Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP of CIG | December 27, 2020 | December 29, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date December 27, 2020 · Filed December 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 54,710 |
Ending reported balance
After 2020-12-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-12-27 · Exercise / conversion · Acquired 37,500 · Balance 92,210 Row 2 · 2020-12-28 · Exercise / conversion · Acquired 2,084 · Balance 94,294 Row 3 · 2020-12-28 · Sale · Disposed 39,584 · Balance 54,710 F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| Restricted Stock Units (Class A Common Stock)SEC Table II · derivative / convertible security · Expires 2029-02-15 | Direct | 75,000 |
Reported balance
After 2020-12-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-12-27 · Exercise / conversion · Disposed 37,500 · Balance 75,000 F3: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4: The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer. |
| Stock Option (Right to Buy Class A Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $11.31 · Expires 2029-02-15 | Direct | 50,000 |
Reported balance
After 2020-12-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-28 · Exercise / conversion · Disposed 2,084 · Balance 50,000 F5: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4: The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer.
F5: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2020 Filed Dec 29, 2020 18:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 2,084 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-065400 · doc4.xml · derivative · entry 5 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 2,084 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 18:02 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 39,584 | $28.93 | $1,145,014.70 |
DisclosureSEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $28.08 to $31.47 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 18:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 2,084 | $11.31 | $23,570.04 |
DisclosureSEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2020 Filed Dec 29, 2020 18:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Units (Class A Common Stock) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065400 · doc4.xml · derivative · entry 4 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 37,500 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: The RSUs vest in annual installments of 37,500 shares each on December 27, 2019, December 27, 2020, December 27, 2021 and December 27, 2022, subject to continuous service by the Reporting Person with the Issuer. Read SEC document |
| December 27, 2020 Filed Dec 29, 2020 18:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065400 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 2,083 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-060969 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,084 Underlying: Class A Common Stock · 2,083 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:02 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,083 | $27.16 | $56,574.28 |
DisclosureSEC source: 0001209191-20-060969 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:02 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 2,083 | $11.31 | $23,558.73 |
DisclosureSEC source: 0001209191-20-060969 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 19:25 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 2,083 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-056262 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,167 Underlying: Class A Common Stock · 2,083 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 19:25 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,083 | $15.88 | $33,078.04 |
DisclosureSEC source: 0001209191-20-056262 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 19:25 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 2,083 | $11.31 | $23,558.73 |
DisclosureSEC source: 0001209191-20-056262 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 17:55 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 2,084 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-052493 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Class A Common Stock · 2,084 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 17:55 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,084 | $15.71 | $32,739.64 |
DisclosureSEC source: 0001209191-20-052493 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 17:55 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 2,084 | $11.31 | $23,570.04 |
DisclosureSEC source: 0001209191-20-052493 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 17:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 2,083 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-048671 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,334 Underlying: Class A Common Stock · 2,083 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested as to 1/4 of the shares on December 27, 2019 and the remaining options will vest as to 1/36 of the shares monthly over the remaining three years, subject to the Reporting Rerson's continuous service to the Issuer through each vesting date. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 17:31 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 2,083 | $16.16 | $33,661.28 |
DisclosureSEC source: 0001209191-20-048671 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 17:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 2,083 | $11.31 | $23,558.73 |
DisclosureSEC source: 0001209191-20-048671 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 20:46 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock option (right to buy Class A common stock) · Derivative | 2,083 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-043903 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,417 Underlying: Class A common stock · 2,083 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 20:46 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 2,083 | $17.27 | $35,973.41 |
DisclosureSEC source: 0001209191-20-043903 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 20:46 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 2,083 | $11.31 | $23,558.73 |
DisclosureSEC source: 0001209191-20-043903 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 17:59 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock option (right to buy Class A common stock) · Derivative | 27,117 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-042939 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A common stock · 27,117 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 17:59 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 27,117 | $14.50 | $393,196.50 |
DisclosureSEC source: 0001209191-20-042939 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · kind: Sales of shares pursuant to Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 17:59 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 27,117 | $11.31 | $306,693.27 |
DisclosureSEC source: 0001209191-20-042939 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:01 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A common stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037042 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,710 F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:49 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock option (right to buy Class A common stock) · Derivative | 10,383 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-20-012140 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,617 Underlying: Class A common stock · 10,383 shares Expires 2029-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options are exercisable as to 25% of the shares on December 27, 2019 and the remaining options are exercisable at a rate of 1/36th of the shares on the 27th of each month over the remaining three years, subject to the reporting person's continuous service with the issuer. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:49 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 10,383 | $14.50 | $150,553.50 |
DisclosureSEC source: 0001209191-20-012140 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 F2 · kind: Sale pursuant to a Rule 10b5-1 trading plan entered into by reporting person. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 17:49 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 10,383 | $11.31 | $117,431.73 |
DisclosureSEC source: 0001209191-20-012140 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Shares include 2,210 shares acquired on August 14, 2019 pursuant to the issuer's Employee Stock Purchase Plan. Read SEC document |
| December 30, 2019 Filed Dec 30, 2019 17:38 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 37,500 | $6.81 | $255,476.25 |
DisclosureSEC source: 0001209191-19-062171 · doc4.xml · nonDerivative · entry 2 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. F1 · shares: Sales were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $6.28 to $7.20. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 17:38 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted stock units (Class A comnon stock) · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062171 · doc4.xml · derivative · entry 3 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Class A common stock · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest 25% on each of December 27, 2019, 2020, 2021 and 2022, subject to the reporting person's continued service on the vesting date. F4 · derivative.expiration_date: The RSUs vest 25% on each of December 27, 2019, 2020, 2021 and 2022, subject to the reporting person's continued service on the vesting date. Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 17:38 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A common stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062171 · doc4.xml · nonDerivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 17:40 UTC | Bloom Energy Corp BE · Entity 2659 | GrantEmployee Stock Option (Class A common stock) · Derivative | 56,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-19-056450 · doc4.xml · derivative · entry 1 PILLAI HARI · CIK 0001245702 · EVP of CIG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Class A common stock · 56,000 shares Expires 2029-11-11 F1 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/20, 1/3 of the options vest on 11/11/20. If the stock price reaches $8 after 11/11/20 but before 11/11/24, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/21, 1/3 of the options vest on 11/11/21. If the stock price reaches $11 after 11/11/21 but before 11/11/24, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/22, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/22 but before 11/11/24, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/24, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/24 shall be canceled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.