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NYSE · USD

BBDC

Barings BDC, Inc.

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Tapewire entity
4971
SEC CIK
0001379785
Parsed reports
276

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2018 Filed Dec 28, 2018 22:44 UTC
Okel ThomasDirector
PurchaseCommon Stock ("Shares") 5,500 $9.00 $49,500.00
Disclosure

SEC source: 0001225208-18-017070 · doc4.xml · nonDerivative · entry 1

Okel Thomas · CIK 0001558473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
December 19, 2018 Filed Dec 19, 2018 21:38 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 68,600 $9.16 $628,478.90
Disclosure

SEC source: 0001225208-18-016901 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,121,527.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.09 to $9.27. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 14:11 UTC
Bock JonathanChief Financial Officer
PurchaseCommon Stock ("Shares") 16,200 $9.16 $148,392.00
Disclosure

SEC source: 0001225208-18-016936 · doc4.xml · nonDerivative · entry 1

Bock Jonathan · CIK 0001749227 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Read SEC document
December 18, 2018 Filed Dec 18, 2018 22:03 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 68,600 $9.32 $639,537.22
Disclosure

SEC source: 0001225208-18-016815 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,052,927.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.25 to $9.44. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 17, 2018 Filed Dec 17, 2018 21:57 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 68,600 $9.47 $649,559.68
Disclosure

SEC source: 0001225208-18-016735 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,984,327.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.38 to $9.63. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 15:09 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,400 $9.62 $667,655.76
Disclosure

SEC source: 0001225208-18-016672 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,915,727.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.585 to $9.69. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 13, 2018 Filed Dec 13, 2018 23:08 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,400 $9.74 $676,004.58
Disclosure

SEC source: 0001225208-18-016591 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,846,327.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.69 to $9.84. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 21:32 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 52,395 $9.90 $518,500.92
Disclosure

SEC source: 0001225208-18-016515 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,776,927.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.87 to $9.93. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 11, 2018 Filed Dec 11, 2018 21:52 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,400 $9.91 $687,608.26
Disclosure

SEC source: 0001225208-18-016479 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,724,532.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.855 to $10.01. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2018 Filed Dec 10, 2018 23:21 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 57,905 $9.91 $573,728.53
Disclosure

SEC source: 0001225208-18-016432 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,655,132.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.86 to $9.98. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 22:28 UTC
Finke Thomas MDirector · Adviser Board Member
PurchaseCommon Stock ("Shares") 2,000 $9.92 $19,837.80
Disclosure

SEC source: 0001225208-18-016489 · doc4.xml · nonDerivative · entry 1

Finke Thomas F · CIK 0001363651 · Director · Adviser Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 07, 2018 Filed Dec 10, 2018 14:43 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 53,400 $9.98 $532,942.68
Disclosure

SEC source: 0001225208-18-016346 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,597,227.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.93 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 15:09 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 63,209 $9.93 $627,387.25
Disclosure

SEC source: 0001225208-18-016317 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543,827.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.82 to $10.01. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 04, 2018 Filed Dec 4, 2018 23:04 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 73,400 $10.01 $734,462.42
Disclosure

SEC source: 0001225208-18-016215 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,480,618.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.99 to $10.04. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:29 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 45,534 $10.03 $456,865.39
Disclosure

SEC source: 0001225208-18-016144 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,407,218.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.10. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 15:28 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 72,700 $10.03 $729,159.19
Disclosure

SEC source: 0001225208-18-016048 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,361,684.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.98 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 15:13 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 72,700 $10.05 $730,562.30
Disclosure

SEC source: 0001225208-18-016047 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,288,984.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.04 to $10.08. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 22:19 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 72,700 $9.99 $726,396.59
Disclosure

SEC source: 0001225208-18-015938 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,216,284.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.90 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 28, 2018 13:28 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,012 $9.93 $476,595.92
Disclosure

SEC source: 0001225208-18-015920 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,143,584.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.88 to $9.95. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 26, 2018 Filed Nov 27, 2018 16:03 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 72,700 $9.94 $722,623.46
Disclosure

SEC source: 0001225208-18-015882 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,095,572.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.905 to $9.96. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 23, 2018 Filed Nov 24, 2018 01:15 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 12,000 $9.96 $119,553.60
Disclosure

SEC source: 0001225208-18-015844 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,022,872.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.91 to $10.00. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 21:29 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,000 $9.91 $683,969.40
Disclosure

SEC source: 0001225208-18-015818 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,010,872.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.86 to $9.98. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 14:04 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,000 $10.01 $691,000.50
Disclosure

SEC source: 0001225208-18-015782 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941,872.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.975 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:17 UTC
Craddock GeoffAdviser Board Member
PurchaseCommon Stock ("Shares") 5,000 $10.03 $50,150.00
Disclosure

SEC source: 0001225208-18-015817 · doc4.xml · nonDerivative · entry 1

Craddock Geoff · CIK 0001721770 · Adviser Board Member

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
November 19, 2018 Filed Nov 20, 2018 15:18 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 69,000 $10.08 $695,533.80
Disclosure

SEC source: 0001225208-18-015693 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,872,872.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.02 to $10.09. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 22:36 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 65,600 $10.04 $658,669.92
Disclosure

SEC source: 0001225208-18-015633 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,803,872.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.97 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 22:24 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 65,600 $10.06 $659,752.32
Disclosure

SEC source: 0001225208-18-015565 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,738,272.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.01 to $10.11. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2018 Filed Nov 14, 2018 23:22 UTC
BARINGS LLC10% owner · Investment Adviser
OtherCommon Stock ("Shares") 45,650 $10.12 $461,877.57
Disclosure

SEC source: 0001225208-18-015529 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,672,672.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.08 to $10.18. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 14:14 UTC
Knox C. Robert Jr.Principal Accounting Officer
PurchaseCommon Stock ("Shares") 2,381 $10.15 $24,167.15
Disclosure

SEC source: 0001225208-18-015540 · doc4.xml · nonDerivative · entry 2

Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,281.98

Read SEC document
November 14, 2018 Filed Nov 15, 2018 14:14 UTC
Knox C. Robert Jr.Principal Accounting Officer
PurchaseCommon Stock ("Shares") 7,619 $10.15 $77,300.85
Disclosure

SEC source: 0001225208-18-015540 · doc4.xml · nonDerivative · entry 1

Knox C. Robert Jr. · CIK 0001426698 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,900.98

Read SEC document
November 13, 2018 Filed Nov 13, 2018 22:41 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,600 $10.13 $502,507.52
Disclosure

SEC source: 0001225208-18-015471 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,627,022.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.105 to $10.19. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 14:35 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 45,180 $10.22 $461,622.13
Disclosure

SEC source: 0001225208-18-015405 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,577,422.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.18 to $10.26. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 14:27 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 33,400 $10.10 $337,340.00
Disclosure

SEC source: 0001225208-18-015404 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,532,242.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.21. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 08, 2018 Filed Nov 8, 2018 21:34 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 41,700 $10.11 $421,566.15
Disclosure

SEC source: 0001225208-18-015320 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,498,842.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.07 to $10.15. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 07, 2018 Filed Nov 8, 2018 21:05 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 41,600 $10.11 $420,380.48
Disclosure

SEC source: 0001225208-18-015311 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,457,142.185

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.06 to $10.15. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 06, 2018 Filed Nov 6, 2018 23:12 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 45,400 $10.08 $457,409.54
Disclosure

SEC source: 0001225208-18-015236 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,390,080

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.1275. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 05, 2018 Filed Nov 6, 2018 14:30 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 25,500 $10.01 $255,341.70
Disclosure

SEC source: 0001225208-18-015195 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,344,680

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.985 to $10.04. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 02, 2018 Filed Nov 2, 2018 20:48 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,200 $10.05 $484,193.10
Disclosure

SEC source: 0001225208-18-015140 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,319,180

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.95 to $10.14. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 01, 2018 Filed Nov 1, 2018 23:26 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 48,100 $10.12 $486,935.54
Disclosure

SEC source: 0001225208-18-015083 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,270,980

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.04 to $10.18. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 31, 2018 Filed Oct 31, 2018 20:33 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,200 $10.08 $496,059.00
Disclosure

SEC source: 0001225208-18-015009 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222,880

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.03 to $10.11. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 30, 2018 Filed Oct 30, 2018 22:00 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 44,200 $10.00 $442,026.52
Disclosure

SEC source: 0001225208-18-014989 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173,680

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.96 to $10.02. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 29, 2018 Filed Oct 29, 2018 20:25 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,200 $10.01 $492,334.56
Disclosure

SEC source: 0001225208-18-014922 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,129,480

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.98 to $10.06. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 26, 2018 Filed Oct 26, 2018 21:49 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,969 $10.00 $499,510.11
Disclosure

SEC source: 0001225208-18-014913 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,080,280

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.98 to $10.02. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 25, 2018 Filed Oct 25, 2018 20:34 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 55,400 $10.04 $556,321.26
Disclosure

SEC source: 0001225208-18-014863 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030,311

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.02 to $10.08. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 24, 2018 Filed Oct 24, 2018 20:40 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 47,528 $10.03 $476,625.04
Disclosure

SEC source: 0001225208-18-014852 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,974,911

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.00 to $10.05. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 23, 2018 Filed Oct 24, 2018 14:41 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 35,000 $10.04 $351,386.00
Disclosure

SEC source: 0001225208-18-014849 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,927,383

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · shares: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.02 to $10.06. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 22, 2018 Filed Oct 22, 2018 20:29 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 41,110 $10.06 $413,689.93
Disclosure

SEC source: 0001225208-18-014769 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,892,383

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.04 to $10.09. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 19, 2018 Filed Oct 22, 2018 14:38 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,700 $10.78 $535,964.80
Disclosure

SEC source: 0001225208-18-014761 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,851,273

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.045 to $10.11. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 18, 2018 Filed Oct 19, 2018 12:27 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 56,042 $15.06 $843,975.71
Disclosure

SEC source: 0001225208-18-014731 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,801,573

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.03 to $10.12. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 17, 2018 Filed Oct 17, 2018 23:33 UTC
BARINGS LLC10% owner · Investment Adviser
PurchaseCommon Stock ("Shares") 49,023 $10.10 $495,107.79
Disclosure

SEC source: 0001225208-18-014722 · doc4.xml · nonDerivative · entry 1

BARINGS LLC · CIK 0000009015 · 10% owner · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,745,531

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.08 to $10.13. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.