vests on each of the third, fourth, and fifth anniversaries of the grant date, which was December 1, 2006.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionExecutive Option (right to buy) · Derivative 44,310 $22.73 Strike: $22.73 $1,007,166.30
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 8

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 44,310 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 7, 2006.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionExecutive Option (right to buy) · Derivative 42,667 $25.45 Strike: $25.45 $1,085,875.15
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · derivative · entry 7

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 42,667 shares

Expires 2015-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 1, 2005.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 190,167 $27.76 $5,278,389.35
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 5

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578

F3 · shares: Shares withheld for payment of the option cost upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
SaleCommon Stock, $0.10 par value 90,000 $27.76 $2,498,094.00
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 4

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,745

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
SaleCommon Stock, $0.10 par value 16,382 $27.76 $454,708.62
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 3

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,745

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Tax withholdingCommon Stock, $0.10 par value 14,906 $27.76 $413,739.88
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 2

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,127

F1 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F2 · price: This transaction was executed in multiple trades from $27.7200 to $27.7900. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2011 Filed Jun 15, 2011 20:17 UTC
Carlo de NotaristefaniPres Tech Ops & Supp Fnctns
Exercise / conversionCommon Stock, $0.10 par value 221,455 $27.76 $6,146,837.85
Disclosure

SEC source: 0001225208-11-016379 · doc4.xml · nonDerivative · entry 1

Carlo de Notaristefani · CIK 0001313754 · Pres Tech Ops & Supp Fnctns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionExecutive Option (right to buy) · Derivative 37,831 $28.70 Strike: $22.14 $1,085,791.31
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · derivative · entry 14

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,478

Underlying: Common Stock, $0.10 par value · 37,831 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionExecutive Option (right to buy) · Derivative 147,748 $28.70 Strike: $17.51 $4,240,530.12
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · derivative · entry 13

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,749

Underlying: Common Stock, $0.10 par value · 147,748 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 119,321 $28.70 $3,424,643.95
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 9

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,902

F4 · shares: Shares withheld for payment of exercise price upon exercise of stock options.

F5 · price: This transaction was executed in multiple trades from $28.7000 to $28.7150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Tax withholdingCommon Stock, $0.10 par value 30,978 $28.70 $889,102.68
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 8

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,223

F2 · shares: Shares withheld for payment of taxes and fees upon exercise of stock options.

F5 · price: This transaction was executed in multiple trades from $28.7000 to $28.7150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 730 $28.70 $20,951.80
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 7

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,201

F5 · price: This transaction was executed in multiple trades from $28.7000 to $28.7150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 18, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 185,579 $28.70 $5,326,321.44
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · nonDerivative · entry 6

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2011 Filed May 18, 2011 23:12 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionOption (right to buy) · Derivative 68,000 $28.90 Strike: $23.14 $1,965,295.20
Disclosure

SEC source: 0001225208-11-014779 · doc4.xml · derivative · entry 12

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 68,000 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Currently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.