Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Barings BDC, Inc.BBDC · Entity 4971 | Director | March 09, 2023 | March 10, 2023 |
| Barings Capital Investment CorpNONE · Entity 70260 | Director | August 24, 2020 | August 28, 2020 |
| Barings Private Credit CorpBPCC · Entity 70480 | Director | July 09, 2021 | July 09, 2021 |
| Cascade Private Capital Fund(NONE) · Entity 10278 | Trustee | August 22, 2022 | August 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Barings BDC, Inc.
Report date March 09, 2023 · Filed March 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock ("Shares")SEC Table I · non-derivative | Direct | 20,036.868 |
Ending reported balance
After 2023-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-09 · Purchase · Acquired 9,400 · Balance 19,436.868 Row 2 · 2023-03-09 · Purchase · Acquired 600 · Balance 20,036.868 |
Barings Capital Investment Corp
Report date August 24, 2020 · Filed August 28, 2020
This filing explicitly reported no securities owned.
Barings Private Credit Corp
Report date July 09, 2021 · Filed July 09, 2021
This filing explicitly reported no securities owned.
Cascade Private Capital Fund
Report date August 22, 2022 · Filed August 26, 2022
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2023 Filed Mar 10, 2023 20:28 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 600 | $8.04 | $4,824.00 |
DisclosureSEC source: 0001225208-23-003703 · doc4.xml · nonDerivative · entry 2 Okel Thomas · CIK 0001558473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,036.868 Read SEC document |
| March 09, 2023 Filed Mar 10, 2023 20:28 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 9,400 | $8.05 | $75,670.00 |
DisclosureSEC source: 0001225208-23-003703 · doc4.xml · nonDerivative · entry 1 Okel Thomas · CIK 0001558473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,436.868 Read SEC document |
| September 28, 2021 Filed Sep 28, 2021 18:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 400.868 | $11.03 | $4,421.57 |
DisclosureSEC source: 0001225208-21-012575 · doc4.xml · nonDerivative · entry 2 Okel Thomas · CIK 0001558473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,036.868 Read SEC document |
| September 28, 2021 Filed Sep 28, 2021 18:53 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 4,136 | $11.02 | $45,578.72 |
DisclosureSEC source: 0001225208-21-012575 · doc4.xml · nonDerivative · entry 1 Okel Thomas · CIK 0001558473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,636 Read SEC document |
| December 20, 2018 Filed Dec 28, 2018 22:44 UTC | Barings BDC, Inc. BBDC · Entity 4971 | PurchaseCommon Stock ("Shares") | 5,500 | $9.00 | $49,500.00 |
DisclosureSEC source: 0001225208-18-017070 · doc4.xml · nonDerivative · entry 1 Okel Thomas · CIK 0001558473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.