BLNE

SEC source: 0001249155-17-000016 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,746

SEC source: 0001249155-17-000008 · primary_doc.xml · derivative · entry 4

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F3 · price: The RSUs and options were granted pursuant to the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest in 12 quarterly installments over three years, commencing on January 31, 2017 and continuing thereafter on the last day of each succeeding fiscal quarter to and including October 31, 2019, subject to continued service with the Issuer on the respective vesting date. Of the quarterly vesting installments, 11 will vest an aggregate of 833 options, and the 12th installment will vest an aggregate of 837 options.

SEC source: 0001249155-17-000008 · primary_doc.xml · nonDerivative · entry 2

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,004

SEC source: 0001249155-17-000008 · primary_doc.xml · nonDerivative · entry 1

Heim Melissa · CIK 0001693285 · EVP Ops & Master Distiller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On December 31, 2016, the reporting person was granted 15,152 RSUs that were immediate vested and converted to common stock.

SEC source: 0001249155-17-000002 · primary_doc.xml · derivative · entry 5

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-06-09

F1 · derivative.exercise_price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

F3 · price: The warrants were assigned to the reporting person and transferred for no consideration.

F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Since the holder's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person.

SEC source: 0001249155-17-000002 · primary_doc.xml · nonDerivative · entry 2

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,246

F1 · price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

SEC source: 0001249155-17-000002 · primary_doc.xml · derivative · entry 4

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2019-06-09

F3 · kind: The warrants were assigned to the reporting person and transferred for no consideration.

F3 · price: The warrants were assigned to the reporting person and transferred for no consideration.

F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Since the holder's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person.

SEC source: 0001249155-17-000002 · primary_doc.xml · derivative · entry 3

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 100,000 shares

Expires 2019-06-27

F1 · derivative.exercise_price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Since the holder's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person.

SEC source: 0001249155-17-000002 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,246

F1 · price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

SEC source: 0001249155-17-000001 · primary_doc.xml · derivative · entry 8

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Employee Profit Sharing Plan

Disclosed balance after: 94,231

Underlying: Common Stock · 25,000 shares

Expires 2019-06-09

F5 · derivative.exercise_price: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

F9 · kind: The warrants owned by the PSP were assigned to a third party and transferred for no consideration.

F9 · price: The warrants owned by the PSP were assigned to a third party and transferred for no consideration.

F7 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Once the holder's beneficial ownership percentage, calculated in accordance with Rule 13d-3(i), reaches 9.99%, warrants will not be exercisable until such time as the holder's beneficial ownership percentage falls to 9.99% or below.

F5 · derivative.underlying_shares: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

F5 · balance_after: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

F3 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the PSP, except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-17-000001 · primary_doc.xml · derivative · entry 7

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 0

Underlying: Common Stock · 33,653 shares

Expires 2019-06-22

F8 · derivative.exercise_price: Reflects a temporary reduction of the exercise price of the warrants from its original exercise price of $2.00 per share.

F6 · price: The warrants owned directly by the reporting person were assigned by him to the CRUT and transferred for no consideration.

F7 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Once the holder's beneficial ownership percentage, calculated in accordance with Rule 13d-3(i), reaches 9.99%, warrants will not be exercisable until such time as the holder's beneficial ownership percentage falls to 9.99% or below.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-17-000001 · primary_doc.xml · derivative · entry 6

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 33,653

Underlying: Common Stock · 33,653 shares

Expires 2019-06-22

F6 · kind: The warrants owned directly by the reporting person were assigned by him to the CRUT and transferred for no consideration.

F6 · price: The warrants owned directly by the reporting person were assigned by him to the CRUT and transferred for no consideration.

F7 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Once the holder's beneficial ownership percentage, calculated in accordance with Rule 13d-3(i), reaches 9.99%, warrants will not be exercisable until such time as the holder's beneficial ownership percentage falls to 9.99% or below.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-17-000001 · primary_doc.xml · derivative · entry 5

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,347

Underlying: Common Stock · 33,653 shares

Expires 2019-06-22

F5 · derivative.exercise_price: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

F6 · kind: The warrants owned directly by the reporting person were assigned by him to the CRUT and transferred for no consideration.

F5 · shares: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

F6 · price: The warrants owned directly by the reporting person were assigned by him to the CRUT and transferred for no consideration.

F7 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership by the holder of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Once the holder's beneficial ownership percentage, calculated in accordance with Rule 13d-3(i), reaches 9.99%, warrants will not be exercisable until such time as the holder's beneficial ownership percentage falls to 9.99% or below.

F5 · balance_after: Reflects the 20-for-1 reverse stock split effected on October 18, 2016.

SEC source: 0001249155-17-000001 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 127,320

F1 · price: The warrant exercise price was paid by forgiveness of promissory note indebtedness of $43,748.90.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-17-000015 · primary_doc.xml · derivative · entry 1

WICKERSHAM GROVER T. · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,963

Underlying: Common Stock · 40,384 shares

Expires 2019-06-22

F1 · derivative.exercise_price: The exercise price of the transferred warrants was $2.00; however, at the time of the assignment, they were subject to a temporary exercise price reduction that reduced the exercise price to $1.30 through December 31, 2016.

F2 · kind: The warrants were assigned by the reporting person to an unaffiliated third party for no consideration.

F2 · price: The warrants were assigned by the reporting person to an unaffiliated third party for no consideration.

F3 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in the beneficial ownership by the holder of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the holder. Once the holder's beneficial ownership percentage, calculated in accordance with Rule 13d-3(i), reaches 9.99%, warrants will not be exercisable until such time as the holder's beneficial ownership percentage falls to 9.99% or below.

SEC source: 0001249155-16-000098 · primary_doc.xml · derivative · entry 7

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Employee Profit Sharing Plan

Disclosed balance after: 119,231

Underlying: Common Stock · 130,769 shares

Expires 2019-06-09

F7 · derivative.exercise_price: Reflects a temporary reduction of the exercise price of the warrants from its original exercise price of $2.00 per share.

F8 · derivative.exercise_date: The blocker on the warrants was waived to permit exercise of the warrants during the temporary exercise price reduction.

F5 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000098 · primary_doc.xml · derivative · entry 6

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2019-09-19

F7 · derivative.exercise_price: Reflects a temporary reduction of the exercise price of the warrants from its original exercise price of $2.00 per share.

F8 · derivative.exercise_date: The blocker on the warrants was waived to permit exercise of the warrants during the temporary exercise price reduction.

F3 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000098 · primary_doc.xml · derivative · entry 5

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-06-30

F7 · derivative.exercise_price: Reflects a temporary reduction of the exercise price of the warrants from its original exercise price of $2.00 per share.

F8 · derivative.exercise_date: The blocker on the warrants was waived to permit exercise of the warrants during the temporary exercise price reduction.

F3 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000098 · primary_doc.xml · nonDerivative · entry 2

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Employee Profit Sharing Plan

Disclosed balance after: 447,924

F4 · price: The warrant exercise price was paid with a combination of $49,999.70 in cash and $120,000 of promissory note indebtedness forgiveness.

F2 · balance_after: Reflects a 20-for-1 reverse stock split effective October 18, 2016.

F5 · ownership.nature: The reporting person is the trustee of the Grover T. Wickersham P.C. Employees' Profit Sharing Plan (the "PSP"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest in the PSP. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000098 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Remainder Trust

Disclosed balance after: 93,667

F1 · price: The warrant exercise price was paid by forgiveness of promissory note indebtedness.

F2 · balance_after: Reflects a 20-for-1 reverse stock split effective October 18, 2016.

F3 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000089 · primary_doc.xml · derivative · entry 3

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2019-06-04

F1 · derivative.exercise_price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

F3 · shares: Reflects the 20-for-1 reverse stock split effective October 18, 2016.

F5 · price: The warrants were issued for any additional consideration in connection with the purchase by the reporting person of promissory notes.

F4 · derivative.exercise_date: The warrants contain a blocker than prohibits the reporting person from exercising the warrants if such exercise will result in beneficial ownership by the reporting person and its affiliates of more than 9.99% of the Issuer's outstanding shares. The blocker may only be amended by written consent of both the Issuer and the reporting person. Since the reporting person's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable, absent a waiver. The blocker was waived by mutual consent of the Issuer and the reporting person as of November 25, 2016.

F3 · derivative.underlying_shares: Reflects the 20-for-1 reverse stock split effective October 18, 2016.

SEC source: 0001249155-16-000089 · primary_doc.xml · nonDerivative · entry 2

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,246

F1 · price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

F2 · price: The exercise price was paid by forgiveness of indebtedness of $125,000.20 owed by the Issuer to the reporting person pursuant to promissory notes.

SEC source: 0001249155-16-000089 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,092

F1 · price: On November 25, 2016, the Issuer temporarily reduced the exercise price of its outstanding warrants from $2.00 ($0.10 prior to the October 18, 2016 reverse stock split) to $1.30, and the warrants were exercised at the reduced exercise price.

SEC source: 0001249155-16-000088 · primary_doc.xml · derivative · entry 2

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2019-11-23

F3 · price: The warrants were issued for no additional consideration in connection with the purchase by the reporting person of a $75,000 promissory note.

F2 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership of more the 9.99% of the Issuer's outstanding shares by the warrant holder and its affiliates. The blocker may only be amended by written consent of both the Issuer and the holder. Since the reporting person's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable. The warrant will not be exercisable until the reporting person's beneficial ownership percentage falls below 9.99% (taking into account exercise of the warrants), or the blocker is waived by the mutual consent of the reporting person and the Issuer.

SEC source: 0001249155-16-000088 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,246

F1 · balance_after: Reflects a 20-for-1 reverse stock split effective October 18, 2016.

SEC source: 0001249155-16-000087 · primary_doc.xml · derivative · entry 5

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2019-11-23

F6 · price: The warrants were issued for no additional consideration in connection with the purchase by the reporting person of a $75,000 promissory note.

F5 · derivative.exercise_date: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership of more than 9.99% of the Issuer's outstanding shares by the warrantholder and his affiliates. The blocker may only be amended by written consent of both the Issuer and the holder. Since the reporting person's beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable. The warrants will not be exercisable until the reporting person's beneficial ownership percentage falls below 9.99% (taking into account exercise of the warrants), or the blocker is waived by the mutual consent of the reporting person and the Issuer.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001249155-16-000087 · primary_doc.xml · nonDerivative · entry 1

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By charitable remainder trust

Disclosed balance after: 31,167

F1 · balance_after: Reflects a 20-for-1 reverse stock split effective October 18, 2016.

F2 · ownership.nature: The reporting person is a joint trustee and beneficiary of the Grover T. and Jill Z. Wickersham 2000 Charitable Remainder Trust (the "CRUT"), which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by the CRUT, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

SEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 7

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 55,328 shares

Expires 2019-04-04

F5 · shares: The warrants were cancelled and returned to the Issuer.

SEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 6

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,321 shares

Expires 2019-04-04

F5 · shares: The warrants were cancelled and returned to the Issuer.

SEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 5

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Underlying: Common Stock · 55,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 4

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Not applicable.

SEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 3

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,216

Underlying: Common Stock · 16,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F3 · price: The RSUs were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F2 · derivative.exercise_date: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017.

F2 · derivative.expiration_date: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017.

SEC source: 0001615774-16-008102 · s104581_form4.xml · nonDerivative · entry 2

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 56,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615774-16-008102 · s104581_form4.xml · nonDerivative · entry 1

Earles Steven · CIK 0001626090 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 3

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,660 shares

Expires 2019-04-04

F2 · shares: The warrants were cancelled and returned to the Issuer.

SEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 2

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable.

SEC source: 0001615774-16-008107 · s104579_form4.xml · nonDerivative · entry 1

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615774-16-008104 · s104578_form4.xml · derivative · entry 3

Kunkel Martin Everett · CIK 0001631770 · N/A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,662 shares

Expires 2019-04-04

F2 · shares: The warrants were cancelled and returned to the Issuer.

SEC source: 0001615774-16-008104 · s104578_form4.xml · derivative · entry 2

Kunkel Martin Everett · CIK 0001631770 · N/A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable.

SEC source: 0001615774-16-008104 · s104578_form4.xml · nonDerivative · entry 1

Kunkel Martin Everett · CIK 0001631770 · N/A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001615774-16-007646 · s104343_form4.xml · derivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2026-10-13

F2 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Eastside Distilling, Inc. 2016 Equity Incentive Plan. 100,000 Non-Qualified Options ("Options") vest on the date first listed. An additional 100,000 Options will vest monthly until a total of 700,000 Options have vested.

SEC source: 0001615774-16-007644 · s104091_form4.xml · derivative · entry 1

DAVIS TRENT D · CIK 0001217815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2026-10-13

F2 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Eastside Distilling, Inc. 2016 Equity Incentive Plan. 100,000 Non-Qualified Options ("Options") vest on the date first listed. An additional 100,000 Options will vest monthly until a total of 700,000 Options have vested.

SEC source: 0001615774-16-007657 · s104346_form4.xml · derivative · entry 2

Harkins Samuel Jay · CIK 0001685182 · Director · Executive VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,111

Underlying: Common Stock · 1,111,111 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's common stock upon vesting of the unit.

F5 · price: The RSUs were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: These RSUs are scheduled to vest as follows: (i) 555,556 shares were vested upon the grant date; (ii) 277,778 shares will vest on January 1, 2017; and (iii) 277,777 shares will vest on April 1, 2017.

F4 · derivative.expiration_date: These RSUs are scheduled to vest as follows: (i) 555,556 shares were vested upon the grant date; (ii) 277,778 shares will vest on January 1, 2017; and (iii) 277,777 shares will vest on April 1, 2017.

SEC source: 0001615774-16-007657 · s104346_form4.xml · derivative · entry 1

Harkins Samuel Jay · CIK 0001685182 · Director · Executive VP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 3,000,000 shares

Expires 2026-10-13

F2 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F1 · derivative.exercise_date: The Incentive Stock Options vest quarterly for three years, commencing on October 1, 2016 and the first of each quarter thereafter.

SEC source: 0001615774-16-007660 · s104340_form4.xml · derivative · entry 5

WICKERSHAM GROVER T · CIK 0001265078 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2026-10-13

F5 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Eastside Distilling, Inc. 2016 Equity Incentive Plan. 100,000 Non-Qualified Options ("Options") vest on the date first listed. An additional 100,000 Options will vest monthly until a total of 700,000 Options have vested.

SEC source: 0001249155-16-000080 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,774,915

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.0889 to $0.1050. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001249155-16-000078 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,599,915

SEC source: 0001249155-16-000079 · primary_doc.xml · nonDerivative · entry 1

GLENBROOK CAPITAL LP · CIK 0001160520 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,599,915

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.0805 to $0.08500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request of the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions reported on this Form 4.

SEC source: 0001615774-16-008107 · s104579_form4.xml · derivative · entry 4

Shum Steve · CIK 0001578898 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2026-09-20

F4 · price: The options were issued pursuant to the Issuer's 2016 Equity Incentive Plan.

F3 · derivative.exercise_date: The Incentive Stock Options vest quarterly for three years, commencing on January 1, 2017 and the first day of each quarter thereafter.

SEC source: 0001615774-16-007257 · s104151_form4.xml · derivative · entry 2

Hirson Lawrence · CIK 0001684913 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 11,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2019-09-19

F1 · ownership.nature: The reporting person is the manager of WATB ISA, LLC, which is the owner of the reported securities. The reporting person disclaims beneficial ownership of the securities owned by WATB ISA, LLC, except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.