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BFH

BREAD FINANCIAL HOLDINGS, INC.

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Tapewire entity
4059
SEC CIK
0001101215
Parsed reports
352

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202613
Jun 202600
Jul 202601
Aug 202600
Sep 202610
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2023 Filed May 9, 2023 01:30 UTC PurchaseCommon Stock 29,029 $23.72 $688,550.46
Disclosure

SEC source: 0001140361-23-023569 · form4.xml · nonDerivative · entry 1

Turtle Creek Asset Management Inc. · CIK 0001484148 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Turtle Creek Equity Fund

Disclosed balance after: 4,303,192

F2 · price: The price reported in Column 4 is a weighted average price. These shares of the Issuer's Common Stock were purchased in multiple transactions at prices ranging from $23.665 to $23.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2).

F1 · ownership.direct: The Reporting Person serves as investment manager to each of Turtle Creek Equity Fund, Turtle Creek Investment Fund, Turtle Creek United States Equity Fund, Turtle Creek North American Equity Fund and Turtle Creek Small Cap Equity Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.nature: The Reporting Person serves as investment manager to each of Turtle Creek Equity Fund, Turtle Creek Investment Fund, Turtle Creek United States Equity Fund, Turtle Creek North American Equity Fund and Turtle Creek Small Cap Equity Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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April 17, 2023 Filed Apr 19, 2023 20:29 UTC GrantCommon Stock 497 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009341 · form4.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,581

F1 · kind: The new grant is for 497 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F1 · price: The new grant is for 497 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; (l) 2,650 unvested restricted stock units granted 6/15/22; (m) 369 unvested restricted stock units granted 7/15/22; (n) 464 unvested restricted stock units granted 10/17/22; (o) 437 unvested restricted stock units granted 1/17/23; and (p) the new grant for 497 restricted stock units.

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April 17, 2023 Filed Apr 19, 2023 20:27 UTC GrantCommon Stock 204 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009340 · form4.xml · nonDerivative · entry 1

Kimbrough Karin · CIK 0001771242 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,889

F1 · kind: The new grant is for 204 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F1 · price: The new grant is for 204 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,408 unvested restricted stock units granted 6/15/21; (b) 106 unvested restricted stock units granted 3/15/22; (c) 2,650 unvested restricted stock units granted 6/15/22; (d) 151 unvested restricted stock units granted 7/15/22; (e) 191 unvested restricted stock units granted 10/17/22; (f) 179 unvested restricted stock units granted 1/17/23; and (g) the new grant for 204 restricted stock units.

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April 17, 2023 Filed Apr 19, 2023 20:27 UTC GrantCommon Stock 1,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-009339 · form4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,168

F1 · kind: The new grant is for 1,038 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F1 · price: The new grant is for 1,038 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; and (k) the new grant for 1,038 restricted stock units.

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March 24, 2023 Filed Mar 28, 2023 00:31 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
GrantCommon Stock 19,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007835 · form4.xml · nonDerivative · entry 2

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,026

F2 · kind: The new grant is for 19,457 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F2 · price: The new grant is for 19,457 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 17,295 unrestricted shares; (b) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (c) 10,340 unvested performance-based restricted stock units granted 2/16/21; (d) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (e) 10,027 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 12,971 time-based restricted stock units; and (g) the new grant for 19,457 performance-based restricted stock units.

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March 24, 2023 Filed Mar 28, 2023 00:31 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
GrantCommon Stock 12,971 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007835 · form4.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,569

F1 · kind: The new grant is for 12,971 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,280 units vesting on each of 3/25/24 and 2/18/25 and 4,411 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F1 · price: The new grant is for 12,971 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,280 units vesting on each of 3/25/24 and 2/18/25 and 4,411 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

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March 24, 2023 Filed Mar 28, 2023 00:30 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 18,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007834 · form4.xml · nonDerivative · entry 2

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,567.055

F2 · kind: The new grant is for 18,191 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F2 · price: The new grant is for 18,191 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 23,335.055 unrestricted shares; (b) 5,326 unvested units from an award of 15,667 time-based restricted stock units granted 2/16/21; (c) 9,400 unvested performance-based restricted stock units granted 2/16/21; (d) 4,072 unvested units from an award of 6,077 time-based restricted stock units granted 2/15/22; (e) 9,115 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 12,128 time-based restricted stock units; and (g) the new grant for 18,191 performance-based restricted stock units.

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March 24, 2023 Filed Mar 28, 2023 00:30 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
GrantCommon Stock 12,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007834 · form4.xml · nonDerivative · entry 1

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,376.055

F1 · kind: The new grant is for 12,128 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,002 units vesting on each of 3/25/24 and 2/18/25 and 4,124 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F1 · price: The new grant is for 12,128 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 4,002 units vesting on each of 3/25/24 and 2/18/25 and 4,124 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

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March 24, 2023 Filed Mar 28, 2023 00:30 UTC
Greer Valerie EEVP, Chief Comm'l Officer
GrantCommon Stock 25,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007833 · form4.xml · nonDerivative · entry 2

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,177

F2 · kind: The new grant is for 25,310 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F2 · price: The new grant is for 25,310 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 19,280 unrestricted shares; (b) 8,009 unvested units from an award of 22,481 time-based restricted stock units granted 7/15/20; (c) 5,859 unvested units from an award of 17,234 time-based restricted stock units granted 2/16/21; (d) 10,340 unvested performance-based restricted stock units granted 2/16/21; (e) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; (f) 10,027 unvested performance-based restricted stock units granted 2/15/22; (g) the new grant for 16,873 time-based restricted stock units; and (h) the new grant for 25,310 performance-based restricted stock units.

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March 24, 2023 Filed Mar 28, 2023 00:30 UTC
Greer Valerie EEVP, Chief Comm'l Officer
GrantCommon Stock 16,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007833 · form4.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,867

F1 · kind: The new grant is for 16,873 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 5,568 units vesting on each of 3/25/24 and 2/18/25 and 5,737 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F1 · price: The new grant is for 16,873 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 5,568 units vesting on each of 3/25/24 and 2/18/25 and 5,737 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 00:29 UTC
Beberman Perry SEVP, Chief Financial Officer
GrantCommon Stock 25,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007832 · form4.xml · nonDerivative · entry 2

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,373

F2 · kind: The new grant is for 25,310 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F2 · price: The new grant is for 25,310 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 6,786 unrestricted shares; (b) 7,628 unvested units from an award of 11,385 time-based restricted stock units granted 7/15/21; (c) 3,623 unvested performance-based restricted stock units granted 7/15/21; (d) 5,914 unvested units from an award of 8,826 time-based restricted stock units granted 2/15/22; (e) 13,239 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 16,873 time-based restricted stock units; and (g) the new grant for 25,310 performance-based restricted stock units.

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March 24, 2023 Filed Mar 28, 2023 00:29 UTC
Beberman Perry SEVP, Chief Financial Officer
GrantCommon Stock 16,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007832 · form4.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,063

F1 · kind: The new grant is for 16,873 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 5,568 units vesting on each of 3/25/24 and 2/18/25 and 5,737units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F1 · price: The new grant is for 16,873 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 5,568 units vesting on each of 3/25/24 and 2/18/25 and 5,737units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 00:29 UTC
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 87,319 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007831 · form4.xml · nonDerivative · entry 2

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,197

F2 · kind: The new grant is for 87,319 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F2 · price: The new grant is for 87,319 shares of common stock represented by performance-based RSUs, which may be adjusted up or down at the time the performance targets are measured at the end of the three-year performance period. These performance-based RSUs may vest on 2/17/26 contingent on meeting predetermined performance measures and subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting date.

F4 · balance_after: The total number of securities beneficially owned includes: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; (e) 40,105 unvested performance-based restricted stock units granted 2/15/22; (f) the new grant for 28,212 time-based restricted stock units; and (g) the new grant for 87,319 performance-based restricted stock units.

Read SEC document
March 24, 2023 Filed Mar 28, 2023 00:29 UTC
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 28,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007831 · form4.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,878

F1 · kind: The new grant is for 28,212 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 9,310 units vesting on each of 3/25/24 and 2/18/25 and 9,592 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F3 · kind: Due to evolving macroeconomic conditions impacting the process of setting the appropriate performance-based RSU targets, these grants were approved later than usual in the grant cycle. However, for administrative convenience, the second and third years of the time-based RSUs and, if the performance targets are achieved, the three-year performance-based RSUs will vest on the Company's typical vesting schedule in mid-February of the applicable year.

F1 · price: The new grant is for 28,212 shares of common stock represented by time-based restricted stock units (RSUs). These time-based RSUs will vest over a three-year period, with 9,310 units vesting on each of 3/25/24 and 2/18/25 and 9,592 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

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March 24, 2023 Filed Nov 21, 2023 23:30 UTC Amendment
Andretta Ralph JDirector · President and CEO
GrantCommon Stock 58,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001101215-23-000203 · wk-form4a_1700609438.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,196

F1 · shares: This amendment is being filed to correct an administrative error as to (1) the number of shares of common stock represented by time-based restricted stock units (RSUs) granted to the Reporting Person on March 24, 2023, which number was underreported in the initial Form 4 filed on March 27, 2023; and (2) the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4.

F2 · shares: The grant was for 58,211 time-based RSUs. These time-based RSUs will vest over a three-year period, with 19,210 units vesting on each of 3/25/24 and 2/18/25 and 19,791 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F2 · price: The grant was for 58,211 time-based RSUs. These time-based RSUs will vest over a three-year period, with 19,210 units vesting on each of 3/25/24 and 2/18/25 and 19,791 units vesting on 2/17/26, subject to continued employment (subject to certain limited exceptions) by the Reporting Person on the vesting dates.

F1 · balance_after: This amendment is being filed to correct an administrative error as to (1) the number of shares of common stock represented by time-based restricted stock units (RSUs) granted to the Reporting Person on March 24, 2023, which number was underreported in the initial Form 4 filed on March 27, 2023; and (2) the resulting total number of shares beneficially owned following all transactions reported in the initial Form 4.

F3 · balance_after: As of March 24, 2023, the total number of securities beneficially owned included: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; (e) 40,105 unvested performance-based restricted stock units granted 2/15/22; (f) 58,211 unvested time-based restricted stock units granted 3/24/23; and (g) 87,319 unvested performance-based restricted stock units granted 3/24/23.

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February 21, 2023 Filed Feb 23, 2023 22:45 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 429 $39.93 $17,129.97
Disclosure

SEC source: 0001062993-23-004613 · form4.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,598

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 17,295 unrestricted shares; (b) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (c) 10,340 unvested performance-based restricted stock units granted 2/16/21; (d) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; and (e) 10,027 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:44 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
Tax withholdingCommon Stock 313 $39.93 $12,498.09
Disclosure

SEC source: 0001062993-23-004612 · form4.xml · nonDerivative · entry 1

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,248.055

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 23,335.055 unrestricted shares; (b) 5,326 unvested units from an award of 15,667 time-based restricted stock units granted 2/16/21; (c) 9,400 unvested performance-based restricted stock units granted 2/16/21; (d) 4,072 unvested units from an award of 6,077 time-based restricted stock units granted 2/15/22; and (e) 9,115 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 22:43 UTC
Andretta Ralph JDirector · President and CEO
Tax withholdingCommon Stock 6,360 $39.93 $253,954.80
Disclosure

SEC source: 0001062993-23-004611 · form4.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,666

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 62,800 unrestricted shares; (b) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (c) 39,476 unvested performance-based restricted stock units granted 2/16/21; (d) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; and (e) 40,105 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:58 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 2,850 $41.19 $117,391.50
Disclosure

SEC source: 0001062993-23-004096 · form4.xml · nonDerivative · entry 2

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,027

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 16,635 unrestricted shares; (b) 726 unvested units from an award of 2,037 time-based restricted stock units granted 2/18/20; (c) 363 unvested units from an award of 1,018 performance-based restricted stock units granted 2/18/20; (d) 7,457 unvested units from an award of 21,934 time-based restricted stock units granted 2/16/21; (e) 10,340 unvested performance-based restricted stock units granted 2/16/21; (f) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; and (g) 10,027 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:58 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
Tax withholdingCommon Stock 2,334 $41.19 $96,137.46
Disclosure

SEC source: 0001062993-23-004095 · form4.xml · nonDerivative · entry 2

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,561.055

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 22,955.055 unrestricted shares; (b) 693 unvested units from an award of 1,946 time-based restricted stock units granted 2/18/20; (c) 5,326 unvested units from an award of 15,667 time-based restricted stock units granted 2/16/21; (d) 9,400 unvested performance-based restricted stock units granted 2/16/21; (e) 4,072 unvested units from an award of 6,077 time-based restricted stock units granted 2/15/22; and (f) 9,115 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:57 UTC
Greer Valerie EEVP, Chief Comm'l Officer
Tax withholdingCommon Stock 2,422 $41.19 $99,762.18
Disclosure

SEC source: 0001062993-23-004094 · form4.xml · nonDerivative · entry 2

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,994

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 19,280 unrestricted shares; (b) 8,009 unvested units from an award of 22,481 time-based restricted stock units granted 7/15/20; (c) 5,859 unvested units from an award of 17,234 time-based restricted stock units granted 2/16/21; (d) 10,340 unvested performance-based restricted stock units granted 2/16/21; (e) 4,479 unvested units from an award of 6,685 time-based restricted stock units granted 2/15/22; and (f) 10,027 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 22:55 UTC
Andretta Ralph JDirector · President and CEO
Tax withholdingCommon Stock 9,847 $41.19 $405,597.93
Disclosure

SEC source: 0001062993-23-004090 · form4.xml · nonDerivative · entry 2

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,026

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 55,140 unrestricted shares; (b) 2,695 unvested units from an award of 7,563 time-based restricted stock units granted 2/18/20; (c) 2,434 unvested units from an award of 6,829 time-based restricted stock units granted 2/18/20; (d) 1,616 unvested units from an award of 4,538 performance-based restricted stock units granted 2/18/20; (e) 7,275 unvested units from an award of 20,419 performance-based restricted stock units granted 2/18/20; (f) 22,371 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (g) 39,476 unvested performance-based restricted stock units granted 2/16/21; (h) 17,914 unvested units from an award of 26,737 time-based restricted stock units granted 2/15/22; and (i) 40,105 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:58 UTC
Motes Joseph L IIIEVP, CAO, Gen Counsel & Secy
Tax withholdingCommon Stock 869 $41.16 $35,768.04
Disclosure

SEC source: 0001062993-23-004096 · form4.xml · nonDerivative · entry 1

Motes Joseph L III · CIK 0001648042 · EVP, CAO, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,877

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:58 UTC
McConnaughey Tammy MEVP, Operations & Credit Risk
Tax withholdingCommon Stock 905 $41.16 $37,249.80
Disclosure

SEC source: 0001062993-23-004095 · form4.xml · nonDerivative · entry 1

McConnaughey Tammy M · CIK 0001801426 · EVP, Operations & Credit Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,895.055

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:57 UTC
Greer Valerie EEVP, Chief Comm'l Officer
Tax withholdingCommon Stock 939 $41.16 $38,649.24
Disclosure

SEC source: 0001062993-23-004094 · form4.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,416

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:56 UTC
Campbell Jonathan BryanSVP, Chief Acctg. Officer
Tax withholdingCommon Stock 898 $41.16 $36,961.68
Disclosure

SEC source: 0001062993-23-004093 · form4.xml · nonDerivative · entry 1

Campbell Jonathan Bryan · CIK 0001893356 · SVP, Chief Acctg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,783

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 1,966 unrestricted shares; and (b) 5,817 unvested units from an award of 8,681 time-based restricted stock units granted 2/15/22.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Beberman Perry SEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,249 $41.16 $51,408.84
Disclosure

SEC source: 0001062993-23-004091 · form4.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,190

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 6,786 unrestricted shares; (b) 7,628 unvested units from an award of 11,385 time-based restricted stock units granted 7/15/21; (c) 3,623 unvested performance-based restricted stock units granted 7/15/21; (d) 5,914 unvested units from an award of 8,826 time-based restricted stock units granted 2/15/22; and (e) 13,239 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Andretta Ralph JDirector · President and CEO
Tax withholdingCommon Stock 4,002 $41.16 $164,722.32
Disclosure

SEC source: 0001062993-23-004090 · form4.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,873

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 23, 2023 22:45 UTC Amendment
Campbell Jonathan BryanSVP, Chief Acctg. Officer
GrantCommon Stock 11,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-004614 · form4a.xml · nonDerivative · entry 1

Campbell Jonathan Bryan · CIK 0001893356 · SVP, Chief Acctg. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,776

F1 · kind: The new grant is for 11,993 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,957 units on 2/15/24, on 3,958 units on 2/18/25 and on 4,078 units on 2/17/26, subject to continued employment by the Reporting Person on the vesting dates.

F1 · price: The new grant is for 11,993 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,957 units on 2/15/24, on 3,958 units on 2/18/25 and on 4,078 units on 2/17/26, subject to continued employment by the Reporting Person on the vesting dates.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 1,966 unrestricted shares; (b) 5,817 unvested units from an award of 8,681 time-based restricted stock units granted 2/15/22; and (c) the new grant for 11,993 time-based restricted stock units.

F3 · balance_after: This amendment is being filed to add an inadvertently omitted transaction.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:20 UTC GrantCommon Stock 437 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001085 · form4.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,084

F1 · kind: The new grant is for 437 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F1 · price: The new grant is for 437 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; (l) 2,650 unvested restricted stock units granted 6/15/22; (m) 369 unvested restricted stock units granted 7/15/22; (n) 464 unvested restricted stock units granted 10/17/22; and (o) the new grant for 437 restricted stock units.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:20 UTC GrantCommon Stock 179 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001084 · form4.xml · nonDerivative · entry 1

Kimbrough Karin · CIK 0001771242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,685

F1 · kind: The new grant is for 179 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F1 · price: The new grant is for 179 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,408 unvested restricted stock units granted 6/15/21; (b) 106 unvested restricted stock units granted 3/15/22; (c) 2,650 unvested restricted stock units granted 6/15/22; (d) 151 unvested restricted stock units granted 7/15/22; (e) 191 unvested restricted stock units granted 10/17/22; and (f) the new grant for 179 restricted stock units.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:19 UTC GrantCommon Stock 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001083 · form4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,130

F1 · kind: The new grant is for 912 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F1 · price: The new grant is for 912 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) January 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than January 17, 2024.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; and (j) the new grant for 912 restricted stock units.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:20 UTC GrantCommon Stock 464 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020976 · form4.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,647

F1 · kind: The new grant is for 464 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F1 · price: The new grant is for 464 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; (l) 2,650 unvested restricted stock units granted 6/15/22; (m) 369 unvested restricted stock units granted 7/15/22; and (n) the new grant for 464 restricted stock units.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:19 UTC GrantCommon Stock 191 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020975 · form4.xml · nonDerivative · entry 1

Kimbrough Karin · CIK 0001771242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,506

F1 · kind: The new grant is for 191 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F1 · price: The new grant is for 191 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,408 unvested restricted stock units granted 6/15/21; (b) 106 unvested restricted stock units granted 3/15/22; (c) 2,650 unvested restricted stock units granted 6/15/22; (d) 151 unvested restricted stock units granted 7/15/22; and (e) the new grant for 191 restricted stock units.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:19 UTC GrantCommon Stock 969 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-020974 · form4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,218

F1 · kind: The new grant is for 969 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F1 · price: The new grant is for 969 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) October 17, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than October 17, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; and (i) the new grant for 969 restricted stock units.

Read SEC document
August 09, 2022 Filed Aug 9, 2022 20:54 UTC
Greer Valerie EEVP, Chief Comm'l Officer
PurchaseCommon Stock 3,000 $37.75 $113,250.00
Disclosure

SEC source: 0001062993-22-017571 · form4.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,355

F1 · balance_after: The total number of securities beneficially owned includes: (a) 14,746 unrestricted shares; (b) 8,009 unvested units from an award of 22,481 time-based restricted stock units granted 7/15/20; (c) 11,548 unvested units from an award of 17,234 time-based restricted stock units granted 2/16/21; (d) 10,340 unvested performance-based restricted stock units granted 2/16/21; (e) 6,685 unvested time-based restricted stock units granted 2/15/22; and (f) 10,027 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 20:55 UTC
Beberman Perry SEVP, Chief Financial Officer
PurchaseCommon Stock 3,000 $39.84 $119,520.00
Disclosure

SEC source: 0001062993-22-017575 · form4.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,439

F1 · balance_after: The total number of securities beneficially owned includes: (a) 5,123 unrestricted shares; (b) 7,628 unvested units from an award of 11,385 time-based restricted stock units granted 7/15/21; (c) 3,623 unvested performance-based restricted stock units granted 7/15/21; (d) 8,826 unvested time-based restricted stock units granted 2/15/22; and (e) 13,239 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 20:52 UTC PurchaseCommon Stock 2,550 $39.11 $99,738.41
Disclosure

SEC source: 0001062993-22-017568 · form4.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,510

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.05 to $39.18, inclusive. The reporting person undertakes to provide to Bread Financial Holdings, Inc., any security holder of Bread Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 14,948 unrestricted shares; (b) 789 unvested restricted stock units granted 7/1/13; (c) 568 unvested restricted stock units granted 7/1/14; (d) 486 unvested restricted stock units granted 6/29/15; (e) 699 unvested restricted stock units granted 6/27/16; (f) 655 unvested restricted stock units granted 6/26/17; (g) 761 unvested restricted stock units granted 6/25/18; (h) 1,114 unvested restricted stock units granted 6/24/19; (i) 3,432 unvested restricted stock units granted 6/22/20; (j) 1,408 unvested restricted stock units granted 6/15/21; and (k) 2,650 unvested restricted stock units granted 6/15/22.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 20:53 UTC
Andretta Ralph JDirector · President and CEO
PurchaseCommon Stock 3,773 $39.70 $149,802.81
Disclosure

SEC source: 0001062993-22-017570 · form4.xml · nonDerivative · entry 1

Andretta Ralph J · CIK 0001801850 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,875

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.695 to $39.73, inclusive. The reporting person undertakes to provide to Bread Financial Holdings, Inc., any security holder of Bread Financial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 38,454 unrestricted shares; (b) 2,695 unvested units from an award of 7,563 time-based restricted stock units granted 2/18/20; (c) 2,434 unvested units from an award of 6,829 time-based restricted stock units granted 2/18/20; (d) 1,616 unvested units from an award of 4,538 performance-based restricted stock units granted 2/18/20; (e) 7,275 unvested units from an award of 20,419 performance-based restricted stock units granted 2/18/20; (f) 44,083 unvested units from an award of 65,795 time-based restricted stock units granted 2/16/21; (g) 39,476 unvested performance-based restricted stock units granted 2/16/21; (h) 26,737 unvested time-based restricted stock units granted 2/15/22; and (i) 40,105 unvested performance-based restricted stock units granted 2/15/22.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 20:14 UTC PurchaseCommon Stock 2,500 $39.56 $98,903.50
Disclosure

SEC source: 0001062993-22-017625 · form4.xml · nonDerivative · entry 1

THERIAULT TIMOTHY J · CIK 0001190305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

F1 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 519 unvested restricted stock units granted 10/17/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; and (h) 2,650 unvested restricted stock units granted 6/15/22.

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August 05, 2022 Filed Aug 9, 2022 20:51 UTC PurchaseCommon Stock 5,000 $38.54 $192,691.50
Disclosure

SEC source: 0001062993-22-017567 · form4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,249

F1 · balance_after: The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; and (h) 934 unvested restricted stock units granted 7/15/22.

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July 15, 2022 Filed Jul 19, 2022 20:08 UTC
Greer Valerie EEVP, Chief Comm'l Officer
Tax withholdingCommon Stock 3,303 $39.84 $131,591.52
Disclosure

SEC source: 0001062993-22-016490 · form4.xml · nonDerivative · entry 1

Greer Valerie E · CIK 0001843064 · EVP, Chief Comm'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,355

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 11,746 unrestricted shares; (b) 8,009 unvested units from an award of 22,481 time-based restricted stock units granted 7/15/20; (c) 11,548 unvested units from an award of 17,234 time-based restricted stock units granted 2/16/21; (d) 10,340 unvested performance-based restricted stock units granted 2/16/21; (e) 6,685 unvested time-based restricted stock units granted 2/15/22; and (f) 10,027 unvested performance-based restricted stock units granted 2/15/22.

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July 15, 2022 Filed Jul 19, 2022 20:08 UTC GrantCommon Stock 369 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016489 · form4.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,183

F1 · kind: The new grant is for 369 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F1 · price: The new grant is for 369 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; (l) 2,650 unvested restricted stock units granted 6/15/22; and (m) the new grant for 369 restricted stock units.

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July 15, 2022 Filed Jul 19, 2022 20:07 UTC GrantCommon Stock 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016488 · form4.xml · nonDerivative · entry 1

Kimbrough Karin · CIK 0001771242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,315

F1 · kind: The new grant is for 151 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F1 · price: The new grant is for 151 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,408 unvested restricted stock units granted 6/15/21; (b) 106 unvested restricted stock units granted 3/15/22; (c) 2,650 unvested restricted stock units granted 6/15/22; and (d) the new grant for 151 restricted stock units.

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July 15, 2022 Filed Jul 19, 2022 20:07 UTC GrantCommon Stock 934 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-016487 · form4.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,249

F1 · kind: The new grant is for 934 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F1 · price: The new grant is for 934 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) July 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than July 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 5,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; and (h) the new grant for 934 restricted stock units.

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July 15, 2022 Filed Jul 19, 2022 20:06 UTC
Beberman Perry SEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,634 $39.84 $65,098.56
Disclosure

SEC source: 0001062993-22-016486 · form4.xml · nonDerivative · entry 1

Beberman Perry S · CIK 0001869941 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,439

F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2 · balance_after: The total number of securities beneficially owned includes: (a) 2,123 unrestricted shares; (b) 7,628 unvested units from an award of 11,385 time-based restricted stock units granted 7/15/21; (c) 3,623 unvested performance-based restricted stock units granted 7/15/21; (d) 8,826 unvested time-based restricted stock units granted 2/15/22; and (e) 13,239 unvested performance-based restricted stock units granted 2/15/22.

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June 15, 2022 Filed Jun 17, 2022 20:23 UTC GrantCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015151 · form4.xml · nonDerivative · entry 1

TURNEY SHAREN J · CIK 0001363500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,329

F1 · kind: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F1 · price: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,725 unrestricted shares; (b) 1,114 unvested restricted stock units granted 6/24/19; (c) 3,432 unvested restricted stock units granted 6/22/20; (d) 1,408 unvested restricted stock units granted 6/15/21; and (e) the new grant for 2,650 restricted stock units.

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June 15, 2022 Filed Jun 17, 2022 20:20 UTC GrantCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015148 · form4.xml · nonDerivative · entry 1

THERIAULT TIMOTHY J · CIK 0001190305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

F1 · kind: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F1 · price: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 1,500 unrestricted shares; (b) 519 unvested restricted stock units granted 10/17/16; (c) 655 unvested restricted stock units granted 6/26/17; (d) 761 unvested restricted stock units granted 6/25/18; (e) 1,114 unvested restricted stock units granted 6/24/19; (f) 3,432 unvested restricted stock units granted 6/22/20; (g) 1,408 unvested restricted stock units granted 6/15/21; and (h) the new grant for 2,650 restricted stock units.

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June 15, 2022 Filed Jun 17, 2022 20:21 UTC GrantCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015150 · form4.xml · nonDerivative · entry 1

Tucker Laurie Anne · CIK 0001391264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,814

F1 · kind: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F1 · price: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 4,000 unrestricted shares; (b) 486 unvested restricted stock units granted 6/29/15; (c) 1,179 unvested restricted stock units granted 6/27/16; (d) 1,085 unvested restricted stock units granted 6/26/17; (e) 1,341 unvested restricted stock units granted 6/25/18; (f) 1,645 unvested restricted stock units granted 6/24/19; (g) 5,007 unvested restricted stock units granted 6/22/20; (h) 1,731 unvested restricted stock units granted 6/15/21; (i) 206 unvested restricted stock units granted 9/15/21; (j) 227 unvested restricted stock units granted 12/15/21; (k) 257 unvested restricted stock units granted 3/15/22; and (l) the new grant for 2,650 restricted stock units.

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June 15, 2022 Filed Jun 17, 2022 20:19 UTC GrantCommon Stock 2,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-015147 · form4.xml · nonDerivative · entry 1

Natarajan Rajesh · CIK 0001812674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,597

F1 · kind: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F1 · price: The new grant is for 2,650 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) June 15, 2032 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than June 15, 2023.

F2 · balance_after: The total amount of securities beneficially owned includes: (a) 3,432 unvested restricted stock units granted 6/22/20; (b) 1,803 unvested restricted stock units granted 6/15/21; (c) 339 unvested restricted stock units granted 9/15/21; (d) 373 unvested restricted stock units granted 12/15/21; and (e) the new grant for 2,650 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.