Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP Global Sales | February 15, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date February 15, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 252,473 |
Reported balance
After 2021-02-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-15 · Exercise / conversion · Acquired 11,025 · Balance 252,473 F1: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| Class A Common StockSEC Table I · non-derivative | Direct | 248,468 |
Reported balance
After 2021-02-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-16 · Sale · Disposed 4,005 · Balance 248,468 F2: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021. |
| Class A Common StockSEC Table I · non-derivative | Direct | 247,343 |
Reported balance
After 2021-02-17 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-02-17 · Sale · Disposed 1,125 · Balance 247,343 F3: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2031-02-10 | Direct | 22,050 |
Reported balance
After 2021-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-02-15 · Exercise / conversion · Disposed 11,025 · Balance 22,050 F4: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021.
F3: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F4: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2021 Filed Feb 18, 2021 19:31 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 1,125 | $35.42 | $39,847.50 |
DisclosureSEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 3 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,343 F3 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 19:31 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 4,005 | $39.36 | $157,656.02 |
DisclosureSEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 2 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,468 F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the Performance Stock Units (the "PSUs") that vested on February 15, 2021. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 19:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionPerformance Stock Units · Derivative | 11,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012166 · doc4.xml · derivative · entry 4 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,050 Underlying: Class A Common Stock · 11,025 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each of the PSUs represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 19:31 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 11,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012166 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,500 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:22 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 33,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011102 · doc4.xml · derivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,075 Underlying: Class A Common Stock · 33,075 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:21 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 33,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011101 · doc4.xml · derivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,075 Underlying: Class A Common Stock · 33,075 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 21:15 UTC | Bloom Energy Corp BE · Entity 2659 | GrantPerformance Stock Units · Derivative | 33,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011095 · doc4.xml · derivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,075 Underlying: Class A Common Stock · 33,075 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 22,500 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 18,666 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-20-065761 · doc4.xml · derivative · entry 5 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,334 Underlying: Class A Common Stock · 18,666 shares Expires 2029-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 79,687 | $0.00 Strike: $11.64 | $0.00 |
DisclosureSEC source: 0001209191-20-065761 · doc4.xml · derivative · entry 4 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,313 Underlying: Class A Common Stock · 79,687 shares Expires 2029-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on June 17, 2020, and the remainder will vest as to 1/36th monthly for the next three years, subject to the continuous service of the Reporting Person to the Issuer through each vesting date. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 154,183 | $28.26 | $4,357,612.46 |
DisclosureSEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 3 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,948 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $27.13 to $28.84 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 18,666 | $5.50 | $102,663.00 |
DisclosureSEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 2 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass A Common Stock | 79,687 | $11.64 | $927,556.68 |
DisclosureSEC source: 0001209191-20-065761 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 19:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 8,415 | $26.74 | $225,033.93 |
DisclosureSEC source: 0001209191-20-064925 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,778 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units that vested on December 17, 2020, the acquisition of which was previously reported on Table I. F2 · balance_after: Includes 800 shares that were omitted from the Form 3 and all subsequent Forms 4 filed by the Reporting Person. An amendment to the Form 3 is being filed concurrently herewith. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:05 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 7,352 | $15.01 | $110,386.60 |
DisclosureSEC source: 0001209191-20-051542 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,393 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units that vested on September 17, 2020, the acquisition of which was previously reported on Table I. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $14.94 to $15.3794 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 2,500 shares acquired on August 14, 2020 under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 17:51 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A common stock | 22,755 | $9.25 | $210,369.98 |
DisclosureSEC source: 0001209191-20-038258 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,245 F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs that vested on June 17, 2020, the acquisition of which were previously reported on Table I. Proceeds of sales were tendered to the issuer for payment to the applicable taxing authorities. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:13 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A common stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037053 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 F1 · shares: Restricted Stock Units (RSU) granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 1/3 of the total RSU will vest on June 15, 2021, and the reamining will vest in equal quarterly istallments thereafter for two years subject to the reporting person's continued service through each vesting date. F2 · balance_after: Includes 2,500 shares acquired on February 14, 2020 pursuant to Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 17:43 UTC | Bloom Energy Corp BE · Entity 2659 | GrantEmployee Stock Option (Class A common stock) · Derivative | 56,000 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-19-056455 · doc4.xml · derivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Class A common stock · 56,000 shares Expires 2029-11-11 F1 · derivative.exercise_date: If the Company's stock price reaches $8 (calculated based on a 30-day average) on or before 11/22/20, 1/3 of the options vest on 11/11/20. If the stock price reaches $8 after 11/11/20 but before 11/11/24, 1/3 of the Options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/21, 1/3 of the options vest on 11/11/21. If the stock price reaches $11 after 11/11/21 but before 11/11/24, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/22, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/22 but before 11/11/24, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/24, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/24 shall be canceled. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 17:13 UTC | Bloom Energy Corp BE · Entity 2659 | GrantEmployee Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $11.64 | $0.00 |
DisclosureSEC source: 0001209191-19-039781 · doc4.xml · derivative · entry 2 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 225,000 shares Expires 2029-06-27 F2 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of June 17, 2019 and the remaining options vest 1/36th of the remaining shares per month for the next three years. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 17:13 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039781 · doc4.xml · nonDerivative · entry 1 White Christopher · CIK 0001780654 · EVP Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of June 17, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.