BEN

SEC source: 0001127602-24-029305 · form4.xml · nonDerivative · entry 2

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children or As Trustee For Children

Disclosed balance after: 572,074

F1 · price: Not applicable.

F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.

SEC source: 0001127602-24-029305 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,644,687.327

F1 · price: Not applicable.

SEC source: 0001127602-24-028737 · form4.xml · nonDerivative · entry 1

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,300,242

F1 · price: Not applicable.

SEC source: 0001127602-24-028390 · form4.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,204,753

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 62,273 shares represent unvested restricted stock units.

SEC source: 0001127602-24-028389 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,643,342.327

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 586,381 shares represent unvested restricted stock units.

SEC source: 0001127602-24-028388 · form4.xml · nonDerivative · entry 1

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,584

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 225,844 shares represent unvested restricted stock units.

SEC source: 0001127602-24-028387 · form4.xml · nonDerivative · entry 1

Merchant Thomas C · CIK 0001573664 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,398

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 37,567 shares represent unvested restricted stock units.

SEC source: 0001127602-24-028386 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,316

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 323,523 shares represent unvested restricted stock units.

SEC source: 0001127602-24-028218 · form4.xml · nonDerivative · entry 2

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Children or As Trustee For Children

Disclosed balance after: 565,469

F1 · price: Not applicable.

F2 · ownership.nature: Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.

SEC source: 0001127602-24-028218 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667,414.327

F1 · price: Not applicable.

SEC source: 0001127602-24-028068 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,998.1164

Underlying: Common Stock, par value $.10 · 110.0352 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-027300 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,888.0812

Underlying: Common Stock, par value $.10 · 116.171 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-026947 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,771.9102

Underlying: Common Stock, par value $.10 · 115.9017 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-026676 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,656.0085

Underlying: Common Stock, par value $.10 · 116.117 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-026674 · form4.xml · nonDerivative · entry 1

Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,643

F1 · balance_after: Of the amount of securities beneficially owned, 130,908 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-24-026673 · form4.xml · nonDerivative · entry 2

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,290

F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 421,601 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).

SEC source: 0001127602-24-026673 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,207

SEC source: 0001127602-24-026672 · form4.xml · nonDerivative · entry 2

Merchant Thomas C · CIK 0001573664 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,264

F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 37,567 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).

SEC source: 0001127602-24-026672 · form4.xml · nonDerivative · entry 1

Merchant Thomas C · CIK 0001573664 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,262

SEC source: 0001127602-24-026670 · form4.xml · nonDerivative · entry 2

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,116

F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 225,844 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).

SEC source: 0001127602-24-026670 · form4.xml · nonDerivative · entry 1

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,907

SEC source: 0001127602-24-026665 · form4.xml · nonDerivative · entry 2

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,209,615

F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 62,273 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).

SEC source: 0001127602-24-026665 · form4.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200,024

SEC source: 0001127602-24-026669 · form4.xml · nonDerivative · entry 1

Oshita Lindsey Harumi · CIK 0002010231 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,418.4565

F1 · balance_after: Of the amount of securities beneficially owned, 13,905 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-24-026668 · form4.xml · nonDerivative · entry 1

Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,081.5979

F1 · balance_after: Of the amount of securities beneficially owned, 70,284 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-24-026667 · form4.xml · nonDerivative · entry 2

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,673,424.327

F1 · shares: During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.

F2 · price: Not applicable.

F3 · balance_after: Of the amount of securities beneficially owned, 586,381 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).

SEC source: 0001127602-24-026667 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,612,253.327

SEC source: 0001127602-24-026401 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,539.8915

Underlying: Common Stock, par value $.10 · 119.9616 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-026027 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,419.9299

Underlying: Common Stock, par value $.10 · 122.7295 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-025886 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,728.7723

Underlying: Common Stock, par value $.10 · 243.4274 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-025001 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,273.4253

Underlying: Common Stock, par value $.10 · 1,572.8057 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-025000 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,485.3449

Underlying: Common Stock, par value $.10 · 1,610.8575 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-024084 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,700.6196

Underlying: Common Stock, par value $.10 · 248.6325 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-023879 · form4.xml · nonDerivative · entry 1

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,308,192

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.01 to $19.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001127602-24-023382 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,348,514.623

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 322,657 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023381 · form4.xml · nonDerivative · entry 1

JOHNSON GREGORY E · CIK 0001010262 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,173,055

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 35,304 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023380 · form4.xml · nonDerivative · entry 1

Sethi Alok · CIK 0001718985 · EVP, Head of Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,473.5979

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 35,676 shares represent unvested restricted stock unit awards.

SEC source: 0001127602-24-023379 · form4.xml · nonDerivative · entry 1

Oshita Lindsey Harumi · CIK 0002010231 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,255.4565

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 5,742 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023378 · form4.xml · nonDerivative · entry 1

Nicholls Matthew · CIK 0001773856 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,076

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 117,013 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023376 · form4.xml · nonDerivative · entry 1

Merchant Thomas C · CIK 0001573664 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,975

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 17,280 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023374 · form4.xml · nonDerivative · entry 1

Spector Adam Benjamin · CIK 0001679191 · EVP, Head Global Distribution

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,254

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 366,648 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023373 · form4.xml · nonDerivative · entry 1

Murphy Terrence · CIK 0001338258 · EVP, Head of Public Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,185

F1 · shares: Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.

F2 · balance_after: Of the amount of securities beneficially owned, 71,450 shares represent unvested restricted stock units.

SEC source: 0001127602-24-023212 · form4.xml · nonDerivative · entry 1

JOHNSON CHARLES B · CIK 0000936567 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,208,192

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.585 to $19.965, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001127602-24-023192 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Business Limited Partnership

Disclosed balance after: 2,637,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.6581to $19.6825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Business limited partnership under control of Reporting Person.

SEC source: 0001127602-24-022906 · form4.xml · nonDerivative · entry 1

JOHNSON JENNIFER M · CIK 0001010270 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Venture Limited Partnership

Disclosed balance after: 216,900

F1 · ownership.nature: Limited partnership for the benefit of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

SEC source: 0001127602-24-022798 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,451.9871

Underlying: Common Stock, par value $.10 · 252.7806 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-022797 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,874.4874

Underlying: Common Stock, par value $.10 · 252.7806 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-022333 · form4.xml · derivative · entry 1

King Karen Matsushima · CIK 0001870975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,621.7068

Underlying: Common Stock, par value $.10 · 222.9157 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · derivative.expiration_date: Expiration Date is 01/20/2058.

F4 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-022332 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,199.2065

Underlying: Common Stock, par value $.10 · 222.9157 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.

SEC source: 0001127602-24-019751 · form4.xml · derivative · entry 1

Kim John Y · CIK 0001547987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,414.8955

Underlying: Common Stock, par value $.10 · 1,400.8134 shares

Expires 2036-04-20

F1 · derivative.exercise_price: Not applicable.

F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below.

F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter.