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person · Reporting owner

BROWN DAVID A B

Disclosed activity across 5 companies

Tapewire entity
41462
SEC CIK
0001112508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EMCOR Group, Inc.EME · Entity 3131DirectorApril 30, 2020May 01, 2020
Global Innovative Platforms Inc.GIPL · Entity 973710% ownerSeptember 08, 2026September 10, 2026
Williams Industrial Services Group Inc.WLMS · Entity 114766DirectorFebruary 02, 2023February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMCOR Group, Inc.

Report date April 30, 2020 · Filed May 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,251.83 Reported balance After 2020-04-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-30 · Grant · Acquired 2 · Balance 22,251.83

F1: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2020. The RSUs issued on April 30, 2020 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2: Includes shares issuable in respect of RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2020. The RSUs issued on April 30, 2020 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2: Includes shares issuable in respect of RSUs.

Global Innovative Platforms Inc.

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeIndirectBy DAVID AB BROWN ROTH 401(K) PSP6,778,112 Reported balance After 2026-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-08 · Purchase · Acquired 2,500 · Balance 6,778,112

F1: The reporting person purchased 2,500 shares of GIPL common stock in an open-market brokerage transaction on September 8, 2026, at $0.50 per share. The shares are held indirectly through the DAVID AB BROWN ROTH 401(K) PSP.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person purchased 2,500 shares of GIPL common stock in an open-market brokerage transaction on September 8, 2026, at $0.50 per share. The shares are held indirectly through the DAVID AB BROWN ROTH 401(K) PSP.

Williams Industrial Services Group Inc.

Report date February 02, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect936,576 Reported balance After 2023-02-02 transaction · row 1
1 source row

Row 1 · 2023-02-02 · Grant · Acquired 85,821 · Balance 936,576

F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Concrete Pumping Holdings, Inc.

Report date April 16, 2020 · Filed April 17, 2020

Section 16 reporting ended · disclosed 2018-12-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy David A.B. Brown Pension Plan75,601 Reported balance After 2020-04-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-04-16 · Purchase · Acquired 10,590 · Balance 75,601

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy David A.B. Brown Roth 401K83,426 Reported balance After 2020-04-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-04-16 · Purchase · Acquired 7,825 · Balance 83,426

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

LAYNE CHRISTENSEN CO

Report date June 14, 2018 · Filed June 14, 2018

Section 16 reporting ended · disclosed 2018-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-14 transaction · row 1
1 source row

Row 1 · 2018-06-14 · Disposition to issuer · Disposed 50,213 · Balance 0

F1: Disposed of pursuant to merger agreement between issuer and Granite Construction Incorporated ("Granite") in exchange for 13,557.51 shares of Granite common stock having a market value of $58.11 per share on the effective date of the merger.

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-14 · Disposition to issuer · Disposed 28,812.86 · Balance 0

F2: These Phantom Stock Units were accrued under the Layne Christensen Company Deferred Compensation Plan for Directors and were canceled in the merger in exchange for a cash payment of $449,048.46.

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-14 · Disposition to issuer · Disposed 6,084 · Balance 0

F3: This option was canceled in the merger without consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-14 · Disposition to issuer · Disposed 7,752 · Balance 0

F3: This option was canceled in the merger without consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-06-14 · Disposition to issuer · Disposed 10,331 · Balance 0

F3: This option was canceled in the merger without consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-06-14 · Disposition to issuer · Disposed 52,783 · Balance 0

F4: This option was canceled in the merger in exchange for a cash payment of $137,652.79, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-06-14 · Disposition to issuer · Disposed 46,584 · Balance 0

F5: This option was canceled in the merger in exchange for a cash payment of $484,841.61, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

Stock Option (right to buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-06-14 · Disposition to issuer · Disposed 44,811 · Balance 0

F6: This option was canceled in the merger in exchange for a cash payment of $383,488.06, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-06-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-06-14 · Disposition to issuer · Disposed 8,475 · Balance 0

F7: These restricted stock units were canceled in the merger in exchange for a cash payment of $132,192.20.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between issuer and Granite Construction Incorporated ("Granite") in exchange for 13,557.51 shares of Granite common stock having a market value of $58.11 per share on the effective date of the merger.

F2: These Phantom Stock Units were accrued under the Layne Christensen Company Deferred Compensation Plan for Directors and were canceled in the merger in exchange for a cash payment of $449,048.46.

F3: This option was canceled in the merger without consideration.

F4: This option was canceled in the merger in exchange for a cash payment of $137,652.79, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

F5: This option was canceled in the merger in exchange for a cash payment of $484,841.61, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

F6: This option was canceled in the merger in exchange for a cash payment of $383,488.06, representing the difference between the exercise price of the option and the market value of the underlying Layne common stock on the effective date of the merger ($15.5979 per share).

F7: These restricted stock units were canceled in the merger in exchange for a cash payment of $132,192.20.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 16:26 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 2,500 $0.50 $1,250.00
Disclosure

SEC source: 0001376474-26-000609 · form.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAVID AB BROWN ROTH 401(K) PSP

Disclosed balance after: 6,778,112

F1 · ownership.direct: The reporting person purchased 2,500 shares of GIPL common stock in an open-market brokerage transaction on September 8, 2026, at $0.50 per share. The shares are held indirectly through the DAVID AB BROWN ROTH 401(K) PSP.

Read SEC document
June 30, 2025 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 250,000 $0.00 $500.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 6,775,612

Read SEC document
April 07, 2025 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 250,000 $0.00 $500.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 6,525,612

Read SEC document
December 31, 2024 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 250,000 $0.00 $500.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 3

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 6,275,612

Read SEC document
September 27, 2024 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 250,000 $0.00 $500.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 5

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 4,025,612

Read SEC document
September 27, 2024 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 2,000,000 $0.10 $200,000.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 4

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 6,025,612

Read SEC document
October 23, 2023 Filed Jun 4, 2026 19:40 UTC Global Innovative Platforms Inc. GIPL · Entity 9737 PurchaseCommon Stock, $0.0001 par value per share 3,682,800 $0.00 $0.00
Disclosure

SEC source: 0001376474-26-000418 · form.xml · nonDerivative · entry 6

BROWN DAVID A B · CIK 0001112508 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Self as Trustee for IRA

Disclosed balance after: 3,775,612

Read SEC document
February 02, 2023 Filed Feb 3, 2023 23:35 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 GrantCommon Stock, $0.01 par value per share 85,821 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-010737 · tm235487-2_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,576

F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 2, 2024. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Read SEC document
November 18, 2022 Filed Nov 18, 2022 21:11 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 85,304 $1.02 $86,916.25
Disclosure

SEC source: 0001104659-22-120288 · tm2230986d1_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,755

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.005 to $1.02 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:11 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 15,705 $1.01 $15,858.91
Disclosure

SEC source: 0001104659-22-120288 · tm2230986d1_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,451

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.005 to $1.01 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 24, 2022 Filed May 24, 2022 20:30 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 3,200 $1.75 $5,608.00
Disclosure

SEC source: 0001104659-22-064265 · tm2216109-5_4seq1.xml · nonDerivative · entry 3

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,746

Read SEC document
May 23, 2022 Filed May 24, 2022 20:30 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 24,836 $1.72 $42,812.30
Disclosure

SEC source: 0001104659-22-064265 · tm2216109-5_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,546

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.60 to $1.75 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:30 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 8,717 $1.60 $13,939.35
Disclosure

SEC source: 0001104659-22-064265 · tm2216109-5_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,710

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.585 to $1.60 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 19, 2022 Filed May 19, 2022 22:32 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 34,456 $1.54 $53,224.18
Disclosure

SEC source: 0001104659-22-062991 · tm2216109-2_4seq1.xml · nonDerivative · entry 3

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,993

F3 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.51 to $1.55 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:32 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 113,933 $1.50 $170,831.14
Disclosure

SEC source: 0001104659-22-062991 · tm2216109-2_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,537

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.47 to $1.50 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 17, 2022 Filed May 19, 2022 22:32 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 15,358 $1.46 $22,428.82
Disclosure

SEC source: 0001104659-22-062991 · tm2216109-2_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,604

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.415 to $1.48 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 22, 2022 Filed Mar 23, 2022 23:47 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 58,263 $1.78 $103,987.80
Disclosure

SEC source: 0001104659-22-037166 · tm2210299-1_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,246

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.72 to $1.80 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 23:47 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 41,737 $1.73 $72,050.58
Disclosure

SEC source: 0001104659-22-037166 · tm2210299-1_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,983

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $1.64 to $1.75 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:01 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 GrantCommon Stock, $0.01 par value per share 48,649 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-012841 · tm225700-1_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,246

F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 3, 2023. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Read SEC document
November 26, 2021 Filed Nov 26, 2021 21:15 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 1,403 $3.63 $5,091.63
Disclosure

SEC source: 0001104659-21-143962 · tm2133698-3_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,597

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.6287 to $3.63 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 24, 2021 Filed Nov 26, 2021 21:15 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 11,137 $3.60 $40,093.20
Disclosure

SEC source: 0001104659-21-143962 · tm2133698-3_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,194

Read SEC document
November 23, 2021 Filed Nov 25, 2021 00:58 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 32,682 $3.59 $117,187.85
Disclosure

SEC source: 0001104659-21-143746 · tm2133698-2_4seq1.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,057

F2 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.55 to $3.60 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 22, 2021 Filed Nov 25, 2021 00:58 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 PurchaseCommon Stock, $0.01 par value per share 55,778 $3.60 $200,672.51
Disclosure

SEC source: 0001104659-21-143746 · tm2133698-2_4seq1.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,375

F1 · price: Represents the weighted average purchase price of multiple transactions, with shares purchased at prices ranging from $3.55 to $3.60 per share. The reporting person hereby undertakes to provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 21:23 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 GrantCommon Stock, $0.01 par value per share 27,398 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-013718 · a4.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,597

F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on February 4, 2022. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting upon occurrence of certain events. Any shares that do not vest will be forfeited.

Read SEC document
April 30, 2020 Filed May 1, 2020 18:53 UTC EMCOR Group, Inc. EME · Entity 3131 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000105634-20-000072 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,251.83

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2020. The RSUs issued on April 30, 2020 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

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April 16, 2020 Filed Apr 17, 2020 22:55 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseCommon Stock 7,825 $2.02 $15,806.50
Disclosure

SEC source: 0001437749-20-007986 · rdgdoc.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David A.B. Brown Roth 401K

Disclosed balance after: 83,426

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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April 16, 2020 Filed Apr 17, 2020 22:55 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseCommon Stock 10,590 $2.02 $21,391.80
Disclosure

SEC source: 0001437749-20-007986 · rdgdoc.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By David A.B. Brown Pension Plan

Disclosed balance after: 75,601

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 13, 2020 Filed Mar 17, 2020 22:26 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 GrantCommon Stock, $0.01 par value per share 73,171 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034869 · a4.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,199

F1 · shares: Consists of restricted shares granted under the 2015 Equity Incentive Plan, as amended and restated, all of which will vest on March 13, 2021. The vesting of the grant disclosed herein is subject to continued service as a director through the vesting and accelerated vesting in the event of certain terminations. Any shares that do not vest will be forfeited.

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March 05, 2020 Filed Mar 9, 2020 22:51 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 Exercise / conversionSubscription Rights (right to buy) · Derivative 118,702 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001104659-20-030890 · a4.xml · derivative · entry 3

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents the reporting person's exercise of basic subscription rights pursuant to the Rights Offering described in footnote 1.

F4 · derivative.exercise_price: Represents exercise price per whole share of Common Stock.

F5 · derivative.expiration_date: The Rights Offering expired on March 2, 2020, and final determination of the pro rata allocation for each exercising holder was determined on March 5, 2020.

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March 05, 2020 Filed Mar 9, 2020 22:51 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 Exercise / conversionCommon Stock, $0.01 par value per share 46,788 $1.30 $60,824.40
Disclosure

SEC source: 0001104659-20-030890 · a4.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares acquired by the reporting person following the exercise of his over-subscription privilege in connection with the Rights Offering described in footnote 1.

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March 05, 2020 Filed Mar 9, 2020 22:51 UTC Williams Industrial Services Group Inc. WLMS · Entity 114766 Exercise / conversionCommon Stock, $0.01 par value per share 33,538 $1.30 $43,599.40
Disclosure

SEC source: 0001104659-20-030890 · a4.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of the issuer's common stock, par value $0.01 per share ("Common Stock"), acquired by the reporting person following the exercise of his basic subscription rights in connection with the issuer's rights offering to holders of Common Stock, as described in the issuer's prospectus dated February 12, 2020 (the "Rights Offering"). Each holder of Common Stock of record as of February 12, 2020 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 0.28255024 shares of Common Stock at the subscription price of $1.30 per whole share.

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January 31, 2020 Filed Feb 3, 2020 21:18 UTC EMCOR Group, Inc. EME · Entity 3131 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000105634-20-000023 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,249.83

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on January 31, 2020. The RSUs issued on January 31, 2020 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 62 $87.02 $5,395.24
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 14

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,247.83

F1 · balance_after: Includes shares issuable in respect of restricted stock units.

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 231 $87.00 $20,097.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 13

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,309.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 200 $86.94 $17,388.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 12

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.93 $8,693.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 11

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,740.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 38 $86.92 $3,302.96
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 10

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,840.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.92 $8,691.50
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 9

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,878.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.91 $8,691.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 8

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,978.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 62 $86.90 $5,387.80
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 7

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,078.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.89 $8,688.50
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 6

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,140.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.88 $8,688.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 5

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,240.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.85 $8,685.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 4

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,340.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.84 $8,684.00
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 3

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,440.83

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December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 100 $86.83 $8,682.50
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 2

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,540.83

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:15 UTC EMCOR Group, Inc. EME · Entity 3131 SaleCommon Stock 107 $86.80 $9,287.60
Disclosure

SEC source: 0000105634-19-000217 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,640.83

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October 30, 2019 Filed Oct 31, 2019 20:35 UTC EMCOR Group, Inc. EME · Entity 3131 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0000105634-19-000189 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,747.83

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on October 30, 2019. The RSUs issued on October 30, 2019 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

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July 30, 2019 Filed Jul 31, 2019 20:16 UTC EMCOR Group, Inc. EME · Entity 3131 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000105634-19-000154 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,746.83

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on July 30, 2019. The RSUs issued on July 30, 2019 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

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May 30, 2019 Filed May 31, 2019 19:56 UTC EMCOR Group, Inc. EME · Entity 3131 GrantCommon Stock 2,211 $0.00 $0.00
Disclosure

SEC source: 0000105634-19-000119 · edgar.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,744.83

F1 · shares: The shares reported herein as acquired represent shares of common stock issuable in the future with respect to restricted stock units ("RSUs") granted to the reporting person.

F2 · balance_after: Includes shares issuable in respect of RSUs.

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May 10, 2019 Filed May 14, 2019 21:38 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 PurchaseCommon Stock 27,726 $4.99 $138,413.74
Disclosure

SEC source: 0001437749-19-009872 · rdgdoc.xml · nonDerivative · entry 1

BROWN DAVID A B · CIK 0001112508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,011

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.83 to $5.15, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.