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BRISTOL MYERS SQUIBB CO

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1662
SEC CIK
0000014272
Parsed reports
2,253

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2013 Filed Mar 5, 2013 21:55 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 46,365 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-006657 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.

Read SEC document
February 27, 2013 Filed Feb 27, 2013 21:08 UTC
Caforio GiovanniPres., US Pharmaceuticals
SaleCommon Stock, $0.10 par value 12,150 $37.08 $450,522.00
Disclosure

SEC source: 0001225208-13-005725 · doc4.xml · nonDerivative · entry 1

Caforio Giovanni · CIK 0001533201 · Pres., US Pharmaceuticals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,850.018

Read SEC document
February 26, 2013 Filed Feb 27, 2013 21:08 UTC SaleCommon Stock, $0.10 par value 10,000 $36.44 $364,400.00
Disclosure

SEC source: 0001225208-13-005726 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.33 to $36.74, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 21:08 UTC SaleCommon Stock, $0.10 par value 10,000 $36.71 $367,100.00
Disclosure

SEC source: 0001225208-13-005726 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.44 to $36.98, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2013 Filed Feb 21, 2013 23:06 UTC SaleCommon Stock, $0.10 par value 10,000 $36.67 $366,700.00
Disclosure

SEC source: 0001225208-13-005021 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.59 to $36.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2013 Filed Feb 20, 2013 21:12 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionOption (right to buy) · Derivative 17,710 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001225208-13-004681 · doc4.xml · derivative · entry 6

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 17,710 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.

Read SEC document
February 20, 2013 Filed Feb 20, 2013 21:12 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionOption (right to buy) · Derivative 22,598 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001225208-13-004681 · doc4.xml · derivative · entry 5

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 22,598 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.

Read SEC document
February 20, 2013 Filed Feb 20, 2013 21:12 UTC
Caldarella Joseph CSVP & Controller
SaleCommon Stock, $0.10 par value 37,585 $36.87 $1,385,758.95
Disclosure

SEC source: 0001225208-13-004681 · doc4.xml · nonDerivative · entry 3

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,382

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.87 to $36.89, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2013 Filed Feb 20, 2013 21:12 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 17,710 $22.73 $402,548.30
Disclosure

SEC source: 0001225208-13-004681 · doc4.xml · nonDerivative · entry 2

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2013 Filed Feb 20, 2013 21:12 UTC
Caldarella Joseph CSVP & Controller
Exercise / conversionCommon Stock, $0.10 par value 22,598 $27.01 $610,371.98
Disclosure

SEC source: 0001225208-13-004681 · doc4.xml · nonDerivative · entry 1

Caldarella Joseph C · CIK 0001341069 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2013 Filed Feb 21, 2013 23:06 UTC SaleCommon Stock, $0.10 par value 10,000 $36.87 $368,700.00
Disclosure

SEC source: 0001225208-13-005021 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.70 to $36.98, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2013 Filed Feb 13, 2013 22:09 UTC SaleCommon Stock, $0.10 par value 10,000 $36.15 $361,500.00
Disclosure

SEC source: 0001225208-13-003973 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.05 to $36.45, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2013 Filed Feb 13, 2013 22:09 UTC SaleCommon Stock, $0.10 par value 10,000 $36.68 $366,800.00
Disclosure

SEC source: 0001225208-13-003973 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.56 to $36.85, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 11, 2013 Filed Feb 11, 2013 21:08 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionOption (right to buy) · Derivative 16,875 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001225208-13-003597 · doc4.xml · derivative · entry 4

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 16,875 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 11, 2013 Filed Feb 11, 2013 21:08 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 10,364 $36.97 $383,157.08
Disclosure

SEC source: 0001225208-13-003597 · doc4.xml · nonDerivative · entry 3

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,307.97

Read SEC document
February 11, 2013 Filed Feb 11, 2013 21:08 UTC
Elicker John ESVP Pub Affairs & Inv Relation
SaleCommon Stock, $0.10 par value 4,900 $36.98 $181,202.00
Disclosure

SEC source: 0001225208-13-003597 · doc4.xml · nonDerivative · entry 2

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,671.97

Read SEC document
February 11, 2013 Filed Feb 11, 2013 21:08 UTC
Elicker John ESVP Pub Affairs & Inv Relation
Exercise / conversionCommon Stock, $0.10 par value 16,875 $28.11 $474,356.25
Disclosure

SEC source: 0001225208-13-003597 · doc4.xml · nonDerivative · entry 1

Elicker John E · CIK 0001554788 · SVP Pub Affairs & Inv Relation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,571.97

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionOption (right to buy) · Derivative 48,333 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · derivative · entry 11

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 48,333 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionExecutive Option (right to buy) · Derivative 70,000 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · derivative · entry 10

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,795

Underlying: Common Stock, $0.10 par value · 70,000 shares

Expires 2016-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionExecutive Option (right to buy) · Derivative 147,749 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · derivative · entry 9

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 147,749 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
SaleCommon Stock, $0.10 par value 224,705 $36.79 $8,266,896.95
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · nonDerivative · entry 4

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,429

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.73 to $36.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 48,333 $28.11 $1,358,640.63
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · nonDerivative · entry 3

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 70,000 $22.73 $1,591,100.00
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · nonDerivative · entry 2

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2013 Filed Feb 11, 2013 21:08 UTC
SIGAL ELLIOTDirector · EVP, CSO & President R&D
Exercise / conversionCommon Stock, $0.10 par value 147,749 $17.51 $2,587,084.99
Disclosure

SEC source: 0001225208-13-003595 · doc4.xml · nonDerivative · entry 1

SIGAL ELLIOT · CIK 0001202294 · Director · EVP, CSO & President R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2013 Filed Feb 8, 2013 21:30 UTC SaleCommon Stock, $0.10 par value 10,000 $36.42 $364,200.00
Disclosure

SEC source: 0001225208-13-003509 · doc4.xml · nonDerivative · entry 2

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,121,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.29 to $36.76, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:30 UTC SaleCommon Stock, $0.10 par value 10,000 $36.51 $365,100.00
Disclosure

SEC source: 0001225208-13-003509 · doc4.xml · nonDerivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,218

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2012.

F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.41 to $36.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 05, 2013 Filed Feb 5, 2013 21:18 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionOption (right to buy) · Derivative 19,310 $0.00 Strike: $23.14 $0.00
Disclosure

SEC source: 0001225208-13-002980 · doc4.xml · derivative · entry 4

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 19,310 shares

Expires 2013-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2003.

Read SEC document
February 05, 2013 Filed Feb 5, 2013 21:18 UTC
LEUNG SANDRAGeneral Counsel & Secretary
SaleCommon Stock, $0.10 par value 16,780 $36.87 $618,678.60
Disclosure

SEC source: 0001225208-13-002980 · doc4.xml · nonDerivative · entry 2

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,478

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.86 to $36.88, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 05, 2013 Filed Feb 5, 2013 21:18 UTC
LEUNG SANDRAGeneral Counsel & Secretary
Exercise / conversionCommon Stock, $0.10 par value 19,310 $23.14 $446,833.40
Disclosure

SEC source: 0001225208-13-002980 · doc4.xml · nonDerivative · entry 1

LEUNG SANDRA · CIK 0001199294 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:06 UTC Exercise / conversionOption (right to buy) · Derivative 3,500 $0.00 Strike: $25.51 $0.00
Disclosure

SEC source: 0001225208-13-002963 · doc4.xml · derivative · entry 5

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 3,500 shares

Expires 2013-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was May 6, 2003.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:06 UTC SaleCommon Stock, $0.10 par value 3,500 $36.77 $128,695.00
Disclosure

SEC source: 0001225208-13-002963 · doc4.xml · nonDerivative · entry 2

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:06 UTC Exercise / conversionCommon Stock, $0.10 par value 3,500 $25.51 $89,285.00
Disclosure

SEC source: 0001225208-13-002963 · doc4.xml · nonDerivative · entry 1

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionOption (right to buy) · Derivative 15,663 $0.00 Strike: $27.01 $0.00
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 7

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 15,663 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionOption (right to buy) · Derivative 21,049 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 6

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 21,049 shares

Expires 2018-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionOption (right to buy) · Derivative 19,500 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · derivative · entry 5

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 19,500 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:18 UTC SaleCommon Stock, $0.10 par value 50,300 $36.67 $1,844,501.00
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 4

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,125

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.63 to $36.70, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionCommon Stock, $0.10 par value 15,663 $27.01 $423,057.63
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 3

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionCommon Stock, $0.10 par value 19,500 $28.11 $548,145.00
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 2

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 04, 2013 Filed Feb 5, 2013 21:18 UTC Exercise / conversionCommon Stock, $0.10 par value 21,049 $22.14 $466,024.86
Disclosure

SEC source: 0001225208-13-002981 · doc4.xml · nonDerivative · entry 1

von Autenried Paul · CIK 0001524143 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:06 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002963 · doc4.xml · derivative · entry 4

CAMPBELL LEWIS B · CIK 0001176437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,444.39

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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February 01, 2013 Filed Feb 5, 2013 21:06 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002964 · doc4.xml · derivative · entry 1

CORNELIUS JAMES M · CIK 0001198959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,589.54

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

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February 01, 2013 Filed Feb 5, 2013 21:08 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002967 · doc4.xml · derivative · entry 1

FREEH LOUIS J · CIK 0001279230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,660.55

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:11 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002971 · doc4.xml · derivative · entry 1

GLIMCHER LAURIE H M.D. · CIK 0001255051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,186.27

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:11 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002972 · doc4.xml · derivative · entry 1

GROBSTEIN MICHAEL · CIK 0001222342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,434.78

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:18 UTC
LACY ALAN JDirector
GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002982 · doc4.xml · derivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,475.13

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:18 UTC
SATO VICKI LDirector
GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002983 · doc4.xml · derivative · entry 1

SATO VICKI L · CIK 0001197020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500.44

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:19 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002984 · doc4.xml · derivative · entry 1

Storch Gerald L · CIK 0001205004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,118.72

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:19 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002985 · doc4.xml · derivative · entry 1

WEST TOGO D JR · CIK 0001117026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,128.5

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 21:19 UTC GrantDeferred Share Units · Derivative 4,364 $36.66 $159,984.24
Disclosure

SEC source: 0001225208-13-002986 · doc4.xml · derivative · entry 1

Williams R Sanders · CIK 0001375347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,335.71

Underlying: Common Stock, $0.10 par value · 4,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 31, 2013 Filed Jan 31, 2013 21:54 UTC
DANIELS BRIANSVP Global Dev & Med Affairs
SaleCommon Stock, $0.10 par value 12,000 $36.22 $434,640.00
Disclosure

SEC source: 0001225208-13-002612 · doc4.xml · nonDerivative · entry 1

DANIELS BRIAN · CIK 0001428698 · SVP Global Dev & Med Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,010.041

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.20 to $36.27, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.