Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Concrete Pumping Holdings, Inc.BBCP · Entity 5538 | Director · CFO and Secretary | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Concrete Pumping Holdings, Inc.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 377,812 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Sale · Disposed 96,955 · Balance 377,812 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $11.1400, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $11.1400, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 12, 2026 21:01 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | SaleCommon Stock | 96,955 | $10.79 | $1,046,289.88 |
DisclosureSEC source: 0001437749-26-020499 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,812 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $11.1400, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 19, 2026 Filed Jan 28, 2026 21:05 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantRestricted Stock Units TSR 2026 · Derivative | 13,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-002308 · rdgdoc.xml · derivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,566 Underlying: Common Stock · 13,446 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock. F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date. F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date. Read SEC document |
| January 19, 2026 Filed Jan 28, 2026 21:05 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 23,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-002308 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 474,767 F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2027, January 15, 2028 and January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates. Read SEC document |
| January 15, 2026 Filed Jan 16, 2026 14:52 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 9,635 | $6.47 | $62,338.45 |
DisclosureSEC source: 0001437749-26-001403 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,719 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2026. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 21:57 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantRestricted Stock Units TSR 2025 · Derivative | 15,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008465 · rdgdoc.xml · derivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,120 Underlying: Common Stock · 15,120 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock. F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date. F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 21:57 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 25,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008465 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,354 F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2026, January 15, 2027 and January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Exercise / conversionOption · Derivative | 249,287 | $0.00 Strike: $6.09 | $0.00 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · derivative · entry 6 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 249,287 shares Expires 2026-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 200,920 | $8.79 | $1,766,086.80 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 5 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,434 F4 · shares: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Exercise / conversionCommon Stock | 249,287 | $6.09 | $1,518,157.83 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 4 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 5,981 | $8.87 | $53,051.47 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 3 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,067 F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 10,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,048 F2 · shares: Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on April 12, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 23:10 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 15,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,822 F1 · shares: Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 20:15 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 13,944 | $6.47 | $90,217.68 |
DisclosureSEC source: 0001437749-24-027758 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 616,779 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2024. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 18:03 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 6,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-012159 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 630,723 F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2025, January 15, 2026 and January 15, 2027, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates. Read SEC document |
| March 29, 2024 Filed Apr 1, 2024 22:45 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 14,283 | $7.90 | $112,835.70 |
DisclosureSEC source: 0001437749-24-010468 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 624,051 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2024. Read SEC document |
| January 20, 2024 Filed Feb 26, 2024 19:12 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 10,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-005509 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,334 F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2025, January 15, 2026 and January 15, 2027, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:49 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Disposition to issuerCommon Stock | 113,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-034029 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,332 F2 · shares: These shares are subject to forfeiture to the Issuer as the underlying vesting conditions were not met. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 22:49 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 19,810 | $7.79 | $154,319.90 |
DisclosureSEC source: 0001437749-23-034029 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742,177 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2023. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 20:58 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 11,404 | $6.86 | $78,231.44 |
DisclosureSEC source: 0001437749-23-008653 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,931 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2023. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 20:51 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 17,844 | $6.96 | $124,194.24 |
DisclosureSEC source: 0001437749-22-028654 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,335 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2022. Read SEC document |
| August 23, 2022 Filed Sep 2, 2022 22:29 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 10,968 | $6.92 | $75,898.56 |
DisclosureSEC source: 0001437749-22-021837 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,179 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2022. Read SEC document |
| August 23, 2022 Filed Aug 25, 2023 17:15 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 13,944 | $7.48 | $104,301.12 |
DisclosureSEC source: 0001437749-23-024662 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,987 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2023. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 21:16 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Tax withholdingCommon Stock | 11,333 | $7.01 | $79,444.33 |
DisclosureSEC source: 0001437749-22-007713 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,147 F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2022. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:05 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 508,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022149 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,840 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 25,624 restricted share award that was amended on October 29, 2020 such that such that (1) 11,787 shares will vest on December 6,2020, (2) 3,844 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 9,993 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 23:05 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | Disposition to issuerCommon Stock | 839,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-022149 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,116 F1 · shares: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F1 · price: Pursuant to that certain Offer to Exchange Certain Outstanding Restricted Share Awards for New Restricted Share Awards dated October 1, 2020 (the "Offer to Exchange"), the Reporting Person exchanged with the issuer an award for 839,906 restricted shares of common stock for a restricted share award of 508,364 shares of common stock as described in the Offer to Exchange. F2 · balance_after: Includes a 25,624 restricted share award that was amended on October 29, 2020 such that such that (1) 11,787 shares will vest on December 6,2020, (2) 3,844 shares will vest ratably over three years on December 6, 2021, 2022 and 2023, and (3) 9,993 shares will vest based on reduced price vesting targets of $6.00 per share, $8.00 per share or $10.00 per share. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:14 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 25,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007085 · rdgdoc.xml · nonDerivative · entry 2 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,735 F2 · shares: Represents restricted shares of common stock. Such shares will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche of restricted shares is not fully vested by December 6, 2023, such shares may, under certain circumstances, continue to vest after that date. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:14 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantCommon Stock | 884,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007085 · rdgdoc.xml · nonDerivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,111 F1 · shares: Represents restricted shares of common stock. 25% of such shares will vest in five substantially equal installments on each of December 6, 2019, December 6, 2020, December 6, 2021, December 6, 2022 and December 6, 2023, provided that the Reporting Person is in the employ of the Issuer or a subsidiary of the Issuer on the vesting dates. The remaining 75% will become available for vesting in three equal installments if the common stock closes at or above $13.00, $16.00 and $19.00 per share, respectively (each, a "stock price target"), for 30 consecutive business days. Upon the achievement of a stock price target, the related tranche of restricted common stock will vest in equal increments over the first, second and third anniversaries of the date on which such stock price target was achieved. If a stock price target is not achieved on or before December 6, 2023, then the related tranche of restricted shares will be forfeited. If a stock price target is achieved but the related tranche Read SEC document |
| December 06, 2018 Filed Dec 11, 2018 02:32 UTC | Concrete Pumping Holdings, Inc. BBCP · Entity 5538 | GrantOptions · Derivative | 249,287 | $0.00 Strike: $6.09 | $0.00 |
DisclosureSEC source: 0001144204-18-063945 · tv508749_4.xml · derivative · entry 1 Humphries Iain · CIK 0001760635 · Director · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,287 Underlying: Common Stock · 249,287 shares Expires not disclosed F2 · derivative.exercise_price: The exercise price per share for each converted incentive stock option is determined by dividing the exercise price of the original CPH stock option by the 2.877 exchange ratio, with such quotient rounded up to the nearest whole cent. Such converted incentive stock options to purchase Issuer common shares are fully vested in accordance with the Merger Agreement and the Rollover Agreement and will expire on March 7, 2026. F1 · shares: Pursuant to that certain Agreement and Plan of Merger, dated September 7, 2018, by and among the Issuer, Industrea Acquisition Corp. ("Industrea"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of the Issuer, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative (the "Merger Agreement"), as well as that related Management Rollover Agreement, dated as of September 7, 2018, by and among the Issuer, Industrea, and the rollover holders party thereto (the "Rollover Agreement"), each incentive stock option to purchase a common share of CPH granted to the Reporting Person by CPH under its 2015 Equity Incentive Plan were converted into an incentive stock option to purchase approximately 2.877 common shares of the Issuer, rounded down to the nearest whole share. F1 · derivative.exercise_date: Pursuant to that certain Agreement and Plan of Merger, dated September 7, 2018, by and among the Issuer, Industrea Acquisition Corp. ("Industrea"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of the Issuer, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative (the "Merger Agreement"), as well as that related Management Rollover Agreement, dated as of September 7, 2018, by and among the Issuer, Industrea, and the rollover holders party thereto (the "Rollover Agreement"), each incentive stock option to purchase a common share of CPH granted to the Reporting Person by CPH under its 2015 Equity Incentive Plan were converted into an incentive stock option to purchase approximately 2.877 common shares of the Issuer, rounded down to the nearest whole share. F2 · derivative.exercise_date: The exercise price per share for each converted incentive stock option is determined by dividing the exercise price of the original CPH stock option by the 2.877 exchange ratio, with such quotient rounded up to the nearest whole cent. Such converted incentive stock options to purchase Issuer common shares are fully vested in accordance with the Merger Agreement and the Rollover Agreement and will expire on March 7, 2026. F1 · derivative.expiration_date: Pursuant to that certain Agreement and Plan of Merger, dated September 7, 2018, by and among the Issuer, Industrea Acquisition Corp. ("Industrea"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of the Issuer, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative (the "Merger Agreement"), as well as that related Management Rollover Agreement, dated as of September 7, 2018, by and among the Issuer, Industrea, and the rollover holders party thereto (the "Rollover Agreement"), each incentive stock option to purchase a common share of CPH granted to the Reporting Person by CPH under its 2015 Equity Incentive Plan were converted into an incentive stock option to purchase approximately 2.877 common shares of the Issuer, rounded down to the nearest whole share. F2 · derivative.expiration_date: The exercise price per share for each converted incentive stock option is determined by dividing the exercise price of the original CPH stock option by the 2.877 exchange ratio, with such quotient rounded up to the nearest whole cent. Such converted incentive stock options to purchase Issuer common shares are fully vested in accordance with the Merger Agreement and the Rollover Agreement and will expire on March 7, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.