Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California BanCorp \ CABCAL · Entity 5250 | Director | June 01, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California BanCorp \ CA
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,827.82 |
Ending reported balance
After 2026-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-01-16 · Other · Acquired 25.82 · Balance 8,631.82 F1: Reinvestment of cash dividends on January 16, 2026. Row 2 · 2026-06-01 · Grant · Acquired 3,196 · Balance 11,827.82 F2: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 1, 2027. |
| Common StockSEC Table I · non-derivative | IndirectLEWIS IWILLIAMSIV &ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18 | 60,337 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,337 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash dividends on January 16, 2026.
F2: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 1, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CU Bancorp
Report date October 20, 2017 · Filed October 23, 2017
Section 16 reporting ended · disclosed 2017-10-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-20 transaction · row 1
1 source rowRow 1 · 2017-10-20 · Disposition to issuer · Disposed 121,823 · Balance 0 F1: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 64,663 shares of PacWest common stock and $1,461,876 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. F3: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 64,663 shares of PacWest common stock and $1,461,876 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2]
F2: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share.
F3: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 23:53 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 3,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001555463-26-000002 · primarydocument.xml · nonDerivative · entry 2 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,827.82 F2 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on June 1, 2027. Read SEC document |
| January 16, 2026 Filed Jun 3, 2026 23:53 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 25.82 | $18.89 | $487.74 |
DisclosureSEC source: 0001555463-26-000002 · primarydocument.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,631.82 F1 · kind: Reinvestment of cash dividends on January 16, 2026. Read SEC document |
| May 21, 2025 Filed May 23, 2025 23:46 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 3,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004158 · primarydocument.xml · nonDerivative · entry 3 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,606 F2 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 21, 2026. Read SEC document |
| April 28, 2025 Filed May 1, 2025 00:09 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 14,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003407 · primarydocument.xml · nonDerivative · entry 2 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · LEWIS IWILLIAMSIV &ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18 Disclosed balance after: 54,941 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| April 28, 2025 Filed May 1, 2025 00:09 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 14,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003407 · primarydocument.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,273 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| August 08, 2024 Filed Aug 13, 2024 01:21 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 3,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006155 · primarydocument.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,421 F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on May 30, 2025. Read SEC document |
| February 13, 2024 Filed May 23, 2025 23:46 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004158 · primarydocument.xml · nonDerivative · entry 2 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · LEWIS IWILLIAMSIV &ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18 Disclosed balance after: 60,337 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| February 13, 2024 Filed May 23, 2025 23:46 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004158 · primarydocument.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,877 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:59 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 2,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001071 · primarydocument.xml · nonDerivative · entry 2 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,275 F2 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 4, 2025. Read SEC document |
| January 10, 2024 Filed Feb 6, 2024 00:59 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 11 | $15.55 | $171.05 |
DisclosureSEC source: 0001562180-24-001071 · primarydocument.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · LEWIS IWILLIAMSIV & ANNEAWILLIAMSTRWILLIAMSFAMILYTRUST12/6/18 Disclosed balance after: 40,793 F1 · kind: Represents 11 additional shares assumed by the Reporting Person as part of her late husband's estate. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 22:36 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-026478 · ownership.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,036 F1 · shares: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for her service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on January 8, 2024. F2 · price: Shares were granted under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan. Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 00:43 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-021736 · ownership.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,537 F1 · shares: On June 14, 2023, the Reporting Person was granted RSUs representing 3,461 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on June 14, 2024. F2 · price: Shares were granted under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 18:31 UTC | CU Bancorp CUNB · Entity 172327 | Disposition to issuerCommon Stock | 121,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-057794 · doc4.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On October 20, 2017, pursuant to the Agreement and Plan of Merger ("Merger Agreement"), dated as of April 5, 2017, by and between PacWest Bancorp ("PacWest") and CU Bancorp ("CUB"), CUB merged with and into PacWest ("Merger"), and each outstanding CUB common share, other than excluded shares and dissenting shares, was converted into the right to receive (i) $12.00 in cash and (ii) 0.5308 of a share of PacWest common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of PacWest common stock which the holder would otherwise be entitled to receive multiplied by $48.9248. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the CUB common shares reported in Table I, an aggregate of 64,663 shares of PacWest common stock and $1,461,876 in cash, with cash payable in lieu of a fractional share of PacWest common stock, subject to any required tax withholding under applicable law. [Contd. in FN2] F2 · price: [Continued from FN1] On October 20, 2017, the effective date of the Merger, the closing price of PacWest common stock was $47.99 per share. F3 · price: Amount of securities disposed of, pursuant to the Merger Agreement, includes CUB restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under CUB's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. Read SEC document |
| March 19, 2017 Filed Mar 20, 2017 19:21 UTC | CU Bancorp CUNB · Entity 172327 | Tax withholdingCommon Stock | 3,991 | $40.00 | $159,640.00 |
DisclosureSEC source: 0001209191-17-021848 · doc4.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,823 F1 · kind: The Reporting Person is reporting the withholding by CU Bancorp of 3,991 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 9,000 shares of restricted stock to the Reporting Person on March 19, 2017, in accordance with the vesting schedule set forth in the restricted stock grant. F2 · balance_after: Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 14:35 UTC | CU Bancorp CUNB · Entity 172327 | GrantCommon Stock | 3,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009023 · doc4.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,814 F1 · shares: 3,934 restricted shares of common stock were granted to the Reporting Person on February 7, 2017, pursuant to the 2016 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock award vests 50% on the second Tuesday in December 2017 (i.e., December 12, 2017), and the remaining 50% on the second Tuesday in December 2018 (i.e., December 11, 2018). F2 · balance_after: Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:14 UTC | CU Bancorp CUNB · Entity 172327 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 8,500 | $0.00 Strike: $12.20 | $0.00 |
DisclosureSEC source: 0001209191-16-153101 · doc4.xml · derivative · entry 3 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2017-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: As of filing date, the stock option grant is 100% vested and immediately exercisable. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:14 UTC | CU Bancorp CUNB · Entity 172327 | SaleCommon Stock | 8,500 | $27.85 | $236,725.00 |
DisclosureSEC source: 0001209191-16-153101 · doc4.xml · nonDerivative · entry 2 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,880 F1 · security: Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2016. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range, ranging from $27.70 to $28.10 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:14 UTC | CU Bancorp CUNB · Entity 172327 | Exercise / conversionCommon Stock | 8,500 | $12.20 | $103,700.00 |
DisclosureSEC source: 0001209191-16-153101 · doc4.xml · nonDerivative · entry 1 Williams Anne A · CIK 0001555463 · EVP, CCO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.