Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2023 Filed Dec 8, 2023 22:49 UTC |
Humphries IainDirector · CFO and Secretary
|
Disposition to issuerCommon Stock | 113,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034029 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,332 F2 · shares: These shares are subject to forfeiture to the Issuer as the underlying vesting conditions were not met. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:49 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 19,810 | $7.79 | $154,319.90 |
DisclosureSEC source: 0001437749-23-034029 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742,177 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2023. Read SEC document |
| September 15, 2023 Filed Sep 15, 2023 21:32 UTC |
Young Bruce F.Director · Chief Executive Officer
|
SaleCommon Stock | 13,746 | $8.07 | $110,930.22 |
DisclosureSEC source: 0001437749-23-026067 · rdgdoc.xml · nonDerivative · entry 3 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,275,692 F1 · shares: The sales reported on this Form 4 represent the shares sold by the Reporting Person to cover tax obligations in connection with prior vestings of restricted stock. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.09, inclusive. The reporting person undertakes to provide to Concrete Pumping Holdings, Inc. (the "Issuer"), to any security holder of the Issuer, or to the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 21:32 UTC |
Young Bruce F.Director · Chief Executive Officer
|
SaleCommon Stock | 21,534 | $8.15 | $175,502.10 |
DisclosureSEC source: 0001437749-23-026067 · rdgdoc.xml · nonDerivative · entry 2 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,289,438 F1 · shares: The sales reported on this Form 4 represent the shares sold by the Reporting Person to cover tax obligations in connection with prior vestings of restricted stock. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.05 to $8.25, inclusive. The reporting person undertakes to provide to Concrete Pumping Holdings, Inc. (the "Issuer"), to any security holder of the Issuer, or to the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 21:32 UTC |
Young Bruce F.Director · Chief Executive Officer
|
SaleCommon Stock | 1,850 | $8.39 | $15,521.50 |
DisclosureSEC source: 0001437749-23-026067 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,310,972 F1 · shares: The sales reported on this Form 4 represent the shares sold by the Reporting Person to cover tax obligations in connection with prior vestings of restricted stock. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.38 to $8.40, inclusive. The reporting person undertakes to provide to Concrete Pumping Holdings, Inc. (the "Issuer"), to any security holder of the Issuer, or to the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 17:18 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 24,765 | $7.48 | $185,242.20 |
DisclosureSEC source: 0001437749-23-024664 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,312,822 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2023. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 20:58 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 11,404 | $6.86 | $78,231.44 |
DisclosureSEC source: 0001437749-23-008653 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,931 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2023. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 20:52 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 18,033 | $6.86 | $123,706.38 |
DisclosureSEC source: 0001437749-23-008647 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,337,587 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2023. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 20:53 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 21,909 | $6.96 | $152,486.64 |
DisclosureSEC source: 0001437749-22-028658 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355,620 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2022. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 20:51 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 17,844 | $6.96 | $124,194.24 |
DisclosureSEC source: 0001437749-22-028654 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,335 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2022. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 22:29 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 10,968 | $6.92 | $75,898.56 |
DisclosureSEC source: 0001437749-22-021837 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,179 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2022. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 20:54 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,888 | $6.92 | $123,784.96 |
DisclosureSEC source: 0001437749-22-021830 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377,529 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2022. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 17:15 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 13,944 | $7.48 | $104,301.12 |
DisclosureSEC source: 0001437749-23-024662 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,987 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2023. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 21:19 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 17,969 | $7.01 | $125,962.69 |
DisclosureSEC source: 0001437749-22-007717 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,395,417 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2022. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 21:16 UTC |
Humphries IainDirector · CFO and Secretary
|
Tax withholdingCommon Stock | 11,333 | $7.01 | $79,444.33 |
DisclosureSEC source: 0001437749-22-007713 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,147 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2022. Read SEC document |
| December 06, 2021 Filed Dec 16, 2021 21:33 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 28,983 | $8.03 | $232,733.49 |
DisclosureSEC source: 0001437749-21-028757 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,413,386 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2021. Read SEC document |
| September 24, 2021 Filed Dec 8, 2021 22:31 UTC |
Stevens Brent MDirector · 10% owner
|
GiftCommon Stock | 11,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-028136 · rdgdoc.xml · nonDerivative · entry 2 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,155 Read SEC document |
| June 16, 2021 Filed Dec 8, 2021 22:31 UTC |
Stevens Brent MDirector · 10% owner
|
GiftCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-028136 · rdgdoc.xml · nonDerivative · entry 1 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,636 Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:07 UTC |
Young Bruce F.Director · Chief Executive Officer
|
GrantCommon Stock | 653,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022151 · rdgdoc.xml · nonDerivative · entry 2 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,442,369 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 1,079,880 restricted shares of common stock for a restricted share award of 653,610 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 1,079,880 restricted shares of common stock for a restricted share award of 653,610 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 335,344 restricted share award that was amended on October 29, 2020 such that such that (1) 154,258 shares will vest on December 6,2020, (2) 50,302 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 130,784 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:07 UTC |
Young Bruce F.Director · Chief Executive Officer
|
Disposition to issuerCommon Stock | 1,079,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022151 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,759 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 1,079,880 restricted shares of common stock for a restricted share award of 653,610 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 1,079,880 restricted shares of common stock for a restricted share award of 653,610 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 335,344 restricted share award that was amended on October 29, 2020 such that such that (1) 154,258 shares will vest on December 6,2020, (2) 50,302 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 130,784 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:05 UTC |
Humphries IainDirector · CFO and Secretary
|
GrantCommon Stock | 508,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022149 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,840 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 25,624 restricted share award that was amended on October 29, 2020 such that such that (1) 11,787 shares will vest on December 6,2020, (2) 3,844 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 9,993 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:05 UTC |
Humphries IainDirector · CFO and Secretary
|
Disposition to issuerCommon Stock | 839,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022149 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,116 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 25,624 restricted share award that was amended on October 29, 2020 such that such that (1) 11,787 shares will vest on December 6,2020, (2) 3,844 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 9,993 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| July 09, 2020 Filed Jul 10, 2020 20:07 UTC |
PIECUCH JOHN MDirector
|
PurchaseCommon Stock | 2,000 | $3.01 | $6,020.00 |
DisclosureSEC source: 0001437749-20-015029 · rdgdoc.xml · nonDerivative · entry 1 PIECUCH JOHN M · CIK 0001388678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,590 F1 · price: The price reported in Column 4 is the price paid per share for all shares acquired. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 21:44 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 6,695 | $3.75 | $25,106.25 |
DisclosureSEC source: 0001437749-20-014565 · rdgdoc.xml · nonDerivative · entry 1 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,136 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.76, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 23, 2020 Filed Jun 23, 2020 21:07 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 1,397 | $3.96 | $5,532.12 |
DisclosureSEC source: 0001437749-20-013689 · rdgdoc.xml · nonDerivative · entry 2 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897,831 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $3.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 21:07 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 1,288 | $4.02 | $5,177.76 |
DisclosureSEC source: 0001437749-20-013689 · rdgdoc.xml · nonDerivative · entry 1 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,228 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 00:05 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 29,734 | $4.01 | $119,233.34 |
DisclosureSEC source: 0001437749-20-013268 · rdgdoc.xml · nonDerivative · entry 3 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,516 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.04, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 00:05 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 27,101 | $3.77 | $102,170.77 |
DisclosureSEC source: 0001437749-20-013268 · rdgdoc.xml · nonDerivative · entry 2 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,250 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.84, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 00:05 UTC |
Stevens Brent MDirector · 10% owner
|
SaleCommon Stock | 42,649 | $3.78 | $161,213.22 |
DisclosureSEC source: 0001437749-20-013268 · rdgdoc.xml · nonDerivative · entry 1 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.94, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 22:55 UTC |
BROWN DAVID A BDirector
|
PurchaseCommon Stock | 7,825 | $2.02 | $15,806.50 |
DisclosureSEC source: 0001437749-20-007986 · rdgdoc.xml · nonDerivative · entry 2 BROWN DAVID A B · CIK 0001112508 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By David A.B. Brown Roth 401K Disclosed balance after: 83,426 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 22:55 UTC |
BROWN DAVID A BDirector
|
PurchaseCommon Stock | 10,590 | $2.02 | $21,391.80 |
DisclosureSEC source: 0001437749-20-007986 · rdgdoc.xml · nonDerivative · entry 1 BROWN DAVID A B · CIK 0001112508 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By David A.B. Brown Pension Plan Disclosed balance after: 75,601 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 18:16 UTC |
PIECUCH JOHN MDirector
|
PurchaseCommon Stock | 2,000 | $2.76 | $5,520.00 |
DisclosureSEC source: 0001437749-20-006965 · rdgdoc.xml · nonDerivative · entry 1 PIECUCH JOHN M · CIK 0001388678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,590 F1 · price: The price reported in Column 4 is the price paid per share for all shares acquired. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 20:45 UTC |
PIECUCH JOHN MDirector
|
PurchaseCommon Stock | 3,000 | $3.48 | $10,440.00 |
DisclosureSEC source: 0001437749-20-006122 · rdgdoc.xml · nonDerivative · entry 1 PIECUCH JOHN M · CIK 0001388678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,590 F1 · price: The price reported in Column 4 is the price paid per share for all shares acquired. Read SEC document |
| September 23, 2019 Filed Feb 27, 2020 20:28 UTC |
PIECUCH JOHN MDirector
|
PurchaseCommon Stock | 5,600 | $4.04 | $22,624.00 |
DisclosureSEC source: 0001437749-20-003821 · rdgdoc.xml · nonDerivative · entry 1 PIECUCH JOHN M · CIK 0001388678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,590 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.79 to $4.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 14, 2019 Filed May 16, 2019 19:11 UTC |
Argand Partners, LPDirector · 10% owner · See below
|
PurchaseCommon Stock | 1,625,000 | $4.50 | $7,312,500.00 |
DisclosureSEC source: 0001437749-19-010291 · rdgdoc.xml · nonDerivative · entry 1 Argand Partners, LP · CIK 0001760988 · Director · 10% owner · See below 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,477,138 F1 · kind: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F1 · price: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F2 · balance_after: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. F2 · ownership.nature: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:08 UTC |
Stevens Brent MDirector · 10% owner
|
PurchaseCommon Stock | 1,000,000 | $4.50 | $4,500,000.00 |
DisclosureSEC source: 0001437749-19-010273 · rdgdoc.xml · nonDerivative · entry 1 Stevens Brent M · CIK 0001622235 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · kind: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F1 · price: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. Read SEC document |
| May 14, 2019 Filed May 16, 2019 22:07 UTC |
Homme MatthewDirector
|
PurchaseCommon Stock | 26,666 | $4.50 | $119,997.00 |
DisclosureSEC source: 0001437749-19-010289 · rdgdoc.xml · nonDerivative · entry 1 Homme Matthew · CIK 0001761146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 F1 · kind: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F1 · price: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:59 UTC |
Young Bruce F.Director · Chief Executive Officer
|
PurchaseCommon Stock | 200,000 | $4.50 | $900,000.00 |
DisclosureSEC source: 0001437749-19-010268 · rdgdoc.xml · nonDerivative · entry 1 Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868,639 F1 · kind: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F1 · price: The Reporting Person purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:05 UTC |
Hodges BrianDirector
|
PurchaseCommon Stock | 14,800 | $5.20 | $76,960.00 |
DisclosureSEC source: 0001437749-19-010271 · rdgdoc.xml · nonDerivative · entry 1 Hodges Brian · CIK 0001704608 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,085 Read SEC document |
| May 13, 2019 Filed May 15, 2019 16:19 UTC |
PIECUCH JOHN MDirector
|
PurchaseCommon Stock | 8,990 | $5.03 | $45,219.70 |
DisclosureSEC source: 0001437749-19-010072 · rdgdoc.xml · nonDerivative · entry 1 PIECUCH JOHN M · CIK 0001388678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,990 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.06, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:38 UTC |
BROWN DAVID A BDirector
|
PurchaseCommon Stock | 27,726 | $4.99 | $138,413.74 |
DisclosureSEC source: 0001437749-19-009872 · rdgdoc.xml · nonDerivative · entry 1 BROWN DAVID A B · CIK 0001112508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,011 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.83 to $5.15, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 29, 2019 Filed May 1, 2019 22:38 UTC |
BROWN DAVID A BDirector
|
Disposition to issuerWarrants · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008442 · rdgdoc.xml · derivative · entry 2 BROWN DAVID A B · CIK 0001112508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,500 shares Expires not disclosed F2 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: The Reporting Person disposed of warrants to purchase 55,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 8,535 shares of common stock in an Issuer exchange offer. F2 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F2 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. Read SEC document |
| April 29, 2019 Filed May 1, 2019 22:38 UTC |
BROWN DAVID A BDirector
|
GrantCommon Stock | 8,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-008442 · rdgdoc.xml · nonDerivative · entry 1 BROWN DAVID A B · CIK 0001112508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,285 F1 · kind: The Reporting Person disposed of warrants to purchase 55,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 8,535 shares of common stock in an Issuer exchange offer. F1 · price: The Reporting Person disposed of warrants to purchase 55,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 8,535 shares of common stock in an Issuer exchange offer. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:24 UTC |
Argand Partners, LP10% owner
|
Disposition to issuerWarrants · Derivative | 10,822,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008457 · rdgdoc.xml · derivative · entry 2 Argand Partners, LP · CIK 0001760988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,822,500 shares Expires not disclosed F3 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F3 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F3 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:24 UTC |
Argand Partners, LP10% owner
|
GrantCommon Stock | 1,664,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-008457 · rdgdoc.xml · nonDerivative · entry 1 Argand Partners, LP · CIK 0001760988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,852,138 F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F1 · price: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Sponsor and CFLL Holdings are 100% owned by funds managed by the Reporting Person. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:48 UTC Amendment |
Faust Heather L.Director · 10% owner
|
Disposition to issuerWarrants · Derivative | 10,822,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008465 · rdgdoc.xml · derivative · entry 2 Faust Heather L. · CIK 0001704620 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,822,500 shares Expires not disclosed F3 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F3 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F3 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:48 UTC Amendment |
Faust Heather L.Director · 10% owner
|
GrantCommon Stock | 1,664,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-008465 · rdgdoc.xml · nonDerivative · entry 1 Faust Heather L. · CIK 0001704620 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,067,825 F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F1 · price: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:19 UTC |
Faust Heather L.10% owner
|
Disposition to issuerWarrants · Derivative | 10,822,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008455 · rdgdoc.xml · derivative · entry 2 Faust Heather L. · CIK 0001704620 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,822,500 shares Expires not disclosed F3 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F3 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F3 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:19 UTC |
Faust Heather L.10% owner
|
GrantCommon Stock | 1,664,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-008455 · rdgdoc.xml · nonDerivative · entry 1 Faust Heather L. · CIK 0001704620 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,067,825 F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F1 · price: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:47 UTC Amendment |
Osman TariqDirector · 10% owner
|
Disposition to issuerWarrants · Derivative | 10,822,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008464 · rdgdoc.xml · derivative · entry 2 Osman Tariq · CIK 0001658446 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,822,500 shares Expires not disclosed F3 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F3 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F3 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.