Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2016 Filed Dec 13, 2016 18:12 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 37.5094 | $39.99 | $1,500.00 |
DisclosureSEC source: 0001127602-16-069843 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,212.6267 Underlying: Common Stock, par value $.10 · 37.5094 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 18:10 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 37.5094 | $39.99 | $1,500.00 |
DisclosureSEC source: 0001127602-16-069842 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,057.6192 Underlying: Common Stock, par value $.10 · 37.5094 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| December 12, 2016 Filed Oct 30, 2017 18:57 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
GiftCommon Stock, par value $.10 | 239,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030445 · form5.xml · nonDerivative · entry 1 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,226,045 F1 · price: Not applicable. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:26 UTC |
LEWIS KENNETH AEVP and CFO
|
SaleCommon Stock, par value $.10 | 4,230 | $41.96 | $177,502.22 |
DisclosureSEC source: 0001127602-16-069588 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,161.517 F1 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards. Read SEC document |
| December 07, 2016 Filed Mar 16, 2017 22:57 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 1,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · As A Trustee For Minor Children Disclosed balance after: 162,954 F1 · price: Not applicable. F2 · ownership.nature: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| December 07, 2016 Filed Mar 16, 2017 22:57 UTC |
JOHNSON JENNIFER MPresident and COO
|
GiftCommon Stock, par value $.10 | 1,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012014 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,037.2867 F1 · price: Not applicable. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 23:23 UTC |
LEWIS KENNETH AEVP and CFO
|
Tax withholdingCommon Stock, par value $.10 | 1,787 | $39.56 | $70,693.72 |
DisclosureSEC source: 0001127602-16-069183 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,391.517 F1 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:58 UTC |
Tyle Craig StevenEVP and General Counsel
|
Tax withholdingCommon Stock, par value $.10 | 469 | $39.56 | $18,553.64 |
DisclosureSEC source: 0001127602-16-069158 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,327.042 F1 · balance_after: Of the amount of securities beneficially owned, 24,643 shares represent unvested restricted stock awards. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:28 UTC |
Advani Vijay ChandurCo-President
|
Tax withholdingCommon Stock, par value $.10 | 4,128 | $39.56 | $163,303.68 |
DisclosureSEC source: 0001127602-16-069087 · form4.xml · nonDerivative · entry 1 Advani Vijay Chandur · CIK 0001338567 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,308.5717 F1 · balance_after: Of the amount of securities beneficially owned, 90,748 shares represent unvested restricted stock awards. Read SEC document |
| November 28, 2016 Filed Nov 1, 2017 20:22 UTC |
JOHNSON CHARLES B10% owner
|
GiftCommon Stock, par value $.10 | 54,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030765 · form5.xml · nonDerivative · entry 1 JOHNSON CHARLES B · CIK 0000936567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,968,918 F1 · price: Not applicable. Read SEC document |
| November 23, 2016 Filed Feb 28, 2017 00:09 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008774 · form4.xml · nonDerivative · entry 5 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152,562 F1 · price: Not applicable. Read SEC document |
| November 21, 2016 Filed Feb 28, 2017 00:09 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 6,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008774 · form4.xml · nonDerivative · entry 4 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152,947 F1 · price: Not applicable. Read SEC document |
| November 16, 2016 Filed Feb 28, 2017 00:09 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008774 · form4.xml · nonDerivative · entry 3 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159,357 F1 · price: Not applicable. Read SEC document |
| November 15, 2016 Filed Feb 28, 2017 00:09 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 3,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008774 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159,617 F1 · price: Not applicable. Read SEC document |
| November 15, 2016 Filed Feb 28, 2017 00:09 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008774 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,162,863 F1 · price: Not applicable. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 16:55 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 39.6301 | $37.85 | $1,500.00 |
DisclosureSEC source: 0001127602-16-066864 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,175.1173 Underlying: Common Stock, par value $.10 · 39.6301 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 16:53 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 39.6301 | $37.85 | $1,500.00 |
DisclosureSEC source: 0001127602-16-066863 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,020.1098 Underlying: Common Stock, par value $.10 · 39.6301 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:41 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.5104 | $33.70 | $1,500.00 |
DisclosureSEC source: 0001127602-16-065834 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,190.4216 Underlying: Common Stock, par value $.10 · 44.5104 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:16 UTC |
JOHNSON RUPERT H JRDirector · Vice Chairman · 10% owner
|
SaleCommon Stock, par value $.10 | 300,000 | $33.65 | $10,095,000.00 |
DisclosureSEC source: 0001127602-16-065921 · form4.xml · nonDerivative · entry 1 JOHNSON RUPERT H JR · CIK 0001010261 · Director · Vice Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 906,735 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:48 UTC |
Tyle Craig StevenEVP and General Counsel
|
GrantCommon Stock, par value $.10 | 898 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065850 · form4.xml · nonDerivative · entry 2 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,796.042 F1 · shares: On November 4, 2014, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 24,643 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2016 as reported on Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:48 UTC |
Tyle Craig StevenEVP and General Counsel
|
GrantCommon Stock, par value $.10 | 11,573 | $33.70 | $390,010.10 |
DisclosureSEC source: 0001127602-16-065850 · form4.xml · nonDerivative · entry 1 Tyle Craig Steven · CIK 0001338014 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,898.042 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:07 UTC |
Advani Vijay ChandurCo-President
|
GrantCommon Stock, par value $.10 | 13,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065837 · form4.xml · nonDerivative · entry 2 Advani Vijay Chandur · CIK 0001338567 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,436.5717 F1 · shares: On November 4, 2013, November 4, 2014 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 90,748 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2016 as reported on Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:07 UTC |
Advani Vijay ChandurCo-President
|
GrantCommon Stock, par value $.10 | 42,285 | $33.70 | $1,425,004.50 |
DisclosureSEC source: 0001127602-16-065837 · form4.xml · nonDerivative · entry 1 Advani Vijay Chandur · CIK 0001338567 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,890.5717 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:17 UTC |
JOHNSON JENNIFER MCo-President
|
GrantCommon Stock, par value $.10 | 11,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065839 · form4.xml · nonDerivative · entry 2 JOHNSON JENNIFER M · CIK 0001010270 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,298.8766 F1 · shares: On November 4, 2013, November 4, 2014 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 71,992 shares represent unvested restricted stock awards (which excluded the unvested restricted stock units scheduled to vest on December 1, 2016 as reported in Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 19:17 UTC |
JOHNSON JENNIFER MCo-President
|
GrantCommon Stock, par value $.10 | 42,285 | $33.70 | $1,425,004.50 |
DisclosureSEC source: 0001127602-16-065839 · form4.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,516,066.8766 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:38 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.5104 | $33.70 | $1,500.00 |
DisclosureSEC source: 0001127602-16-065833 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,105.4881 Underlying: Common Stock, par value $.10 · 44.5104 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 21,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066000 · form4.xml · nonDerivative · entry 2 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,197 F1 · shares: On November 4, 2013 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 225,161 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2016 as reported in Footnote 1) Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:51 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 89,021 | $33.70 | $3,000,007.70 |
DisclosureSEC source: 0001127602-16-066000 · form4.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153,824 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:48 UTC |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 5,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065998 · form4.xml · nonDerivative · entry 2 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,594.517 F1 · shares: On November 4, 2013, November 4, 2014 and November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 1, 2016, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2016 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2016. F2 · price: Not applicable. F3 · balance_after: Of the amount of securities beneficially owned, 39,911 shares represent unvested restricted stock awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2016 as reported on Footnote 1). Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 18:48 UTC |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 18,695 | $33.70 | $630,021.50 |
DisclosureSEC source: 0001127602-16-065998 · form4.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,755.517 Read SEC document |
| November 01, 2016 Filed Dec 5, 2016 23:21 UTC Amendment |
LEWIS KENNETH AEVP and CFO
|
GrantCommon Stock, par value $.10 | 3,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069182 · form4a.xml · nonDerivative · entry 1 LEWIS KENNETH A · CIK 0001181596 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,178.517 F1 · shares: On November 3, 2016, the Reporting Person reported that 5,839 restricted stock performance units were scheduled to vest on December 1, 2016. The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016. F2 · price: Not applicable. Read SEC document |
| November 01, 2016 Filed Dec 7, 2016 23:05 UTC Amendment |
Advani Vijay ChandurCo-President
|
GrantCommon Stock, par value $.10 | 7,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069445 · form4a.xml · nonDerivative · entry 1 Advani Vijay Chandur · CIK 0001338567 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,799.5717 F1 · shares: On November 2, 2016, the Reporting Person reported that 13,546 restricted stock performance units were scheduled to vest on December 1, 2016 (following certification of certain performance criteria by the Issuer's Compensation Committee on November 1, 2016). The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016. F2 · price: Not applicable. Read SEC document |
| November 01, 2016 Filed Dec 8, 2016 19:15 UTC Amendment |
JOHNSON JENNIFER MCo-President
|
GrantCommon Stock, par value $.10 | 5,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069481 · form4a.xml · nonDerivative · entry 1 JOHNSON JENNIFER M · CIK 0001010270 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,812.2867 F1 · shares: On November 2, 2016, the Reporting Person reported that 11,232 restricted stock performance units were scheduled to vest on December 1, 2016 (following certification of certain performance criteria by the Issuer's Compensation Committee on November 1, 2016). The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016. F2 · price: Not applicable. Read SEC document |
| November 01, 2016 Filed Dec 14, 2016 17:04 UTC Amendment |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GrantCommon Stock, par value $.10 | 9,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069970 · form4a.xml · nonDerivative · entry 1 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163,119 F1 · shares: On November 3, 2016, the Reporting Person reported that 21,373 restricted stock performance units were scheduled to vest on December 1, 2016 (following certification of certain performance criteria by the Issuer's Compensation Committee on November 1, 2016). The number of shares reported in Column 4 of this Amendment reflects the correct number of such restricted stock units that vested on December 1, 2016. F2 · price: Not applicable. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 18:24 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 43.0787 | $34.82 | $1,500.00 |
DisclosureSEC source: 0001127602-16-065341 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,980.4797 Underlying: Common Stock, par value $.10 · 43.0787 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 16:25 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 43.0787 | $34.82 | $1,500.00 |
DisclosureSEC source: 0001127602-16-065337 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,135.4872 Underlying: Common Stock, par value $.10 · 43.0787 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:06 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.3525 | $33.82 | $1,500.00 |
DisclosureSEC source: 0001127602-16-064939 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,060.9777 Underlying: Common Stock, par value $.10 · 44.3525 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:05 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 88.705 | $33.82 | $3,000.00 |
DisclosureSEC source: 0001127602-16-064938 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,145.9112 Underlying: Common Stock, par value $.10 · 88.705 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:03 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.3525 | $33.82 | $1,500.00 |
DisclosureSEC source: 0001127602-16-064936 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,092.4085 Underlying: Common Stock, par value $.10 · 44.3525 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 17, 2016 Filed Oct 18, 2016 21:01 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 44.3525 | $33.82 | $1,500.00 |
DisclosureSEC source: 0001127602-16-064935 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,937.401 Underlying: Common Stock, par value $.10 · 44.3525 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:00 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 585.7222 | $36.28 | $21,250.00 |
DisclosureSEC source: 0001127602-16-063889 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,918.1672 Underlying: Common Stock, par value $.10 · 585.7222 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:44 UTC |
STEIN LAURADirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 654.6307 | $36.28 | $23,750.00 |
DisclosureSEC source: 0001127602-16-064160 · form4.xml · derivative · entry 1 STEIN LAURA · CIK 0001199099 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,009.2226 Underlying: Common Stock, par value $.10 · 654.6307 shares Expires 2047-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. The reporting person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:03 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 792.4477 | $36.28 | $28,750.00 |
DisclosureSEC source: 0001127602-16-063890 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,968.1761 Underlying: Common Stock, par value $.10 · 792.4477 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:00 UTC |
YANG GEOFFREY YDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 585.7222 | $36.28 | $21,250.00 |
DisclosureSEC source: 0001127602-16-064361 · form4.xml · derivative · entry 1 YANG GEOFFREY Y · CIK 0001201592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,823.1529 Underlying: Common Stock, par value $.10 · 585.7222 shares Expires 2035-04-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources Inc.'s director's fees, under the 2006 Director Deferred Compensation Plan, based upon the performance of Franklin Resources Inc.'s stock (including reinvested dividends) payable in one payment following the director's separation from service from Franklin Resources, Inc. and its subsidiaries. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account(s) not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 17:43 UTC |
BARKER PETER KDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 42.6257 | $35.19 | $1,500.00 |
DisclosureSEC source: 0001127602-16-062547 · form4.xml · derivative · entry 1 BARKER PETER K · CIK 0001185061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,175.7284 Underlying: Common Stock, par value $.10 · 42.6257 shares Expires 2029-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over five years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| September 14, 2016 Filed Sep 15, 2016 17:40 UTC |
PIGOTT MARK CDirector
|
GrantDeferred Director's Fees (FRI) · Derivative | 42.6257 | $35.19 | $1,500.00 |
DisclosureSEC source: 0001127602-16-062546 · form4.xml · derivative · entry 1 PIGOTT MARK C · CIK 0001191930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,332.445 Underlying: Common Stock, par value $.10 · 42.6257 shares Expires 2039-01-20 F1 · derivative.exercise_price: Not applicable. F2 · derivative.exercise_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F2 · derivative.expiration_date: Exercisable and expiration dates assume the director's separation from service from Franklin Resources, Inc. and its subsidiaries occurs in the February following the director's 75th birthday. See footnote below. F3 · ownership.direct: Represents a hypothetical investment account calculation of deferred Franklin Resources, Inc.'s director's fees, under the 2006 Directors Deferred Compensation Plan, based upon the performance of Franklin Resources, Inc.'s stock (including reinvested dividends) payable in cash in substantially equal quarterly installments over ten years beginning on the earlier of the January 20, April 20, July 20 or October 20 immediately following the director's separation from service from Franklin Resources, Inc. and its subsidiaries and continuing on each January 20, April 20, July 20 and October 20 thereafter, except that if any such date is a Saturday, Sunday or holiday, then the quarterly installment shall be paid on the next business day. Reporting Person may transfer the hypothetical investment account amount into an alternative investment account not based on the performance of Franklin Resources, Inc. stock effective as of the first day of any calendar quarter. Read SEC document |
| July 12, 2016 Filed Oct 24, 2016 23:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 2,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065163 · form5.xml · nonDerivative · entry 15 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,803 F1 · price: Not applicable. Read SEC document |
| June 22, 2016 Filed Oct 24, 2016 23:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065163 · form5.xml · nonDerivative · entry 14 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,803 F1 · price: Not applicable. Read SEC document |
| June 06, 2016 Filed Oct 24, 2016 23:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065163 · form5.xml · nonDerivative · entry 13 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,803 F1 · price: Not applicable. Read SEC document |
| March 22, 2016 Filed Oct 24, 2016 23:20 UTC |
JOHNSON GREGORY EDirector · Chairman and CEO
|
GiftCommon Stock, par value $.10 | 1,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065163 · form5.xml · nonDerivative · entry 12 JOHNSON GREGORY E · CIK 0001010262 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,803 F1 · price: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.