Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Concrete Pumping Holdings, Inc.BBCP · Entity 5538 | Director · 10% owner · See below | May 14, 2019 | May 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Concrete Pumping Holdings, Inc.
Report date May 14, 2019 · Filed May 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 15,477,138 |
Reported balance
After 2019-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-05-14 · Purchase · Acquired 1,625,000 · Balance 15,477,138 F1: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F2: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. |
Filing footnotes · ownership attribution and instrument terms
F1: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended.
F2: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 16, 2019 19:11 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | PurchaseCommon Stock | 1,625,000 | $4.50 | $7,312,500.00 |
DisclosureSEC source: 0001437749-19-010291 · rdgdoc.xml · nonDerivative · entry 1 Argand Partners, LP · CIK 0001760988 · Director · 10% owner · See below 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,477,138 F1 · kind: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F1 · price: CFLL Holdings, LLC ("CFLL Holdings") purchased shares from the underwriters in connection with the Issuer's follow-on public offering of common stock at the public offering price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended. F2 · balance_after: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. F2 · ownership.nature: CFLL Holdings is the beneficial owner of the shares reported herein. Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of CFLL Holdings and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Holdings is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Holdings. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:24 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Disposition to issuerWarrants · Derivative | 10,822,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008457 · rdgdoc.xml · derivative · entry 2 Argand Partners, LP · CIK 0001760988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 10,822,500 shares Expires not disclosed F3 · derivative.exercise_price: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F3 · derivative.exercise_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F3 · derivative.expiration_date: The warrants became exercisable on January 5, 2019 and had an expiration date of December 6, 2023. Each warrant was exercisable for one share of the Issuer's common stock at $11.50 per share. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. Read SEC document |
| April 29, 2019 Filed May 1, 2019 19:24 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 1,664,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-008457 · rdgdoc.xml · nonDerivative · entry 1 Argand Partners, LP · CIK 0001760988 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,852,138 F1 · kind: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F1 · price: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F1 · ownership.nature: CFLL Sponsor Holdings LLC (f/k/a Industrea Alexandria LLC) ("CFLL Sponsor") disposed of warrants to purchase 10,822,500 shares of common stock, par value $0.0001 per share, of the Issuer ("common stock") in exchange for 1,664,500 shares of common stock in an Issuer exchange offer. CFLL Sponsor is 100% owned by funds managed by the Reporting Person, and as such the Reporting Person has voting and dispositive control over all of the securities held directly by CFLL Sponsor. F2 · ownership.nature: 6,067,825 of such shares are held by CFLL Sponsor and 7,784,313 of such shares are held by CFLL Holdings, LLC ("CFLL Holdings"). Howard D. Morgan, Heather L. Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the CFLL Sponsor and CFLL Holdings, share voting and investment discretion with respect to the common stock held by CFLL Sponsor, and each has individual voting and investment discretion with respect to the common stock held by CFLL Holdings. CFLL Sponsor and CFLL Holdings are 100% owned by funds managed by the Reporting Person. Investment decisions made by the Reporting Person require the unanimous approval of its investment committee, which is comprised of Messrs. Morgan and Osman and Ms. Faust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.