organization · Reporting owner

CANADA PENSION PLAN INVESTMENT BOARD

Disclosed activity across 18 companies

Tapewire entity: 52254
SEC CIK: 0001283718

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Advanced Disposal Services, Inc.ADSW · Entity 145638	10% owner	October 12, 2016	October 12, 2016
Antares Private Credit FundNONE · Entity 80649	10% owner	February 12, 2025	February 12, 2025
Bunge Global SABG · Entity 1528	10% owner	July 02, 2025	July 08, 2025
CIVITAS RESOURCES, INC.CIVI · Entity 67944	10% owner	January 30, 2026	February 03, 2026
IQVIA HOLDINGS INC.IQV · Entity 3058	10% owner	December 04, 2018	December 04, 2018
Kailera Therapeutics, Inc.KLRA · Entity 4435	10% owner	April 16, 2026	April 16, 2026
Lulu's Fashion Lounge Holdings, Inc.LVLU · Entity 7397	10% owner	November 15, 2021	November 16, 2021
Optimum Communications, Inc.ATUS · Entity 5768	10% owner	June 27, 2017	June 28, 2017
Petco Health & Wellness Company, Inc.WOOF · Entity 5186	10% owner	June 14, 2021	June 14, 2021
VIASAT INCVSAT · Entity 1744	See remarks.	February 10, 2025	February 12, 2025
Waystar Holding Corp.WAY · Entity 1420	10% owner	September 12, 2025	September 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Advanced Disposal Services, Inc.

Report date October 12, 2016 · Filed October 12, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock (pre-merger)SEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance After 2016-10-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-10-12 · Other · Disposed 1,000 · Balance 0 F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person.
Common Stock (post-merger)SEC Table I · non-derivative	Direct	16,572,106	Reported balance After 2016-10-12 transaction · row 2 1 source row Row 2 · 2016-10-12 · Other · Acquired 16,572,106 · Balance 16,572,106 F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person. F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person is a limited partner of Star Atlantic Waste Holdings II, L.P. ("Star Atlantic"), which held shares in Advanced Disposal Waste Holdings Corp. ("Advanced Disposal"). On October 12, 2016, Advanced Disposal, which owned all of the outstanding common stock ("Pre-Merger Common Stock") of the Issuer, was merged with and into the Issuer, with the Issuer as the surviving corporation (the "Merger"). In the Merger, all issued and outstanding shares of Pre-Merger Common Stock held by Advanced Disposal were canceled, and holders of shares of Advanced Disposal, including Star Atlantic, received shares of common stock of the Issuer ("Post-Merger Common Stock"). Immediately after the initial public offering of the Common Stock of the Issuer, Star Atlantic distributed 16,572,106 shares of Post-Merger Common Stock that it received from the Merger to the Reporting Person.

F2: (continued from Footnote 1) Such transactions were exempt from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 thereunder. The Reporting Person is overseen by a board of directors. Because the board of directors acts by consensus/majority approval, none of the directors of the board of directors has sole voting or dispositive power with respect to the shares of Post-Merger Common Stock that are beneficially owned by the Reporting Person.

Antares Private Credit Fund

Report date February 12, 2025 · Filed February 12, 2025

Jointly reported with CPPIB Credit BDC Canada Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	10,000,000	Reported balance Holding disclosure · report date 2025-02-12 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 10,000,000 F1: The securities reported herein consist of 10,000,000 common shares held of record by CPPIB Credit BDC Canada Inc. ("CPPIB-BDC"). CPPIB-BDC is an indirect wholly owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). As such, CPPIB may be deemed to share beneficial ownership of the securities held of record by CPPIB-BDC.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein consist of 10,000,000 common shares held of record by CPPIB Credit BDC Canada Inc. ("CPPIB-BDC"). CPPIB-BDC is an indirect wholly owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). As such, CPPIB may be deemed to share beneficial ownership of the securities held of record by CPPIB-BDC.

Bunge Global SA

Report date July 02, 2025 · Filed July 08, 2025

Jointly reported with CPP Investment Board Private Holdings (5), Inc., CPP Investment Board Private Holdings (6), Inc., CPPIB Monroe Canada Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Registered SharesSEC Table I · non-derivative	IndirectSee Footnote	26,244,732	Reported balance Holding disclosure · report date 2025-07-02 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 26,244,732 F1: The 26,244,732 Registered Shares of the Issuer reported herein are held directly by CPPIB Monroe Canada ("CPPIB Monroe"), Inc. CPPIB Monroe is an indirect wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB Parent") and CPP Investment Board Private Holdings (5), Inc. ("CPPIB-PH(5)"), and a direct wholly-owned subsidiary of CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB Parent is the parent company of. CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe. Because of the relationships among CPPIB Parent, CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe, each of the reporting persons may be deemed to beneficially own the securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: The 26,244,732 Registered Shares of the Issuer reported herein are held directly by CPPIB Monroe Canada ("CPPIB Monroe"), Inc. CPPIB Monroe is an indirect wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB Parent") and CPP Investment Board Private Holdings (5), Inc. ("CPPIB-PH(5)"), and a direct wholly-owned subsidiary of CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB Parent is the parent company of. CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe. Because of the relationships among CPPIB Parent, CPPIB-PH(5), CPPIB-PH(6) and CPPIB Monroe, each of the reporting persons may be deemed to beneficially own the securities reported herein.

CIVITAS RESOURCES, INC.

Report date January 30, 2026 · Filed February 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2026-01-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-01-30 · Other · Disposed 9,524,201 · Balance 0 F1: On January 30, 2026, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of November 2, 2025, by and among the Issuer, SM Energy Company ("SM Energy"), and Cars Merger Sub, Inc., a direct wholly owned subsidiary of SM Energy ("Merger Sub"), (i) Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SM Energy (the "First Merger"), and (ii) immediately following the First Merger, the Issuer merged with and into SM Energy, with SM Energy continuing as the surviving corporation (the "Second Merger" and, together with the First Merger, the "Mergers"). Immediately following the First Merger, each eligible share of Issuer Common Stock (the "Common Stock") was converted automatically into the right to receive 1.45 shares of SM Energy common stock, with cash paid in lieu of the issuance of any fractional shares of SM Energy common stock. F2: The Common Stock reported herein was held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of Common Stock owned by CP Canada.

Filing footnotes · ownership attribution and instrument terms

F1: On January 30, 2026, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of November 2, 2025, by and among the Issuer, SM Energy Company ("SM Energy"), and Cars Merger Sub, Inc., a direct wholly owned subsidiary of SM Energy ("Merger Sub"), (i) Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SM Energy (the "First Merger"), and (ii) immediately following the First Merger, the Issuer merged with and into SM Energy, with SM Energy continuing as the surviving corporation (the "Second Merger" and, together with the First Merger, the "Mergers"). Immediately following the First Merger, each eligible share of Issuer Common Stock (the "Common Stock") was converted automatically into the right to receive 1.45 shares of SM Energy common stock, with cash paid in lieu of the issuance of any fractional shares of SM Energy common stock.

F2: The Common Stock reported herein was held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of Common Stock owned by CP Canada.

IQVIA HOLDINGS INC.

Report date December 04, 2018 · Filed December 04, 2018

Jointly reported with CPP Investment Board Private Holdings, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectSee Footnote	4,342,572	Reported balance After 2018-12-04 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-12-04 · Sale · Disposed 1,582,194 · Balance 4,342,572 F1: The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3. F2: The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row.
Common stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	1,569,600	Reported balance After 2018-12-04 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-12-04 · Sale · Disposed 1,582,194 · Balance 1,569,600 F3: CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB.

Filing footnotes · ownership attribution and instrument terms

F1: The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3.

F2: The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row.

F3: CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB.

Kailera Therapeutics, Inc.

Report date April 16, 2026 · Filed April 16, 2026

Jointly reported with CPP Investment Board Private Holdings (4) Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee the Footnote	Not disclosed	Reported balance Holding disclosure · report date 2026-04-16 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Each share of Series B Preferred Stock of the issuer is convertible into one share of the issuer's common stock any time at the option of the reporting person. The issuer's Series B Preferred Stock has no expiration date. F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc., a wholly-owned subsidiary of Canada Pension Plan Investment Board, and as such, Canada Pension Plan Investment Board is an indirect beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series B Preferred Stock of the issuer is convertible into one share of the issuer's common stock any time at the option of the reporting person. The issuer's Series B Preferred Stock has no expiration date.

F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc., a wholly-owned subsidiary of Canada Pension Plan Investment Board, and as such, Canada Pension Plan Investment Board is an indirect beneficial owner of such securities.

Lulu's Fashion Lounge Holdings, Inc.

Report date November 15, 2021 · Filed November 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,500,000	Reported balance After 2021-11-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2021-11-15 · Conversion · Acquired 7,500,000 · Balance 7,500,000 F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB.
Series B Preferred StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-11-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2021-11-15 · Other · Disposed 416,667 · Balance 0 F2: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date. F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB.
Series A Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-11-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2021-11-15 · Conversion · Disposed 1,564,817 · Balance 0 F1: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date.

F2: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date.

F3: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB.

Optimum Communications, Inc.

Report date June 27, 2017 · Filed June 28, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	42,265,874	Reported balance After 2017-06-27 transaction · row 1 1 source row Row 1 · 2017-06-27 · Sale · Disposed 23,457,813 · Balance 42,265,874

Petco Health & Wellness Company, Inc.

Report date June 14, 2021 · Filed June 14, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Scooby LP	59,765,368	Reported balance After 2021-06-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-06-14 · Sale · Disposed 1,351,563 · Balance 59,765,368 F1: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board.

Filing footnotes · ownership attribution and instrument terms

F1: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board.

VIASAT INC

Report date February 10, 2025 · Filed February 12, 2025

Jointly reported with CPP Investment Board Private Holdings (4) Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	4,795,334	Reported balance After 2025-02-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-02-10 · Sale · Disposed 3,750,000 · Balance 4,795,334 F1: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale (the "Block Sale") at a per share price of $9.00. F2: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale (the "Block Sale") at a per share price of $9.00.

F2: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I.

Waystar Holding Corp.

Report date September 12, 2025 · Filed September 16, 2025

Jointly reported with CPP Investment Board Private Holdings (4) Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	19,025,452	Reported balance After 2025-09-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-09-12 · Sale · Disposed 5,938,773 · Balance 19,025,452 F1: This amount represents the $39.21 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on September 12, 2025. F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4).

Filing footnotes · ownership attribution and instrument terms

F1: This amount represents the $39.21 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on September 12, 2025.

F2: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4).

Past disclosures · reporting ended (7)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BATTALION OIL CORP

Report date September 09, 2016 · Filed September 14, 2016

Jointly reported with CPP Investment Board PMI-2 Inc.

Section 16 reporting ended · disclosed 2016-09-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-09 · Other · Disposed 1,351,437 · Balance 0 F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.
Common StockSEC Table I · non-derivative	Direct	39,800	Reported balance After 2016-09-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-09-12 · Other · Acquired 39,800 · Balance 39,800 F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	258,448	Last balance in matching sequence After 2016-09-12 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2016-09-09 · Other · Disposed 8,775,513 · Balance 0 F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities. Row 4 · 2016-09-12 · Other · Acquired 258,448 · Balance 258,448 F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court. F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities.
Series A Convertible Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2016-09-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2016-09-09 · Other · Disposed 40,000 · Balance 0 F4: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F2: On December 17, 2012, Canada Pension Plan Investment Board ("CPPIB") filed a joint Form 3 regarding these shares with CPP Investment Board PMI-2 Inc. ("CPPIB PMI-2"). CPPIB PMI-2 directly owns these shares of common stock of the Issuer. CPPIB PMI-2 is a wholly owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the securities.

F3: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares"), were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 5.75% Series A Cumulative Perpetual Convertible Preferred Stock ("Preferred Stock") was cancelled on the Effective Date and holders of the Preferred Stock received their pro rata share of the Preferred Stock Cash Distribution (as defined in the Plan). Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

Bloom Energy Corp

Report date October 01, 2020 · Filed October 05, 2020

Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stock, par value $0.0001SEC Table I · non-derivative	Direct	0	Reported balance After 2020-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-10-01 · Sale · Disposed 9,206,695 · Balance 0 F1: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F2: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers.

F2: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

California Resources Corp

Report date March 12, 2026 · Filed March 16, 2026

Section 16 reporting ended · disclosed 2026-03-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	7,006,895	Reported balance After 2026-03-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-12 · Sale · Disposed 3,500,000 · Balance 7,006,895 F1: The securities reported herein are held of record by CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB-PH(6) is the wholly owned subsidiary of CPP Investment Board Private Holdings (5), which is the wholly owned subsidiary of Canada Pension Plan Investment Board. As such, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CPPIB-PH(6).

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held of record by CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB-PH(6) is the wholly owned subsidiary of CPP Investment Board Private Holdings (5), which is the wholly owned subsidiary of Canada Pension Plan Investment Board. As such, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CPPIB-PH(6).

Endeavor Group Holdings, Inc.

Report date March 24, 2025 · Filed March 26, 2025

Section 16 reporting ended · disclosed 2025-03-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2025-03-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-03-24 · Sale · Disposed 21,038,712 · Balance 0 F1: These shares were held by CPP Investment Board (USRE III) Inc. ("USRE III"), a wholly-owned subsidiary of Canada Pension Plan Investment Board.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were held by CPP Investment Board (USRE III) Inc. ("USRE III"), a wholly-owned subsidiary of Canada Pension Plan Investment Board.

IMS Health Holdings, Inc.

Report date October 03, 2016 · Filed October 05, 2016

Jointly reported with CPP Investment Board Private Holdings, Inc.

Section 16 reporting ended · disclosed 2016-10-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	0	Reported balance After 2016-10-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-10-03 · Other · Disposed 46,456,461 · Balance 0 F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger.
Common stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectSee footnotes (1) and	0	Reported balance After 2016-10-03 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2016-10-03 · Other · Disposed 46,456,461 · Balance 0 F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger. F2: This Form 4 is being filed jointly by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI") and Canada Pension Plan Investment Board ("CPPIB"). CPPIB-PHI directly owned the securities reported on this Form 4. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, and accordingly, CPPIB was an indirect beneficial owner of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: According to a Form 8-K filed by the issuer on October 3, 2016, pursuant to the terms of that certain Agreement and Plan of Merger, dated as of May 3, 2016, between the issuer and Quintiles Transnational Holdings Inc. ("Quintiles"), the issuer merged with and into Quintiles, with Quintiles surviving the merger. Upon the consummation of such merger, each issued and outstanding share of the issuer's common stock was converted into the right to receive 0.3840 of a share of Quintiles' common stock, subject to the terms and conditions of such Agreement and Plan of Merger.

F2: This Form 4 is being filed jointly by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI") and Canada Pension Plan Investment Board ("CPPIB"). CPPIB-PHI directly owned the securities reported on this Form 4. CPPIB-PHI is a wholly-owned subsidiary of CPPIB, and accordingly, CPPIB was an indirect beneficial owner of such securities.

Informatica Inc.

Report date November 18, 2025 · Filed November 19, 2025

Section 16 reporting ended · disclosed 2025-11-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2025-11-18 transaction · row 1 1 source row Row 1 · 2025-11-18 · Other · Disposed 64,379,838 · Balance 0 F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc.
Class B-1 Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2025-11-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2025-11-18 · Other · Disposed 44,049,523 · Balance 0 F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc.
Class B-2 Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee footnote	Reported balance After 2025-11-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-11-18 · Other · Disposed 44,049,523 · Balance 0 F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. F3: This amount has been rounded up. The per share merger consideration for each share of Class B-2 Common Stock of Informatica Inc. is $0.0000100115. F4: The shares of Class B-2 Common Stock reported on this Form were held directly by 13381986 Canada Inc., which is not an affiliate of the reporting person. 13381986 Canada Inc. agreed to vote and transfer its shares of Class B-2 Common Stock of Informatica Inc. as (and only as) directed by the reporting person, and accordingly, the reporting person may be deemed to beneficially own such shares held by 13381986 Canada Inc. The reporting person disclaims any pecuniary interest in any shares of Class B-2 Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc.

F2: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date.

F3: This amount has been rounded up. The per share merger consideration for each share of Class B-2 Common Stock of Informatica Inc. is $0.0000100115.

F4: The shares of Class B-2 Common Stock reported on this Form were held directly by 13381986 Canada Inc., which is not an affiliate of the reporting person. 13381986 Canada Inc. agreed to vote and transfer its shares of Class B-2 Common Stock of Informatica Inc. as (and only as) directed by the reporting person, and accordingly, the reporting person may be deemed to beneficially own such shares held by 13381986 Canada Inc. The reporting person disclaims any pecuniary interest in any shares of Class B-2 Common Stock.

Nutanix, Inc.

Report date March 10, 2017 · Filed March 16, 2017

Section 16 reporting ended · disclosed 2017-03-16. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 12, 2026 Filed Mar 16, 2026 21:25 UTC	California Resources Corp CRC · Entity 3937	SaleCommon Stock	3,500,000	$61.10	$213,850,000.00	Disclosure SEC source: 0001193125-26-108658 · ownership.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,006,895 F1 · ownership.nature: The securities reported herein are held of record by CPP Investment Board Private Holdings (6), Inc. ("CPPIB-PH(6)"). CPPIB-PH(6) is the wholly owned subsidiary of CPP Investment Board Private Holdings (5), which is the wholly owned subsidiary of Canada Pension Plan Investment Board. As such, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CPPIB-PH(6). Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC	CIVITAS RESOURCES, INC. CIVI · Entity 67944	OtherCommon Stock	9,524,201	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-035672 · ownership.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: On January 30, 2026, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of November 2, 2025, by and among the Issuer, SM Energy Company ("SM Energy"), and Cars Merger Sub, Inc., a direct wholly owned subsidiary of SM Energy ("Merger Sub"), (i) Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SM Energy (the "First Merger"), and (ii) immediately following the First Merger, the Issuer merged with and into SM Energy, with SM Energy continuing as the surviving corporation (the "Second Merger" and, together with the First Merger, the "Mergers"). Immediately following the First Merger, each eligible share of Issuer Common Stock (the "Common Stock") was converted automatically into the right to receive 1.45 shares of SM Energy common stock, with cash paid in lieu of the issuance of any fractional shares of SM Energy common stock. F2 · ownership.nature: The Common Stock reported herein was held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of Common Stock owned by CP Canada. Read SEC document
November 18, 2025 Filed Nov 19, 2025 17:50 UTC	Informatica Inc. INFA · Entity 72885	OtherClass B-2 Common Stock · Derivative	44,049,523	$0.00 Strike: $0.00	$4,404.95	Disclosure SEC source: 0001104659-25-114036 · tm2531603-1_4seq1.xml · derivative · entry 3 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1 · kind: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. F3 · price: This amount has been rounded up. The per share merger consideration for each share of Class B-2 Common Stock of Informatica Inc. is $0.0000100115. F2 · derivative.exercise_date: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F2 · derivative.expiration_date: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F2 · derivative.underlying_shares: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F4 · ownership.nature: The shares of Class B-2 Common Stock reported on this Form were held directly by 13381986 Canada Inc., which is not an affiliate of the reporting person. 13381986 Canada Inc. agreed to vote and transfer its shares of Class B-2 Common Stock of Informatica Inc. as (and only as) directed by the reporting person, and accordingly, the reporting person may be deemed to beneficially own such shares held by 13381986 Canada Inc. The reporting person disclaims any pecuniary interest in any shares of Class B-2 Common Stock. Read SEC document
November 18, 2025 Filed Nov 19, 2025 17:50 UTC	Informatica Inc. INFA · Entity 72885	OtherClass B-1 Common Stock · Derivative	44,049,523	$25.00 Strike: $0.00	$1,101,238,075.00	Disclosure SEC source: 0001104659-25-114036 · tm2531603-1_4seq1.xml · derivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,049,523 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F1 · kind: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. F2 · derivative.exercise_date: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F2 · derivative.expiration_date: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. F2 · derivative.underlying_shares: Each share of Class B-1 Common Stock of Informatica Inc. is convertible into one share of Class A Common Stock of Informatica Inc. at any time at the option of the reporting person so long as the reporting person directs a holder of shares of Class B-2 Common Stock of Informatica Inc. to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The Class B-1 Common Stock and Class B-2 Common Stock of Informatica Inc. have no expiration date. Read SEC document
November 18, 2025 Filed Nov 19, 2025 17:50 UTC	Informatica Inc. INFA · Entity 72885	OtherClass A Common Stock	64,379,838	$25.00	$1,609,495,950.00	Disclosure SEC source: 0001104659-25-114036 · tm2531603-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The shares reported on this form were sold at the closing of a merger involving the issuer pursuant to that certain Agreement and Plan of Merger, dated as of May 26, 2025, by and among Informatica Inc., Salesforce, Inc. and Phoenix I Merger Sub, Inc. Read SEC document
September 12, 2025 Filed Sep 16, 2025 20:13 UTC	Waystar Holding Corp. WAY · Entity 1420	SaleCommon Stock	5,938,773	$39.21	$232,859,289.33	Disclosure SEC source: 0001104659-25-090429 · tm2526226-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,025,452 F1 · price: This amount represents the $39.21 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on September 12, 2025. F2 · ownership.nature: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4). Read SEC document
May 20, 2025 Filed May 20, 2025 20:43 UTC	Waystar Holding Corp. WAY · Entity 1420	SaleCommon Stock	616,704	$37.39	$23,060,844.36	Disclosure SEC source: 0001104659-25-051037 · tm2515695-1_4seq1.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 24,964,225 F3 · price: This amount represents the $37.3937 sale price per share of Common Stock, par value $0.01 per share, in connection with the underwriters' exercise of their over-allotment option relating to the secondary offering, which closed on May 20, 2025. F2 · ownership.nature: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4). Read SEC document
May 16, 2025 Filed May 20, 2025 20:43 UTC	Waystar Holding Corp. WAY · Entity 1420	SaleCommon Stock	4,111,357	$37.39	$153,738,850.25	Disclosure SEC source: 0001104659-25-051037 · tm2515695-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,580,929 F1 · price: This amount represents the $37.3937 sale price per share of Common Stock, par value $0.01 per share, in a secondary offering, which closed on May 16, 2025. F2 · ownership.nature: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4). Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:47 UTC	Endeavor Group Holdings, Inc. EDR · Entity 11600	SaleClass A Common Stock	21,038,712	$27.50	$578,564,580.00	Disclosure SEC source: 0001104659-25-028273 · tm2510547-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See remarks. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: These shares were held by CPP Investment Board (USRE III) Inc. ("USRE III"), a wholly-owned subsidiary of Canada Pension Plan Investment Board. Read SEC document
February 24, 2025 Filed Feb 26, 2025 21:33 UTC	Waystar Holding Corp. WAY · Entity 1420	SaleCommon Stock	7,517,168	$40.00	$300,686,720.00	Disclosure SEC source: 0001104659-25-017457 · tm257615-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 29,692,286 F1 · ownership.nature: The securities reported herein are held directly by CPP Investment Board Private Holdings (4) Inc. ("Holdings (4)"), a wholly-owned subsidiary of Canada Pension Plan Investment Board ("CPPIB"). CPPIB is an indirect beneficial owner of such securities directly held by Holdings (4). Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:33 UTC	VIASAT INC VSAT · Entity 1744	SaleCommon Stock	3,750,000	$9.00	$33,750,000.00	Disclosure SEC source: 0001104659-25-011668 · tm256277-1_4seq1.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · See remarks. CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,795,334 F1 · price: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale (the "Block Sale") at a per share price of $9.00. F2 · ownership.direct: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I. Read SEC document
November 11, 2024 Filed Nov 14, 2024 21:43 UTC	Informatica Inc. INFA · Entity 72885	SaleClass A Common Stock	9,065,609	$24.54	$222,503,587.61	Disclosure SEC source: 0001104659-24-119072 · tm2428368-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,429,361 F1 · balance_after: This consists of 64,379,838 shares of Class A Common Stock of the issuer, and 44,049,523 shares of Class B-1 Common Stock of the issuer, owned by Canada Pension Plan Investment Board ("CPP Investments"). Each share of Class B-1 Common Stock is convertible into one share of Class A Common Stock at the option of the holder of such Class B-1 Common Stock as long as such holder directs a holder of Class B-2 Common Stock to transfer an equal number of shares of Class B-2 Common Stock to the issuer. The 108,429,361 shares of Class A Common Stock indicated in this table assumes the conversion of CPP Investments' 44,049,523 shares of Class B-1 Common Stock into an equal number of shares of Class A Common Stock. Read SEC document
August 12, 2024 Filed Aug 15, 2024 01:06 UTC	VIASAT INC VSAT · Entity 1744	SaleCommon Stock	2,811,442	$19.90	$55,947,695.80	Disclosure SEC source: 0001104659-24-089829 · tm2421755-1_4seq1.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings (4) Inc. · CIK 0001978825 · See remarks. CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · See remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,545,334 F1 · price: The shares of common stock of Viasat, Inc. (the "Issuer"), par value $0.0001 per share (the "Common Stock"), were sold in a block sale at a per share price of $19.90. F2 · ownership.direct: Reflects Common Stock directly held by CPP Investment Board Private Holdings (4) Inc. ("CPPIB-PH(4)I"). This Form 4 is being filed jointly by Canada Pension Plan Investment Board ("CPPIB") and CPPIB-PH(4)I. CPPIB-PH(4)I is a wholly-owned subsidiary of CPPIB, thus CPPIB is an indirect beneficial owner of the Common Stock held by CPPIB-PH(4)I. Read SEC document
May 15, 2024 Filed May 17, 2024 20:29 UTC	CIVITAS RESOURCES, INC. CIVI · Entity 67944	SaleCommon Stock	6,956,520	$73.22	$509,356,394.40	Disclosure SEC source: 0001104659-24-063040 · tm2414839-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPPIB Crestone Peak Resources Canada Inc. · CIK 0001891248 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,524,201 F1 · ownership.nature: The securities reported herein are held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of common stock of the issuer owned by CP Canada. Read SEC document
January 27, 2023 Filed Jan 27, 2023 21:49 UTC	CIVITAS RESOURCES, INC. CIVI · Entity 67944	SaleCommon Stock	4,918,032	$61.00	$299,999,952.00	Disclosure SEC source: 0001104659-23-007575 · tm234630-1_4seq1.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPPIB Crestone Peak Resources Canada Inc. · CIK 0001891248 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,480,721 F1 · ownership.nature: The securities reported herein are held directly by CPPIB Crestone Peak Resources Canada Inc. ("CP Canada") and Canada Pension Plan Investment Board is an indirect beneficial owner of such shares of common stock of the issuer owned by CP Canada. Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:24 UTC	Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397	ConversionSeries A Preferred Stock · Derivative	1,564,817	$0.00	$0.00	Disclosure SEC source: 0001104659-21-140093 · tm2132606d2_4.xml · derivative · entry 3 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. F1 · derivative.exercise_date: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. F1 · derivative.expiration_date: The shares of Series A Preferred Stock were automatically converted into shares of common stock of Lulu's Fashion Lounge Holdings, Inc. (the "Company") on a 1:18 basis upon closing of the Company's initial public offering on November 15, 2021 ("IPO") and had no expiration date. F3 · ownership.direct: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:24 UTC	Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397	OtherSeries B Preferred Stock	416,667	$2.00	$833,334.00	Disclosure SEC source: 0001104659-21-140093 · tm2132606d2_4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date. F2 · price: The shares of Series B Preferred Stock were redeemed by the Company and extinguished for cash consideration upon closing of the IPO and had no expiration date. F3 · ownership.direct: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:24 UTC	Lulu's Fashion Lounge Holdings, Inc. LVLU · Entity 7397	ConversionCommon Stock	7,500,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-140093 · tm2132606d2_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: The securities are directly owned by Canada Pension Plan Investment Board ("CPPIB"). None of the members of the board of directors of CPPIB has sole voting or dispositive power with respect to the securities beneficially owned by CPPIB. Read SEC document
November 02, 2021 Filed Nov 5, 2021 01:52 UTC	CIVITAS RESOURCES, INC. CIVI · Entity 67944	PurchaseCommon Stock	24,166	$55.42	$1,339,330.47	Disclosure SEC source: 0001104659-21-134653 · tm2132053d1_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,422,919 F1 · ownership.nature: The securities reported on this Form 4 are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") through CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB, and were acquired on behalf of MAP by an investment manager unaffiliated with CPPIB who has discretionary authority to acquire such securities. MAP has the right to terminate such investment manager and potentially acquire the securities of the issuer reported on this Form 4 within a period of 60 days or less, and accordingly, CPPIB and MAP may be deemed to beneficially own such securities. Read SEC document
November 02, 2021 Filed Nov 22, 2021 22:13 UTC Amendment	CIVITAS RESOURCES, INC. CIVI · Entity 67944	PurchaseCommon Stock	24,166	$55.42	$1,339,330.47	Disclosure SEC source: 0001104659-21-142607 · tm2133092d2_4a.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,422,919 F1 · ownership.nature: This Form 4 amendment is being filed to amend the original Form 4 filed by the reporting person on November 4, 2021 (the "Original Form 4") to delete the entry in Table 1 of the Original Form 4. The Original Form 4 reported the acquisition of beneficial ownership by the reporting person of 24,166 shares of the issuer's common stock on November 2, 2021. The reporting person subsequently learned that it may be deemed to have acquired beneficial ownership of such 24,166 shares on November 1, 2021 as a result of investment activities by an unaffiliated investment manager with discretionary authority in respect of such investment activities and such shares should have been included on its Form 3. An amendment to the original Form 3 has been filed by the reporting person to include such 24,166 shares of common stock of the issuer. Read SEC document
June 14, 2021 Filed Jun 14, 2021 20:15 UTC	Petco Health & Wellness Company, Inc. WOOF · Entity 5186	SaleClass A Common Stock	1,351,563	$23.16	$31,302,199.08	Disclosure SEC source: 0000899243-21-023550 · doc4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Scooby LP Disclosed balance after: 59,765,368 F1 · ownership.nature: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board. Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:16 UTC	Petco Health & Wellness Company, Inc. WOOF · Entity 5186	SaleClass A Common Stock	9,010,422	$23.16	$208,681,373.52	Disclosure SEC source: 0000899243-21-021627 · doc4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Scooby LP Disclosed balance after: 61,116,931 F1 · ownership.nature: The number of shares of Class A Common Stock set forth herein reflect the reporting persons' proportional interest in such securities beneficially owned by Scooby LP. The general partner of Scooby LP is Scooby GP LLC, a member-managed limited liability company whose sole members are CVC Pet LP and Canada Pension Plan Investment Board. Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:53 UTC	Bloom Energy Corp BE · Entity 2659	SaleClass A common stock, par value $0.0001	9,206,695	$15.90	$146,386,450.50	Disclosure SEC source: 0001104659-20-112255 · tm2032460d1_form4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The Reporting Person holds $96,208,809 principal amount of 10% Convertible Senior Secured Notes due 2021 (the "Notes"). The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Reporting Person also holds 312,575 shares of the Issuer's Class B common stock. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F2 · balance_after: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document
September 14, 2020 Filed Sep 15, 2020 22:34 UTC	Bloom Energy Corp BE · Entity 2659	Conversion10.0% Convertible Senior Secured Notes due 2021 · Derivative	Not disclosed	Not disclosed	$73,653,561.00	Disclosure SEC source: 0001104659-20-105329 · tm2030927d1_form4.xml · derivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class B Common Stock · 9,206,695 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock. F1 · derivative.exercise_price: On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock. F1 · price: On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock. F2 · derivative.exercise_date: The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · derivative.expiration_date: The outstanding principal of the Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document
September 14, 2020 Filed Sep 15, 2020 22:34 UTC	Bloom Energy Corp BE · Entity 2659	ConversionClass A common stock, par value $0.0001	9,206,695	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-105329 · tm2030927d1_form4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,206,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock. F1 · price: On September 14, 2020, the Reporting Person concurrently delivered notices effecting the conversion of $73,653,561.00 principal amount of 10.0% Convertible Senior Secured Notes due 2021 (the "Notes") into 9,206,695 shares of the Issuer's Class A common stock. Read SEC document
May 01, 2020 Filed May 5, 2020 21:03 UTC	Bloom Energy Corp BE · Entity 2659	Other10.0% Convertible Senior Secured Notes due 2021 · Derivative	Not disclosed	$70,000,000.00	$70,000,000.00	Disclosure SEC source: 0001104659-20-056966 · tm2018686-1_4.xml · derivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class B common stock · 8,750,000 shares Expires not disclosed F1 · security: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value. F2 · derivative.exercise_price: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · kind: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value. F1 · reported_value: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value. F1 · price: In accordance with the terms of the indenture for the reported securities, on May 1, 2020, the Issuer completed the redemption of $70,000,000 principal amount of the reported securities at a price equal to their face value. F2 · derivative.exercise_date: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · derivative.expiration_date: The outstanding principal of the reported securities is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The reported securities will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.underlying_shares: Represents shares of Class B common stock that would have been issuable (upon the conversion terms described in Note 2 above) upon conversion of the $70,000,000 principal amount of the reported securities that was redeemed by the Issuer in accordance with the terms of the indenture for the reported securities at a price equal to their face value. Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:07 UTC	Bloom Energy Corp BE · Entity 2659	Other10.0% Convertible Senior Secured Notes due 2021 · Derivative	29,982,796	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-042592 · tm2014823d1_4.xml · derivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,295,371 Underlying: Class B common stock · 29,982,796 shares Expires not disclosed F1 · security: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · security: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F3 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_price: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. F8 · derivative.exercise_price: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. F1 · kind: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · kind: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F8 · shares: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. F1 · price: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · price: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F3 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. F8 · derivative.exercise_date: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. F3 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The outstanding principal on the 10% Notes is convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $8.00. The 10% Notes will mature on December 1, 2021 and will bear interest at a fixed rate per annum equal to 10.00%, payable monthly in cash. F8 · derivative.expiration_date: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. F8 · derivative.underlying_shares: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. F1 · balance_after: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · balance_after: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F8 · balance_after: Represents (i) shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 10% Notes at a conversion rate of 125 shares of Class B common stock per $1,000 principal amount of the 10% Notes and (ii) 312,575 shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:07 UTC	Bloom Energy Corp BE · Entity 2659	Other6.0% Convertible Senior Secured PIK Notes due 2020 · Derivative	21,321,099	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-042592 · tm2014823d1_4.xml · derivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,575 Underlying: Class B common stock · 21,321,099 shares Expires not disclosed F1 · security: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · security: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F3 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F1 · kind: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · kind: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F6 · shares: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F1 · price: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · price: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F3 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.exercise_date: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F3 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Notes became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. F4 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F5 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · derivative.expiration_date: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F6 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $239,862,370 in aggregate principal amount of 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F1 · balance_after: The two reported transactions involved an agreement to effect an amendment of outstanding convertible notes. On March 31, 2020, the Reporting Person entered into an Amendment Support Agreement with the Issuer and other investors, which contemplate for an amendment of the Issuer's 6% Convertible Senior Secured PIK Notes due 2020 (the "6% Notes"). The Reporting Person's beneficial ownership of the 6% Notes was previously reported on a Form 3 filed by the Reporting Person on August 3, 2018 and a Form 4 filed on August 10, 2018. Upon amendment of the Indenture pursuant to which the 6% Notes are outstanding, the conversion price of the 6% Notes will be reduced from $11.25 to $8.00, the maturity date will be extended from December 1, 2020 to December 1, 2021 and the interest rate will be increased from 6% to 10%, among other amendments (such 6% Notes, as amended, the "10% Notes"). F2 · balance_after: The amendment of the 6% Notes result in the deemed cancellation of the 6% Notes and the deemed acquisition by the Reporting Person of the 10% Notes. F9 · balance_after: Represents shares of Class B common stock issued upon automatic exercise of a warrant, as previously reported on a Form 3 filed by the Reporting Person on August 3, 2018. Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:00 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	1,582,194	$123.72	$195,749,041.68	Disclosure SEC source: 0001144204-18-063171 · tv508489_4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities of the issuer directly owned by CPPIB. PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:00 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	1,582,194	$123.72	$195,749,041.68	Disclosure SEC source: 0001144204-18-063171 · tv508489_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,342,572 F1 · ownership.nature: The disposed securities reported on this row reflect a disposition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB") through its wholly-owned subsidiaries, CPP Investment Board Private Holdings Inc. ("PHI"), CPP Investment Board (USRE III) Inc. ("USRE III") and CPP Investment Board Private Holdings (3) Inc. ("PHI3"). The 1,582,194 shares of the issuer indirectly disposed of by CPPIB consist of 1,541,216 shares sold by PHI, 24,587 shares sold by USRE III, and 16,391 shares sold by PHI3. F2 · ownership.nature: The 4,342,572 shares of the issuer reflected in this row as indirectly owned by CPPIB consist of (i) 4,335,972 shares of the issuer directly owned by PHI and (ii) 6,600 shares of the issuer directly owned by CPPIB MAP Cayman SPC ("MAP"), a wholly-owned subsidiary of CPPIB. PHI has no beneficial ownership over the 6,600 shares of the issuer held indirectly by CPPIB through MAP. USRE III and PHI3 ceased to hold any shares of the issuer as of immediately after the disposition reflected in this row. Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:53 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	OtherCommon stock, $0.001 par value per share	40,978	$0.00	$0.00	Disclosure SEC source: 0001144204-18-050150 · tv503208_4.xml · nonDerivative · entry 2 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F2 · ownership.direct: CPPIB directly owns 1,569,600 shares of the issuer and the acquired securities reported on this Form 4 do not include any securities directly owned by CPPIB. Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:53 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	OtherCommon stock, $0.001 par value per share	40,978	$0.00	$0.00	Disclosure SEC source: 0001144204-18-050150 · tv503208_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,924,766 F1 · ownership.nature: The acquired securities reported on this row reflect an acquisition of indirect ownership by Canada Pension Plan Investment Board ("CPPIB"). Wholly-owned subsidiaries of CPPIB own limited partner interests in investment funds managed by third parties (such investment funds and such managers are not affiliates of CPPIB). Such investment funds made in-kind distributions to such subsidiaries of CPPIB consisting of 40,978 shares of the issuer in the aggregate. The 5,924,766 shares of the issuer beneficially owned by CPPIB reflected in this row are indirectly owned by CPPIB through wholly-owned subsidiaries of CPPIB. Read SEC document
August 07, 2018 Filed Aug 10, 2018 20:43 UTC	Bloom Energy Corp BE · Entity 2659	Other6.0% Convertible Senior Secured PIK Notes due 2020 · Derivative	106,075	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-18-043630 · tv500726_4.xml · derivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,633,674 Underlying: Class B common stock · 106,075 shares Expires not disclosed F1 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F5 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $239,862,374 in aggregate principal amount of 6% Notes (which includes $1,193,345 in aggregate principal amount of PIK Notes that became payable by the Issuer for the July 2018 interest period in connection with the 6% Notes) at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F4 · shares: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F4 · price: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F4 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F5 · balance_after: Represents shares of Class B common stock issuable upon conversion of $239,862,374 in aggregate principal amount of 6% Notes (which includes $1,193,345 in aggregate principal amount of PIK Notes that became payable by the Issuer for the July 2018 interest period in connection with the 6% Notes) at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:25 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	3,097,012	$103.00	$318,992,236.00	Disclosure SEC source: 0001144204-18-034810 · tv496719_4.xml · nonDerivative · entry 3 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 3,097,012 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:25 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	3,097,012	$103.00	$318,992,236.00	Disclosure SEC source: 0001144204-18-034810 · tv496719_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,883,788 F2 · ownership.nature: The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 5,877,188 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:25 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	3,097,012	$103.00	$318,992,236.00	Disclosure SEC source: 0001144204-18-034810 · tv496719_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,877,188 F1 · ownership.direct: The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:17 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	2,499,269	$102.00	$254,925,438.00	Disclosure SEC source: 0001144204-17-062214 · tv480722_4.xml · nonDerivative · entry 3 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 2,499,269 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:17 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	2,499,269	$102.00	$254,925,438.00	Disclosure SEC source: 0001144204-17-062214 · tv480722_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,980,800 F2 · ownership.nature: The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 8,974,200 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:17 UTC	IQVIA HOLDINGS INC. IQV · Entity 3058	SaleCommon stock, $0.001 par value per share	2,499,269	$102.00	$254,925,438.00	Disclosure SEC source: 0001144204-17-062214 · tv480722_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,974,200 F1 · ownership.direct: The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). Read SEC document
September 19, 2017 Filed Sep 21, 2017 21:09 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,249,342	$94.87	$213,395,075.54	Disclosure SEC source: 0001144204-17-049094 · v475619_4.xml · nonDerivative · entry 3 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 2,249,342 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
September 19, 2017 Filed Sep 21, 2017 21:09 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,249,342	$94.87	$213,395,075.54	Disclosure SEC source: 0001144204-17-049094 · v475619_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,480,069 F2 · ownership.nature: The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 11,473,469 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. Read SEC document
September 19, 2017 Filed Sep 21, 2017 21:09 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,249,342	$94.87	$213,395,075.54	Disclosure SEC source: 0001144204-17-049094 · v475619_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,473,469 F1 · ownership.direct: The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). Read SEC document
August 28, 2017 Filed Aug 30, 2017 20:15 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	1,739,415	$97.33	$169,297,261.95	Disclosure SEC source: 0001144204-17-045921 · v474249_4.xml · nonDerivative · entry 3 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 1,739,415 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
August 28, 2017 Filed Aug 30, 2017 20:15 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	1,739,415	$97.33	$169,297,261.95	Disclosure SEC source: 0001144204-17-045921 · v474249_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,729,411 F2 · ownership.nature: The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 13,722,811 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. Read SEC document
August 28, 2017 Filed Aug 30, 2017 20:15 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	1,739,415	$97.33	$169,297,261.95	Disclosure SEC source: 0001144204-17-045921 · v474249_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,722,811 F1 · ownership.direct: The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:06 UTC	Optimum Communications, Inc. ATUS · Entity 5768	SaleClass A Common Stock	23,457,813	$29.01	$680,511,155.13	Disclosure SEC source: 0001144204-17-034623 · v469778_4.xml · nonDerivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,265,874 Read SEC document
May 31, 2017 Filed Jun 1, 2017 14:45 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,377,055	$84.01	$199,696,390.55	Disclosure SEC source: 0001144204-17-030523 · v468178_4.xml · nonDerivative · entry 3 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,600 F3 · ownership.direct: The disposed securities reported on this row reflect a disposition of indirect ownership by CPPIB as a result of the disposition of 2,377,055 shares of the issuer by CPPIB-PHI. CPPIB directly owns 1,569,600 shares of the issuer and the disposed securities reported on this Form 4 do not include any securities directly owned by CPPIB. CPPIB-PHI has no beneficial ownership over the issuer's securities that are directly owned by CPPIB. Read SEC document
May 31, 2017 Filed Jun 1, 2017 14:45 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,377,055	$84.01	$199,696,390.55	Disclosure SEC source: 0001144204-17-030523 · v468178_4.xml · nonDerivative · entry 2 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,468,826 F2 · ownership.nature: The securities reported on this row are indirectly owned by Canada Pension Plan Investment Board ("CPPIB") and consist of (i) 15,462,226 shares of the issuer directly owned by CPPIB-PHI, a wholly-owned subsidiary of CPPIB, and (ii) 6,600 shares of the issuer owned by CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB. CPPIB-PHI has no beneficial ownership over the 6,600 shares of common stock held indirectly by CPPIB through CPPIB MAP Cayman SPC. Read SEC document
May 31, 2017 Filed Jun 1, 2017 14:45 UTC	IQVIA HOLDINGS INC. Q · Entity 3058	SaleCommon stock, $0.001 par value per share	2,377,055	$84.01	$199,696,390.55	Disclosure SEC source: 0001144204-17-030523 · v468178_4.xml · nonDerivative · entry 1 CPP Investment Board Private Holdings, Inc. · CIK 0001604687 · 10% owner CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,462,226 F1 · ownership.direct: The securities reported on this row are directly owned by CPP Investment Board Private Holdings, Inc. ("CPPIB-PHI"). Read SEC document
October 27, 2016 Filed Oct 28, 2016 22:04 UTC	Nutanix, Inc. NTNX · Entity 3296	PurchaseClass A Common Stock, $0.000025 par value per share	112,693	$27.64	$3,115,059.91	Disclosure SEC source: 0001144204-16-130356 · v451664_4.xml · nonDerivative · entry 4 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612,700 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.