Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California BanCorp \ CABCAL · Entity 5250 | Director | February 01, 2024 | February 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California BanCorp \ CA
Report date February 01, 2024 · Filed February 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,906 |
Reported balance
After 2024-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-01 · Grant · Acquired 2,239 · Balance 6,906 F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025. F2: Includes 85 shares owned by Philip and Anita Wolman as joint tenants. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025.
F2: Includes 85 shares owned by Philip and Anita Wolman as joint tenants.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CU Bancorp
Report date October 20, 2017 · Filed October 23, 2017
Section 16 reporting ended · disclosed 2017-10-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-20 transaction · row 1
1 source rowRow 1 · 2017-10-20 · Disposition to issuer · Disposed 65,413 · Balance 0 F1: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 37,481 shares of PacWest common stock and $847,356 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. F3: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse in Retirement Plans | 0 |
Reported balance
After 2017-10-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-10-20 · Disposition to issuer · Disposed 5,200 · Balance 0 F1: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 37,481 shares of PacWest common stock and $847,356 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 37,481 shares of PacWest common stock and $847,356 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2]
F2: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share.
F3: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 5, 2024 20:04 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 2,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001075 · primarydocument.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,906 F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025. F2 · balance_after: Includes 85 shares owned by Philip and Anita Wolman as joint tenants. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 18:32 UTC | CU Bancorp CUNB · Entity 172327 | Disposition to issuerCommon Stock | 5,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-057795 · doc4.xml · nonDerivative · entry 2 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse in Retirement Plans Disclosed balance after: 0 F1 · price: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 37,481 shares of PacWest common stock and $847,356 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2 · price: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 18:32 UTC | CU Bancorp CUNB · Entity 172327 | Disposition to issuerCommon Stock | 65,413 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-057795 · doc4.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 37,481 shares of PacWest common stock and $847,356 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2 · price: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. F3 · price: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. Read SEC document |
| March 19, 2017 Filed Mar 20, 2017 17:35 UTC | CU Bancorp CUNB · Entity 172327 | Tax withholdingCommon Stock | 2,661 | $40.00 | $106,440.00 |
DisclosureSEC source: 0001209191-17-021787 · doc4.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,413 F1 · kind: The Reporting Person is reporting the withholding by CU Bancorp of 2,661 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 6,000 shares of restricted stock to the Reporting Person on March 19, 2017, in accordance with the vesting schedule set forth in the restricted stock grant. F2 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 20:02 UTC | CU Bancorp CUNB · Entity 172327 | GrantCommon Stock | 2,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008923 · doc4.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,074 F1 · shares: 2,538 restricted shares of common stock were granted to the Reporting Person on February 7, 2017, pursuant to the 2016 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock award vests 50% on the second Tuesday in December 2017 (i.e., December 12, 2017), and the remaining 50% on May 1, 2018. F2 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| December 18, 2016 Filed Dec 23, 2016 19:51 UTC | CU Bancorp CUNB · Entity 172327 | Tax withholdingCommon Stock | 546 | $32.85 | $17,936.10 |
DisclosureSEC source: 0001209191-16-156711 · doc4.xml · nonDerivative · entry 2 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,536 F1 · date: The Reporting Person is reporting this transaction late due to administrative error. F4 · kind: The Reporting Person is reporting the withholding by CU Bancorp of 546 shares of common stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of 1,233 shares of restricted stock to the Reporting Person on December 18, 2016, in accordance with the vesting schedule set forth in the restricted stock grant. F3 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| December 13, 2016 Filed Dec 23, 2016 19:51 UTC | CU Bancorp CUNB · Entity 172327 | Tax withholdingCommon Stock | 961 | $32.80 | $31,520.80 |
DisclosureSEC source: 0001209191-16-156711 · doc4.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,082 F1 · date: The Reporting Person is reporting this transaction late due to administrative error. F2 · kind: The Reporting Person is reporting the withholding by CU Bancorp of 961 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 2,168 shares of restricted stock to the Reporting Person on December 13, 2016, in accordance with the vesting schedule set forth in the restricted stock grant. F3 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 12:01 UTC | CU Bancorp CUNB · Entity 172327 | Tax withholdingCommon Stock | 665 | $25.21 | $16,764.65 |
DisclosureSEC source: 0001209191-16-141054 · doc4.xml · nonDerivative · entry 1 Wolman Anita · CIK 0001555222 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,043 F1 · kind: The Reporting Person is reporting the withholding by CU Bancorp of 665 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 1,500 shares of restricted stock to the Reporting Person on September 12, 2016, in accordance with the vesting schedule set forth in the restricted stock grant. F2 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.