Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California BanCorp \ CABCAL · Entity 5250 | EVP / Bancorp CFO/ CSO | August 11, 2026 | August 13, 2026 |
| TRINITY CAPITAL CORPTRIN · Entity 159365 | Chief Financial Officer | March 07, 2019 | March 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California BanCorp \ CA
Report date August 11, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,180 |
Reported balance
After 2026-08-11 transaction · row 1
1 source rowRow 1 · 2026-08-11 · Other · Disposed 3,352 · Balance 52,180 F1: Shares transferred to the Reporting Person's living trust account. |
| Common StockSEC Table I · non-derivative | IndirectTHOMAS G DOLAN LIVING TRUST DATED 8/9/2016 | 264,525 |
Reported balance
After 2026-08-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-11 · Other · Acquired 3,352 · Balance 264,525 F1: Shares transferred to the Reporting Person's living trust account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred to the Reporting Person's living trust account.
TRINITY CAPITAL CORP
Report date March 07, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting common stockSEC Table I · non-derivative | IndirectPersonal Trust | 299,500 |
Reported balance
After 2019-03-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-03-08 · Grant · Acquired 62,500 · Balance 299,500 F1: Represents the acquisition of 62,500 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below). |
| Voting common stockSEC Table I · non-derivative | IndirectPersonal Trust | 0 |
Reported balance
After 2019-03-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-03-08 · Disposition to issuer · Disposed 299,500 · Balance 0 F2: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. |
| Voting common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-08 transaction · row 2
1 source rowRow 2 · 2019-03-08 · Disposition to issuer · Disposed 125,500 · Balance 0 F2: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the acquisition of 62,500 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below).
F2: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 13, 2026 00:23 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000011 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 264,525 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| August 11, 2026 Filed Aug 13, 2026 00:23 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000011 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,180 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| August 02, 2026 Filed Aug 4, 2026 23:10 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 1,877 | $21.30 | $39,980.10 |
DisclosureSEC source: 0001590198-26-000009 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,532 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:49 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 5,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000006 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 261,173 Read SEC document |
| April 15, 2026 Filed Apr 16, 2026 21:49 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 5,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000006 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,409 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 21:12 UTC | California BanCorp \ CA BCAL · Entity 5250 | GiftCommon Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000004 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 256,059 Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:12 UTC | California BanCorp \ CA BCAL · Entity 5250 | GiftCommon Stock | 2,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000004 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 258,109 Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 02:16 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 15,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000002 · primarydocument.xml · nonDerivative · entry 4 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,523 F3 · kind: Represents restricted stock units granted to the Reporting Person on March 2, 2026, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2027. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 02:16 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 19,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-26-000002 · primarydocument.xml · nonDerivative · entry 3 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,582 F2 · kind: Represents restricted stock units granted to the Reporting Person on March 2, 2026, which will be issued upon vesting in substantially equal installments on March 1, 2028 and March 1, 2029. Read SEC document |
| March 01, 2026 Filed Mar 4, 2026 02:16 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 336 | $18.31 | $6,152.16 |
DisclosureSEC source: 0001590198-26-000002 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,963 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 01, 2026 Filed Mar 4, 2026 02:16 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 3,002 | $18.31 | $54,966.62 |
DisclosureSEC source: 0001590198-26-000002 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,299 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| December 12, 2025 Filed Dec 12, 2025 21:50 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 19,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-25-000004 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 260,159 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| December 12, 2025 Filed Dec 12, 2025 21:50 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 19,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001590198-25-000004 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,301 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| May 19, 2025 Filed May 19, 2025 23:03 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 13,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004008 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,647 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| May 18, 2025 Filed May 19, 2025 23:03 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 13,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004008 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 240,813 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 02:44 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-002080 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,341 F1 · kind: Represents restricted stock units granted to the Reporting Person on March 3, 2025, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2026. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 00:34 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 29,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008277 · primarydocument.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Indirect · THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 Disclosed balance after: 227,119 Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 00:34 UTC | California BanCorp \ CA BCAL · Entity 5250 | OtherCommon Stock | 29,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-008277 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,473 F1 · kind: Shares transferred to the Reporting Person's living trust account. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 21:21 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 26,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006067 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,977 F1 · shares: Represents restricted stock units granted to the Reporting Person on August 2, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a five-year period beginning on its first anniversary. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:53 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 15,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-002344 · primarydocument.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · EVP / Bancorp CFO/ COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,833 F1 · shares: Represents 15,035 shares restricted stock units granted to the Reporting Person on March 1, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2025. Read SEC document |
| March 08, 2019 Filed Mar 7, 2019 18:50 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | Disposition to issuerVoting common stock | 299,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000099771-19-000037 · form4.xml · nonDerivative · entry 3 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Personal Trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. Read SEC document |
| March 08, 2019 Filed Mar 7, 2019 18:50 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | Disposition to issuerVoting common stock | 125,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000099771-19-000037 · form4.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon closing of the merger, each share of common stock of the Issuer was converted into the right to receive $1.84 in cash and 0.1972 shares of EFSC (as defined below) common stock (together, the "Per Share Amount"), which fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $10.33 per share, based on the trading price of EFSC common stock as of the end of trading on March 7, 2019. Read SEC document |
| March 08, 2019 Filed Mar 7, 2019 18:50 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | GrantVoting common stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000099771-19-000037 · form4.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Personal Trust Disclosed balance after: 299,500 F1 · shares: Represents the acquisition of 62,500 shares of common stock underlying performance-based restricted stock units that were accelerated and fully vested in accordance with the terms of the Merger Agreement (defined below). Read SEC document |
| August 02, 2018 Filed Dec 21, 2018 17:18 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | GrantVoting common stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000099771-18-000101 · form4.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,500 F1 · shares: This represents a grant of 40,625 and 21,875 performance-based Restricted Stock Units (RSUs) awarded on August 22, 2017 and March 20, 2018, respectively, for which the performance-based condition was satisfied on August 2, 2018. The RSUs are scheduled to vest on March 31, 2019. This Form is being filed late due to inadvertent administrative error. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 15:55 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | GrantVoting Common Stock | 237,000 | $4.75 | $1,125,750.00 |
DisclosureSEC source: 0000099771-17-000194 · form4.xml · nonDerivative · entry 2 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Personal Trust Disclosed balance after: 300,000 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 15:55 UTC | TRINITY CAPITAL CORP TRIN · Entity 159365 | GrantVoting Common Stock | 63,000 | $4.75 | $299,250.00 |
DisclosureSEC source: 0000099771-17-000194 · form4.xml · nonDerivative · entry 1 Dolan Thomas G. · CIK 0001590198 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.