Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beeline Holdings, Inc.ESDI · Entity 7378 | Director · President · 10% owner | November 04, 2016 | November 08, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beeline Holdings, Inc.
Report date November 04, 2016 · Filed November 08, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 765,251 |
Reported balance
After 2016-11-04 transaction · row 1
1 source rowRow 1 · 2016-11-04 · Conversion · Acquired 123,333 · Balance 765,251 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 56,474 |
Reported balance
After 2016-11-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-04 · Conversion · Acquired 55,333 · Balance 56,474 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,216 |
Reported balance
After 2016-11-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-04 · Grant · Acquired 16,216 · Balance 16,216 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3: The RSUs were issued pursuant to the Issuer's 2016 Equity Incentive Plan. F2: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017. |
| Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 | Direct | 0 |
Reported balance
After 2016-11-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-04 · Conversion · Disposed 185 · Balance 0 F4: Not applicable. |
| Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 | IndirectBy spouse | 0 |
Reported balance
After 2016-11-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-04 · Conversion · Disposed 83 · Balance 0 F4: Not applicable. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2019-04-04 | Direct | 0 |
Reported balance
After 2016-11-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-04 · Disposition to issuer · Disposed 123,321 · Balance 0 F5: The warrants were cancelled and returned to the Issuer. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2019-04-04 | IndirectBy spouse | 0 |
Reported balance
After 2016-11-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-11-04 · Disposition to issuer · Disposed 55,328 · Balance 0 F5: The warrants were cancelled and returned to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
F2: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017.
F3: The RSUs were issued pursuant to the Issuer's 2016 Equity Incentive Plan.
F4: Not applicable.
F5: The warrants were cancelled and returned to the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Disposition to issuerWarrant · Derivative | 55,328 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 7 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 55,328 shares Expires 2019-04-04 F5 · shares: The warrants were cancelled and returned to the Issuer. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | Disposition to issuerWarrant · Derivative | 123,321 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 6 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,321 shares Expires 2019-04-04 F5 · shares: The warrants were cancelled and returned to the Issuer. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionSeries A Preferred Stock · Derivative | 83 | $1,000.00 Strike: $1.50 | $83,000.00 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 5 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 55,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionSeries A Preferred Stock · Derivative | 185 | $1,000.00 Strike: $1.50 | $185,000.00 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 4 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantRestricted Stock Units · Derivative | 16,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · derivative · entry 3 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,216 Underlying: Common Stock · 16,216 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F3 · price: The RSUs were issued pursuant to the Issuer's 2016 Equity Incentive Plan. F2 · derivative.exercise_date: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017. F2 · derivative.expiration_date: These RSUs are scheduled to vest in four equal installments with 25% vesting on the grant date and 25% vesting on each of January 1, 2017, April 1, 2017 and July 1, 2017. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionCommon Stock | 55,333 | $1.50 | $82,999.50 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · nonDerivative · entry 2 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 56,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:39 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | ConversionCommon Stock | 123,333 | $1.50 | $184,999.50 |
DisclosureSEC source: 0001615774-16-008102 · s104581_form4.xml · nonDerivative · entry 1 Earles Steven · CIK 0001626090 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2016 Filed Sep 22, 2016 20:26 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantCommon Stock | 22,817 | $0.07 | $1,581.22 |
DisclosureSEC source: 0001615774-16-007320 · s103696_form4.xml · nonDerivative · entry 2 Earles Steven · CIK 0001626090 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 22,817 F1 · shares: Shares received in respect of paid-in-kind dividend on Series A Preferred stock. Read SEC document |
| July 07, 2016 Filed Sep 22, 2016 20:26 UTC | Beeline Holdings, Inc. ESDI · Entity 7378 | GrantCommon Stock | 50,858 | $0.07 | $3,524.46 |
DisclosureSEC source: 0001615774-16-007320 · s103696_form4.xml · nonDerivative · entry 1 Earles Steven · CIK 0001626090 · Director · President, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,838,358 F1 · shares: Shares received in respect of paid-in-kind dividend on Series A Preferred stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.