BE

SEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,446

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.18 to $29.37 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-002389 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,859

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $27.24 to $29.05 per share. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-001461 · doc4.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,486

F5 · shares: Represents DSUs credited to the Reporting Person's deferral account under the Plan for the quarter ending December 31, 2020, issuable to the Reporting Person on January 1, 2021 pursuant to the terms of the Plan.

SEC source: 0001209191-20-065761 · doc4.xml · derivative · entry 5

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,334

Underlying: Class A Common Stock · 18,666 shares

Expires 2029-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled.

SEC source: 0001209191-20-065761 · doc4.xml · derivative · entry 4

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,313

Underlying: Class A Common Stock · 79,687 shares

Expires 2029-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on June 17, 2020, and the remainder will vest as to 1/36th monthly for the next three years, subject to the continuous service of the Reporting Person to the Issuer through each vesting date.

SEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 3

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,948

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.13 to $28.84 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 2

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-065400 · doc4.xml · derivative · entry 5

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 2,084 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

SEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-065400 · doc4.xml · derivative · entry 4

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 37,500 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer.

SEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-064925 · doc4.xml · nonDerivative · entry 1

White Christopher · CIK 0001780654 · EVP Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,778

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units that vested on December 17, 2020, the acquisition of which was previously reported on Table I.

F2 · balance_after: Includes 800 shares that were omitted from the Form 3 and all subsequent Forms 4 filed by the Reporting Person. An amendment to the Form 3 is being filed concurrently herewith.

SEC source: 0001209191-20-062791 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $30.29 to $30.96 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.

SEC source: 0001664703-20-000088 · wf-form4_160703485458082.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,859

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-20-060969 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

Underlying: Class A Common Stock · 2,083 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

SEC source: 0001209191-20-060969 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-20-060969 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001664703-20-000086 · wf-form4_160626260670646.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,446

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 15

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,633

Underlying: Class A Common Stock · 111,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 14

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574,126

Underlying: Class A Common Stock · 326,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

SEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 3

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,577

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.75 to $20.02 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-059757 · doc4.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 13

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900,414

Underlying: Class A Common Stock · 212,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 12

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 212,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F10 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service with the Issuer through each vesting date.

F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 11

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,223

Underlying: Class A Common Stock · 620,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · balance_after: Includes a total of 25,386 shares transferred from the Reporting Person's Grantor Retained Annuity Trusts.

SEC source: 0001209191-20-059757 · doc4.xml · derivative · entry 10

Sridhar KR · CIK 0001746277 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 620,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

F8 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the Reporting Person's continued service through each vesting date.

F7 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.

SEC source: 0001209191-20-059237 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,295

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.40 to $19.0101 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-059236 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,859

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.40 to $18.66. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-059234 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,166

F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.40 to $18.881 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-056986 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,884

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-20-056262 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,167

Underlying: Class A Common Stock · 2,083 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

SEC source: 0001209191-20-056262 · doc4.xml · nonDerivative · entry 2

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,710

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-20-056262 · doc4.xml · nonDerivative · entry 1

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-055633 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,762

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $16.35 to $18.32 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-055397 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,830

F1 · kind: Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.23 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-055397 · doc4.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Issuer Class A Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to continuous service by the Reporting Person with the Issuer.

SEC source: 0001209191-20-055397 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-054835 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,629

F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the RSU, the acquisition of which is reported herein.

F4 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.04 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-20-054835 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,215

F1 · shares: Restricted Stock Units (the "RSU") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSU is fully vested on the date of grant, October 12, 2020.

F2 · balance_after: Includes 2,500 shares acquired on August 14, 2020 under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3.

SEC source: 0001104659-20-112255 · tm2032460d1_form4.xml · nonDerivative · entry 1

CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F2 · balance_after: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

SEC source: 0001209191-20-053864 · doc4.xml · nonDerivative · entry 1

Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,884

F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.18 to $18.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-001461 · doc4.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,745

F4 · shares: Represents DSUs credited to the Reporting Person's deferral account under the Plan for the quarter ending September 30, 2020, issuable to the Reporting Person on January 1, 2021 pursuant to the terms of the Plan.

SEC source: 0001209191-20-052493 · doc4.xml · derivative · entry 3

PILLAI HARI · CIK 0001245702 · EVP of CIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Class A Common Stock · 2,084 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.