BCAL

SEC source: 0001562180-24-002160 · primarydocument.xml · nonDerivative · entry 1

Yeung Joann · CIK 0001969106 · EVP / Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,142

F1 · shares: Represents 7,252 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2025.

SEC source: 0001562180-24-002338 · primarydocument.xml · nonDerivative · entry 2

Liska Martin · CIK 0001967050 · EVP / Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,854

F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

SEC source: 0001562180-24-002338 · primarydocument.xml · nonDerivative · entry 1

Liska Martin · CIK 0001967050 · EVP / Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,658

F1 · shares: Represents 6,592 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a three-year period beginning on March 1, 2025.

SEC source: 0001562180-24-002340 · primarydocument.xml · nonDerivative · entry 2

Rainer David I · CIK 0001555186 · Director · CEO/Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,642

F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

SEC source: 0001562180-24-002340 · primarydocument.xml · nonDerivative · entry 1

Rainer David I · CIK 0001555186 · Director · CEO/Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,611

F1 · shares: Represents 27,889 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2025.

SEC source: 0001562180-24-002344 · primarydocument.xml · nonDerivative · entry 1

Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,833

F1 · shares: Represents 15,035 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2025.

SEC source: 0001562180-24-002342 · primarydocument.xml · nonDerivative · entry 1

Nutz Peter · CIK 0001979113 · EVP/ Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,996

F1 · shares: Represents 8,265 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2025.

SEC source: 0001562180-24-001958 · primarydocument.xml · nonDerivative · entry 3

Farkash John · CIK 0001969411 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001958 · primarydocument.xml · nonDerivative · entry 2

Farkash John · CIK 0001969411 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001958 · primarydocument.xml · nonDerivative · entry 1

Farkash John · CIK 0001969411 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001844 · primarydocument.xml · nonDerivative · entry 1

Farkash John · CIK 0001969411 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-004158 · primarydocument.xml · nonDerivative · entry 2

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · LEWIS IWILLIAMSIV &ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18

Disclosed balance after: 60,337

F1 · kind: Shares transferred to the Reporting Person's living trust account.

SEC source: 0001562180-25-004158 · primarydocument.xml · nonDerivative · entry 1

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,877

F1 · kind: Shares transferred to the Reporting Person's living trust account.

SEC source: 0001562180-24-001080 · primarydocument.xml · nonDerivative · entry 1

Varjavand Kaveh · CIK 0001652815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,821

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

SEC source: 0001562180-24-001075 · primarydocument.xml · nonDerivative · entry 1

Wolman Anita · CIK 0001555222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,906

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

F2 · balance_after: Includes 85 shares owned by Philip and Anita Wolman as joint tenants.

SEC source: 0001562180-24-001071 · primarydocument.xml · nonDerivative · entry 2

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,275

F2 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

SEC source: 0001562180-24-001076 · primarydocument.xml · nonDerivative · entry 1

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP

Disclosed balance after: 2,348,588

F1 · shares: These restricted stock units, each of which represents the right to receive one share of common stock of Southern California Bancorp, Inc. (Common Stock), were issued to Castle Creek Advisors IV LLC (Advisors IV), on behalf of David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp, Inc., on February 1, 2024 and will become fully vested on January 4, 2025.

F2 · balance_after: Includes 3,097 shares of Common Stock and 2,239 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.

SEC source: 0001562180-24-001074 · primarydocument.xml · nonDerivative · entry 1

Martin Ricardo · CIK 0001979150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,101

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

F2 · balance_after: Includes 7,466 shares owned by Ricardo and Audrey Martin.

SEC source: 0001562180-24-001073 · primarydocument.xml · nonDerivative · entry 1

Machado Lester · CIK 0001968951 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,291

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

SEC source: 0001562180-24-001072 · primarydocument.xml · nonDerivative · entry 2

Golds Irwin · CIK 0001966957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,691

F2 · kind: On February 1, 2024, the Reporting Person transferred 7,500 shares of common stock to the Irwin Golds Trust dated March 12, 2018, of which the Reporting Person is trustee.

SEC source: 0001562180-24-001072 · primarydocument.xml · nonDerivative · entry 1

Golds Irwin · CIK 0001966957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,191

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.

SEC source: 0001562180-24-000662 · primarydocument.xml · derivative · entry 4

Golds Irwin · CIK 0001966957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-000662 · primarydocument.xml · nonDerivative · entry 1

Golds Irwin · CIK 0001966957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-001071 · primarydocument.xml · nonDerivative · entry 1

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · LEWIS IWILLIAMSIV & ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18

Disclosed balance after: 40,793

F1 · kind: Represents 11 additional shares assumed by the Reporting Person as part of her late husband's estate.

SEC source: 0001562180-24-000352 · primarydocument.xml · nonDerivative · entry 1

Merchant Manisha · CIK 0001966946 · EVP / Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,779

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

SEC source: 0001493152-23-045135 · ownership.xml · nonDerivative · entry 1

Yeung Joann · CIK 0001969106 · SVP / Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,890

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award

SEC source: 0001493152-23-045006 · ownership.xml · nonDerivative · entry 1

Liska Martin · CIK 0001967050 · EVP / Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,066

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award

SEC source: 0001493152-23-045008 · ownership.xml · nonDerivative · entry 1

Hernandez Richard · CIK 0001967048 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,001

F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.

SEC source: 0001493152-23-040407 · ownership.xml · nonDerivative · entry 1

Machado Lester · CIK 0001968951 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · see footnote

Disclosed balance after: 44,570

F1 · ownership.nature: Lester Machado & Robert M Pedersen TR UA 03/13/14 Machado-Pedersen Family Trust

SEC source: 0001493152-23-038986 · ownership.xml · nonDerivative · entry 2

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · see footnote 3

Disclosed balance after: 2,343,816

F2 · kind: 3,360 shares of Common Stock were distributed by Advisors IV to its members on October 31, 2023.

F3 · balance_after: Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-23-038986 · ownership.xml · nonDerivative · entry 1

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

F1 · kind: 367 shares of Common Stock were distributed by Castle Creek Capital Partners IV LP ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on October 31, 2023.

SEC source: 0001493152-23-037257 · ownership.xml · nonDerivative · entry 2

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · see footnote 2

Disclosed balance after: 2,347,176

F2 · balance_after: Includes 5,913 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-23-037257 · ownership.xml · nonDerivative · entry 1

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261

F1 · kind: 2,178 restricted stock units ("RSUs"), each of which represents the right to receive one share of common stock of Southern California Bancorp ("Common Stock"), were issued to David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp on January 18, 2023 and will become fully vested on January 03, 2024. 726 RSUs vested on July 3, 2023, all of which were transferred to Castle Creek Advisors IV ("Advisors IV") on October 12, 2023 and October 13, 2023.

SEC source: 0001493152-23-036481 · ownership.xml · nonDerivative · entry 2

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · see footnote 3

Disclosed balance after: 2,346,450

F3 · balance_after: -Includes 5,187 shares of Common Stock and 544 RSUs held by Advisors IV (inclusive of the assignment noted in footnote 2) and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-23-026478 · ownership.xml · nonDerivative · entry 1

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,036

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 8, 2024.

F2 · price: Shares were granted under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan.

SEC source: 0001493152-23-026476 · ownership.xml · nonDerivative · entry 1

Martin Ricardo · CIK 0001979150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,862

F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 8th, 2024.

F2 · price: Shares were granted under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan.

F3 · balance_after: Includes 7,466 shares owned by Ricardo and Audrey Martin.

SEC source: 0001493152-23-036481 · ownership.xml · nonDerivative · entry 1

Volk David J. · CIK 0001733127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987

F1 · kind: 61 shares of Common Stock were distributed by Castle Creek Advisors IV LLC ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on June 25, 2023.

F2 · balance_after: 2,178 restricted stock units ("RSUs"), each of which represents the right to receive one share of common stock of Southern California Bancorp ("Common Stock"), were issued to David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp on January 18, 2023 and will become fully vested on January 03, 2024. 182 RSUs vested on October 3, 2023. David Volk assigned such vested shares and the remaining 544 unvested RSUs to Advisors IV.

SEC source: 0001493152-23-021736 · ownership.xml · nonDerivative · entry 1

Williams Anne A · CIK 0001555463 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,537

F1 · shares: On June 14, 2023, the Reporting Person was granted RSUs representing 3,461 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on June 14, 2024.

F2 · price: Shares were granted under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan.