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BKTI

BK Technologies Corp

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Tapewire entity
6049
SEC CIK
0000002186
Parsed reports
216

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2024 Filed May 23, 2024 15:34 UTC
Suzuki John MDirector · CEO & President
PurchaseCommon Stock 2,000 $14.05 $28,100.00
Disclosure

SEC source: 0001654954-24-006832 · section16.xml · nonDerivative · entry 3

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,799

Read SEC document
May 22, 2024 Filed May 23, 2024 15:34 UTC
Suzuki John MDirector · CEO & President
PurchaseCommon Stock 2,000 $14.15 $28,300.00
Disclosure

SEC source: 0001654954-24-006832 · section16.xml · nonDerivative · entry 2

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,799

Read SEC document
May 21, 2024 Filed May 23, 2024 15:34 UTC
Suzuki John MDirector · CEO & President
PurchaseCommon Stock 1,018 $14.00 $14,252.00
Disclosure

SEC source: 0001654954-24-006832 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,799

Read SEC document
May 20, 2024 Filed May 21, 2024 22:12 UTC PurchaseCommon Stock 1,525 $13.94 $21,262.92
Disclosure

SEC source: 0001104659-24-063937 · tm2415115-1_4seq1.xml · nonDerivative · entry 2

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Palm Global Small Cap Master Fund LP

Disclosed balance after: 84,966

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.76 to $13.96 per share. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
May 17, 2024 Filed May 21, 2024 22:12 UTC PurchaseCommon Stock 2,632 $13.86 $36,483.47
Disclosure

SEC source: 0001104659-24-063937 · tm2415115-1_4seq1.xml · nonDerivative · entry 1

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Palm Global Small Cap Master Fund LP

Disclosed balance after: 83,441

F2 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.70 to $13.95 per share. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
May 16, 2024 Filed May 17, 2024 00:07 UTC PurchaseCommon Stock 8,169 $13.77 $112,461.81
Disclosure

SEC source: 0001104659-24-062671 · tm2414792-1_4seq1.xml · nonDerivative · entry 3

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Palm Global Small Cap Master Fund LP

Disclosed balance after: 80,809

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.63 to $13.81 per share. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
May 15, 2024 Filed May 17, 2024 00:07 UTC PurchaseCommon Stock 5,572 $13.45 $74,953.43
Disclosure

SEC source: 0001104659-24-062671 · tm2414792-1_4seq1.xml · nonDerivative · entry 2

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Palm Global Small Cap Master Fund LP

Disclosed balance after: 72,640

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.32 to $13.57 per share. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
May 14, 2024 Filed May 17, 2024 00:07 UTC PurchaseCommon Stock 2,893 $13.23 $38,279.60
Disclosure

SEC source: 0001104659-24-062671 · tm2414792-1_4seq1.xml · nonDerivative · entry 1

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Palm Global Small Cap Master Fund LP

Disclosed balance after: 67,068

F2 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.41 per share. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:57 UTC
Suzuki John MDirector · CEO & President
GrantCommon Stock 4,159 $10.00 $41,590.00
Disclosure

SEC source: 0001654954-24-003669 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,781

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Suzuki swapped $41,590 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 20:55 UTC
Malmanger Scott A.CFO and Secretary
GrantCommon Stock 551 $10.00 $5,510.00
Disclosure

SEC source: 0001654954-24-003666 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,729

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Malmanger swapped $5,110 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant

Read SEC document
February 06, 2024 Filed Feb 9, 2024 23:27 UTC GrantCommon Stock 7,335 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-001552 · section16.xml · nonDerivative · entry 1

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,055

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 23:18 UTC GrantCommon Stock 7,335 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-001549 · section16.xml · nonDerivative · entry 1

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,093

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 16:42 UTC GrantCommon Stock 7,335 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-001527 · section16.xml · nonDerivative · entry 1

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,416

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 13:06 UTC
Malmanger Scott A.CFO and Secretary
GrantNon- Qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001654954-24-001513 · section16.xml · derivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-02-06

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on February 6, 2025 and thereafter on February 6, 2026, February 6, 2027, February 6, 2028 and February 6, 2029.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 13:06 UTC
Suzuki John MDirector · CEO & President
GrantNon- Qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001654954-24-001512 · section16.xml · derivative · entry 1

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-02-06

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on February 6, 2025 and thereafter on February 6, 2026, February 6, 2027, February 6, 2028 and February 6, 2029.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 12:38 UTC
Avanic BrankoChief Technology Officer
GrantNon- Qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.27 $0.00
Disclosure

SEC source: 0001654954-24-001507 · section16.xml · derivative · entry 1

Avanic Branko · CIK 0001792821 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-06

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on February 6, 2025 and thereafter on February 6, 2026, February 6, 2027, February 6, 2028 and February 6, 2029.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 12:36 UTC GrantCommon Stock 7,335 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-001503 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,791

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.

Read SEC document
February 06, 2024 Filed Feb 9, 2024 12:38 UTC GrantCommon Stock 7,335 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-001506 · section16.xml · nonDerivative · entry 1

Horowitz Joshua · CIK 0001612424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,335

F1 · shares: Represents a grant of restricted stock units (RSUs) under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 00:22 UTC SaleCommon Stock, par value $0.60 per share 7,053 $12.29 $86,681.37
Disclosure

SEC source: 0000899243-24-000137 · doc4.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 248,975

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.10 to $12.41 inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth above.

F1 · balance_after: The partnerships managed by FGGP beneficially own in the aggregate 465,750 shares of Common Stock, which represent approximately 13.5% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP").

F2 · balance_after: Due to his position with FGGP and affiliated entities, Mr. D. Kyle Cerminara may be deemed to be beneficial owner of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Cerminara also holds additional shares of Common Stock.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:22 UTC SaleCommon Stock, par value $0.60 per share 13,906 $12.49 $173,685.94
Disclosure

SEC source: 0000899243-24-000137 · doc4.xml · nonDerivative · entry 1

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 256,028

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.36 to $12.73 inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth above.

F1 · balance_after: The partnerships managed by FGGP beneficially own in the aggregate 465,750 shares of Common Stock, which represent approximately 13.5% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP").

F2 · balance_after: Due to his position with FGGP and affiliated entities, Mr. D. Kyle Cerminara may be deemed to be beneficial owner of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Cerminara also holds additional shares of Common Stock.

Read SEC document
January 26, 2024 Filed Jan 27, 2024 01:22 UTC SaleCommon Stock, par value $0.60 per share 2,454 $13.00 $31,902.00
Disclosure

SEC source: 0000950170-24-008069 · ownership.xml · nonDerivative · entry 2

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 269,934

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $13.04 inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth above.

F2 · balance_after: The partnerships managed by FGGP beneficially own in the aggregate 486,709 shares of Common Stock, which represent approximately 14.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP").

F3 · balance_after: Due to his position with FGGP and affiliated entities, Mr. D. Kyle Cerminara may be deemed to be beneficial owner of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Cerminara also holds additional shares of Common Stock.

Read SEC document
January 24, 2024 Filed Jan 27, 2024 01:22 UTC OtherCommon Stock, par value $0.60 per share 52,000 $12.55 $652,600.00
Disclosure

SEC source: 0000950170-24-008069 · ownership.xml · nonDerivative · entry 1

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 272,388

F1 · shares: On January 24, 2024, Fundamental Global GP, LLC ("FGGP") entered into an Agreement ("Agreement") with the Company, pursuant to which FGGP delivered 52,000 shares of the Company's Common Stock to the Company, as settlement of the full withdrawal and redemption proceeds with respect to the Series B Common limited liability company membership interest in FG Financial Holdings, LLC held by the Company.

F2 · balance_after: The partnerships managed by FGGP beneficially own in the aggregate 486,709 shares of Common Stock, which represent approximately 14.1% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP").

F3 · balance_after: Due to his position with FGGP and affiliated entities, Mr. D. Kyle Cerminara may be deemed to be beneficial owner of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Cerminara also holds additional shares of Common Stock.

Read SEC document
December 29, 2023 Filed Jan 10, 2024 22:22 UTC
Suzuki John MDirector · CEO & President
GrantCommon Stock 4,853 $10.00 $48,530.00
Disclosure

SEC source: 0001654954-24-000432 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,622

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Suzuki swapped $48,530 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant.

Read SEC document
December 29, 2023 Filed Jan 10, 2024 22:19 UTC
Malmanger Scott A.CFO and Secretary
GrantCommon Stock 633 $10.00 $6,330.00
Disclosure

SEC source: 0001654954-24-000430 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,178

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Malmanger swapped $6,330 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant.

Read SEC document
December 14, 2023 Filed Mar 17, 2025 21:51 UTC GrantCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008055 · rdgdoc.xml · nonDerivative · entry 3

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,791

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F4 · balance_after: Includes the following RSUs, which will vest as follows: (i) 526 RSUs, which will vest on August 24, 2025; (ii) 1,238 RSUs, which will vest in two equal annual installments beginning on August 17, 2025; and (iii) 4,890 RSUs, which will vest in two equal annual installments beginning on February 6, 2026.

Read SEC document
December 14, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 1,132 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008004 · rdgdoc.xml · nonDerivative · entry 3

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,459

F4 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on December 14, 2026.

F5 · balance_after: Includes the following RSUs, which will vest as follows: (i) 526 RSUs, which will vest on August 24, 2025; (ii) 1,238 RSUs, which will vest in two equal annual installments beginning on August 17, 2025; (iii) 3,395 RSUs, which will vest on August 21, 2026; (iv) 1,132 RSUs, which will vest on December 14, 2026; and (v) 7,335 RSUs, which will vest in three equal annual installments beginning on February 6, 2028.

Read SEC document
December 14, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 1,071 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008005 · rdgdoc.xml · nonDerivative · entry 3

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,142

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F4 · balance_after: Includes 4,890 RSUs, which will vest in two equal annual installments beginning on February 6, 2026.

Read SEC document
December 14, 2023 Filed Mar 20, 2025 20:17 UTC GrantCommon Stock 1,273 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008578 · rdgdoc.xml · nonDerivative · entry 3

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,093

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F4 · balance_after: Includes 4,890 RSUs, which will vest in two equal annual installments beginning on February 6, 2026.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 01:19 UTC
Malmanger Scott A.CFO and Secretary
PurchaseComon stock 1,000 $13.00 $13,000.00
Disclosure

SEC source: 0001654954-23-014671 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Read SEC document
September 27, 2023 Filed Jan 5, 2024 00:33 UTC
Malmanger Scott A.CFO and Secretary
GrantCommon Stock 145 $10.00 $1,450.00
Disclosure

SEC source: 0001654954-24-000210 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,545

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Malmanger swapped $1,450 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant.

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September 27, 2023 Filed Jan 5, 2024 00:29 UTC
Suzuki John MDirector · CEO & President
GrantCommon Stock 1,109 $10.00 $11,090.00
Disclosure

SEC source: 0001654954-24-000207 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,769

F1 · price: Pursuant to the Issuer's executive salary swap program, Mr. Suzuki swapped $11,090 of his base salary (on a post-tax basis) in exchange for restricted share units (RSUs), with each RSU representing a contingent right to receive one share of the Issuer's Common Stock, par value $0.60 per share, at a rate of $10.00 per RSU, rounded down to the nearest whole RSU. Such RSUs were fully vested and settled at the time of grant.

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September 01, 2023 Filed Sep 6, 2023 15:39 UTC SaleCommon Stock 1,000 $11.10 $11,100.00
Disclosure

SEC source: 0001654954-23-011582 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,319

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August 21, 2023 Filed Mar 17, 2025 21:51 UTC GrantCommon Stock 3,234 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008055 · rdgdoc.xml · nonDerivative · entry 2

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,376

F3 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on September 21, 2024.

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August 21, 2023 Filed Mar 17, 2025 21:51 UTC GrantCommon Stock 4,487 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008055 · rdgdoc.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,142

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F1 · balance_after: Total holdings reflects the sale of shares on September 1, 2023, as previously disclosed in a Form 4 filed on September 6, 2023, and includes a grant of 7,335 restricted stock units ("RSUs") on February 6, 2024, as previously disclosed in a Form 4 filed on February 9, 2024.

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August 21, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 3,234 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008004 · rdgdoc.xml · nonDerivative · entry 2

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,327

F3 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on September 21, 2024.

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August 21, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 3,395 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008004 · rdgdoc.xml · nonDerivative · entry 1

Lanktree Charles T · CIK 0001641600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,093

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on August 21, 2026.

F1 · balance_after: Total holdings includes a grant of 7,335 restricted stock units ("RSUs") on February 6, 2024, as previously disclosed in a Form 4 filed on February 9, 2024.

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August 21, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 3,234 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008005 · rdgdoc.xml · nonDerivative · entry 2

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,071

F3 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on September 21, 2024.

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August 21, 2023 Filed Mar 17, 2025 20:16 UTC GrantCommon Stock 3,213 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008005 · rdgdoc.xml · nonDerivative · entry 1

Sams Lloyd Roberts · CIK 0001937829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,837

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F1 · balance_after: Total holdings includes a grant of 7,335 restricted stock units ("RSUs") on February 6, 2024, as previously disclosed in a Form 4 filed on February 9, 2024.

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August 21, 2023 Filed Mar 20, 2025 20:17 UTC GrantCommon Stock 3,234 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008578 · rdgdoc.xml · nonDerivative · entry 2

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,820

F3 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on September 21, 2024.

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August 21, 2023 Filed Mar 20, 2025 20:17 UTC GrantCommon Stock 3,941 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008578 · rdgdoc.xml · nonDerivative · entry 1

Jackson Robert Joseph · CIK 0001926705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,586

F2 · shares: Represents a grant of RSUs under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vested in full on the date of grant.

F1 · balance_after: Total holdings includes a grant of 7,335 restricted stock units ("RSUs") on February 6, 2024, as previously disclosed in a Form 4 filed on February 9, 2024.

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August 15, 2023 Filed Aug 17, 2023 20:48 UTC
Suzuki John MDirector · Chief Executive Officer
PurchaseCommon Stock 4,228 $10.50 $44,394.00
Disclosure

SEC source: 0001654954-23-010986 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,660

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July 11, 2023 Filed Mar 13, 2025 20:16 UTC
Suzuki John MDirector · CEO & President
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.53 $0.00
Disclosure

SEC source: 0001437749-25-007529 · rdgdoc.xml · derivative · entry 2

Suzuki John M · CIK 0001874928 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-07-11

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on July 11, 2024 and thereafter on July 11, 2025, July 11, 2026, July 11, 2027 and July 11, 2028.

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July 11, 2023 Filed Mar 31, 2025 20:17 UTC
Malmanger Scott A.CFO and Secretary
GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $15.53 $0.00
Disclosure

SEC source: 0001437749-25-010203 · rdgdoc.xml · derivative · entry 2

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-07-11

F1 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on July 11, 2024 and thereafter on July 11, 2025, July 11, 2026, July 11, 2027 and July 11, 2028.

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June 23, 2023 Filed Jun 25, 2025 20:16 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-021263 · rdgdoc.xml · nonDerivative · entry 1

Avanic Branko · CIK 0001792821 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents a grant of restricted stock units ("RSUs") under the 2017 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest subject to the achievement of certain performance conditions, subject to the Reporting Person's continued employment with the Issuer through such date.

F2 · balance_after: Consists of RSUs.

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June 15, 2023 Filed Jun 20, 2023 20:45 UTC SaleCommon Stock 1,000 $16.30 $16,300.00
Disclosure

SEC source: 0001654954-23-008218 · section16.xml · nonDerivative · entry 1

Payne E. Gray · CIK 0001694647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,319

F1 · balance_after: Reflects a one (1)-for-five (5) reverse stock split of the Issuer's authorized and outstanding shares of common stock, par value $0.60 per share, effective as of April 21, 2023.

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June 12, 2023 Filed Jun 14, 2023 23:05 UTC
Cerminara KyleDirector · 10% owner
PurchaseCommon Stock, par value $0.60 per share 5,500 $16.33 $89,815.00
Disclosure

SEC source: 0000899243-23-015564 · doc4.xml · nonDerivative · entry 1

Fundamental Global GP, LLC · CIK 0001878780 · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

MOGLIA JOSEPH H · CIK 0001187586 · 10% owner

BK Technologies Holdings, LLC · CIK 0001956319 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · BK Technologies Holdings, LLC

Disclosed balance after: 324,388

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.81 to $16.64 inclusive. The Reporting Persons undertake to provide to the Company, any security holder of the Company or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth above.

F2 · balance_after: The partnerships managed by Fundamental Global GP, LLC ("FGGP") beneficially own in the aggregate 541,163 shares of Common Stock, which represent approximately 15.9% of the Company's outstanding shares of Common Stock. FGGP may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BK Technologies Holdings, LLC ("BKTH") and Fundamental Global Holdings, LP ("FGHP").

F3 · balance_after: Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BKTH and FGHP. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein. In addition, Mr. Moglia holds shares of Common Stock indirectly through trusts, Moglia Capital, LLC and the Moglia Family Foundation. Mr. Cerminara also holds additional shares of Common Stock.

F4 · balance_after: Fundamental Activist Fund I, LP ("FAFI") was merged into FG Special Situations Partners, LP ("FGSSP") as of December 31, 2022. As such, FGSSP owns membership interests in BKTH and may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by BKTH.

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May 12, 2023 Filed May 15, 2023 13:14 UTC
Malmanger Scott A.CFO & Secretary
PurchaseCommon Stock 400 $13.00 $5,200.00
Disclosure

SEC source: 0001722654-23-000002 · primary_doc.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

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May 09, 2023 Filed May 11, 2023 19:59 UTC
Suzuki John MDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.60 per share 2,350 $13.49 $31,701.50
Disclosure

SEC source: 0001654954-23-006199 · section16.xml · nonDerivative · entry 1

Suzuki John M · CIK 0001874928 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,432

F1 · balance_after: Reflects a one (1)-for-five (5) reverse stock splitof the Issuer's authorized and outstanding shares of common stock, par value $0.60 per share, effective as of April 21, 2023.

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March 22, 2023 Filed Mar 23, 2023 19:47 UTC
Malmanger Scott A.CFO and Secretary
PurchaseCommon Stock 2,000 $2.73 $5,460.00
Disclosure

SEC source: 0001654954-23-003459 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.72 to $2.76, inclusive. The reporting person undertakes to provide to BK Technologies Corporation ("BKTI"), any security holder of BKTI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 22, 2023 Filed Mar 24, 2023 19:17 UTC Amendment
Malmanger Scott A.CFO and Secretary
OtherCommon Stock 2,000 $2.73 $5,460.00
Disclosure

SEC source: 0001654954-23-003523 · section16.xml · nonDerivative · entry 1

Malmanger Scott A. · CIK 0001722654 · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction rescinded the previously reported purchase of 2,000 shares of common stock on a Form 4 filed on March 23, 2023. The previous transaction was reversed and never settled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.