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BATTALION OIL CORP

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6921
SEC CIK
0001282648
Parsed reports
302

Last 12 months

Inside the activity.

2 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2022 Filed Aug 22, 2022 22:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
Tax withholdingCommon Stock 1,617 $12.04 $19,468.68
Disclosure

SEC source: 0001209191-22-047064 · doc4.xml · nonDerivative · entry 2

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,548

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
August 21, 2022 Filed Aug 22, 2022 22:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
Exercise / conversionCommon Stock 6,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047064 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 21:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
PurchaseCommon Stock 300 $14.08 $4,224.18
Disclosure

SEC source: 0001209191-22-036364 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,524

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.08 to $14.0989, inclusive.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:00 UTC
Little Richard HChief Executive Officer
PurchaseCommon Stock 1,000 $14.58 $14,579.00
Disclosure

SEC source: 0001209191-22-035967 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,570

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:00 UTC
Rohling Daniel PChief Operating Officer
PurchaseCommon Stock 1,500 $15.10 $22,650.00
Disclosure

SEC source: 0001209191-22-035968 · doc4.xml · nonDerivative · entry 1

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,586

Read SEC document
June 02, 2022 Filed Jun 3, 2022 22:19 UTC
Rohling Daniel PChief Operating Officer
PurchaseCommon Stock 2,337 $15.23 $35,583.86
Disclosure

SEC source: 0001209191-22-034332 · doc4.xml · nonDerivative · entry 1

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,086

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.90 to $15.25, inclusive.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:17 UTC
Little Richard HChief Executive Officer
PurchaseCommon Stock 1,000 $15.17 $15,171.00
Disclosure

SEC source: 0001209191-22-034325 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,570

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:18 UTC
Andrews Richard KevinEVP, CFO and Treasurer
PurchaseCommon Stock 300 $15.04 $4,512.99
Disclosure

SEC source: 0001209191-22-034329 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,224

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.0299 to $15.05, inclusive.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Little Richard HChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012291 · doc4.xml · derivative · entry 3

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,419

Underlying: Common Stock · 17,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Little Richard HChief Executive Officer
Tax withholdingCommon Stock 4,536 $17.98 $81,557.28
Disclosure

SEC source: 0001209191-22-012291 · doc4.xml · nonDerivative · entry 2

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,570

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Little Richard HChief Executive Officer
Exercise / conversionCommon Stock 17,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012291 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:32 UTC
Evans Grant RVP, Exploration & Geosciences
Exercise / conversionRestricted Stock Unit · Derivative 4,427 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012320 · doc4.xml · derivative · entry 3

Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 4,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:32 UTC
Evans Grant RVP, Exploration & Geosciences
Tax withholdingCommon Stock 1,312 $17.98 $23,589.76
Disclosure

SEC source: 0001209191-22-012320 · doc4.xml · nonDerivative · entry 2

Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 22:32 UTC
Evans Grant RVP, Exploration & Geosciences
Exercise / conversionCommon Stock 4,427 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012320 · doc4.xml · nonDerivative · entry 1

Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Rohling Daniel PChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 6,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012293 · doc4.xml · derivative · entry 3

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282

Underlying: Common Stock · 6,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Rohling Daniel PChief Operating Officer
Tax withholdingCommon Stock 1,916 $17.98 $34,449.68
Disclosure

SEC source: 0001209191-22-012293 · doc4.xml · nonDerivative · entry 2

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,749

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:54 UTC
Rohling Daniel PChief Operating Officer
Exercise / conversionCommon Stock 6,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012293 · doc4.xml · nonDerivative · entry 1

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012289 · doc4.xml · derivative · entry 3

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

Underlying: Common Stock · 2,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:53 UTC Tax withholdingCommon Stock 656 $17.98 $11,794.88
Disclosure

SEC source: 0001209191-22-012289 · doc4.xml · nonDerivative · entry 2

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,393

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:53 UTC Exercise / conversionCommon Stock 2,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012289 · doc4.xml · nonDerivative · entry 1

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:52 UTC
Kasparek Leah R.SVP, HR & Corporate Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012287 · doc4.xml · derivative · entry 3

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

Underlying: Common Stock · 2,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:52 UTC
Kasparek Leah R.SVP, HR & Corporate Secretary
Tax withholdingCommon Stock 656 $17.98 $11,794.88
Disclosure

SEC source: 0001209191-22-012287 · doc4.xml · nonDerivative · entry 2

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:52 UTC
Kasparek Leah R.SVP, HR & Corporate Secretary
Exercise / conversionCommon Stock 2,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012287 · doc4.xml · nonDerivative · entry 1

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2022 Filed Feb 22, 2023 22:01 UTC
Evans Grant RVP, Exploration & Geosciences
Exercise / conversionRestricted Stock Unit · Derivative 4,427 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011727 · doc4.xml · derivative · entry 3

Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,428

Underlying: Common Stock · 4,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 00:54 UTC PurchaseCommon Stock 2,000 $10.59 $21,180.00
Disclosure

SEC source: 0001209191-21-068890 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 08, 2021 Filed Dec 10, 2021 00:52 UTC
Andrews Richard KevinEVP, CFO and Treasurer
PurchaseCommon Stock 200 $10.43 $2,086.00
Disclosure

SEC source: 0001209191-21-068888 · doc4.xml · nonDerivative · entry 2

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,924

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:53 UTC
Kasparek Leah R.SVP, HR & Corporate Secretary
SaleCommon Stock 2 $10.02 $20.04
Disclosure

SEC source: 0001209191-21-068889 · doc4.xml · nonDerivative · entry 1

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,151

Read SEC document
December 07, 2021 Filed Dec 10, 2021 00:52 UTC
Andrews Richard KevinEVP, CFO and Treasurer
PurchaseCommon Stock 150 $10.69 $1,603.50
Disclosure

SEC source: 0001209191-21-068888 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Read SEC document
September 14, 2021 Filed Sep 14, 2021 23:00 UTC
Rohling Daniel PChief Operating Officer
PurchaseCommon Stock 4,000 $8.50 $34,000.00
Disclosure

SEC source: 0001209191-21-056029 · doc4.xml · nonDerivative · entry 1

Rohling Daniel P · CIK 0001791386 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

Read SEC document
September 14, 2021 Filed Sep 15, 2021 22:47 UTC
Little Richard HChief Executive Officer
PurchaseCommon Stock 3,000 $7.90 $23,706.00
Disclosure

SEC source: 0001209191-21-056243 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,397

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.755 to $8.00, inclusive.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 23:00 UTC
Little Richard HChief Executive Officer
PurchaseCommon Stock 3,000 $7.85 $23,538.00
Disclosure

SEC source: 0001209191-21-056027 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,397

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.505 to $8.14, inclusive.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 23:00 UTC
Evans Grant RVP, Exploration & Geosciences
PurchaseCommon Stock 6,201 $7.99 $49,518.71
Disclosure

SEC source: 0001209191-21-056028 · doc4.xml · nonDerivative · entry 1

Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,551

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9652 to $8.00, inclusive.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 23:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
PurchaseCommon Stock 1,550 $7.92 $12,279.57
Disclosure

SEC source: 0001209191-21-056026 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.51 to $8.3704, inclusive.

Read SEC document
September 10, 2021 Filed Sep 16, 2021 00:40 UTC Amendment PurchaseCommon Stock 6,201 $7.99 $49,518.71
Disclosure

SEC source: 0001209191-21-056275 · doc4a.xml · nonDerivative · entry 1

Hinds Gregory S. · CIK 0001545974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,601

F1 · security: This transaction was inadvertently reported on 9/14/2021 under reporting person Grant Evans. The actual reporting person for this transaction is Gregory Hinds.

F2 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9652 to $8.00, inclusive.

Read SEC document
August 21, 2021 Filed Aug 24, 2021 21:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
Exercise / conversionRestricted Stock Unit · Derivative 6,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053160 · doc4.xml · derivative · entry 3

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,923

Underlying: Common Stock · 6,641 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.

Read SEC document
August 21, 2021 Filed Aug 24, 2021 21:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
Tax withholdingCommon Stock 1,617 $11.75 $18,999.75
Disclosure

SEC source: 0001209191-21-053160 · doc4.xml · nonDerivative · entry 2

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
August 21, 2021 Filed Aug 24, 2021 21:00 UTC
Andrews Richard KevinEVP, CFO and Treasurer
Exercise / conversionCommon Stock 6,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053160 · doc4.xml · nonDerivative · entry 1

Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 23:00 UTC PurchaseCommon Stock 2,000 $13.44 $26,880.00
Disclosure

SEC source: 0001209191-21-040734 · doc4.xml · nonDerivative · entry 1

ROGERS WILLIAM D · CIK 0001327420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 2,000

Read SEC document
June 03, 2021 Filed Jun 4, 2021 21:00 UTC SaleCommon Stock 1,801 $12.54 $22,584.54
Disclosure

SEC source: 0001209191-21-038297 · doc4.xml · nonDerivative · entry 1

Germann Scott · CIK 0001791668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Read SEC document
June 03, 2021 Filed Jun 14, 2021 23:32 UTC SaleCommon Stock 2,438 $12.50 $30,475.00
Disclosure

SEC source: 0001209191-21-040420 · doc4.xml · nonDerivative · entry 1

Germann Scott · CIK 0001791668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:30 UTC SaleCommon Stock 553 $13.11 $7,249.83
Disclosure

SEC source: 0001209191-21-037331 · doc4.xml · nonDerivative · entry 1

Germann Scott · CIK 0001791668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,239

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:08 UTC
Little Richard HChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013296 · doc4.xml · derivative · entry 3

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,128

Underlying: Common Stock · 17,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

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February 20, 2021 Filed Feb 23, 2021 22:08 UTC
Little Richard HChief Executive Officer
Tax withholdingCommon Stock 4,312 $11.16 $48,121.92
Disclosure

SEC source: 0001209191-21-013296 · doc4.xml · nonDerivative · entry 2

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,397

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:08 UTC
Little Richard HChief Executive Officer
Exercise / conversionCommon Stock 17,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013296 · doc4.xml · nonDerivative · entry 1

Little Richard H · CIK 0001779908 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:11 UTC
Kasparek Leah R.SVP, HR & Administration
Exercise / conversionRestricted Stock Unit · Derivative 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013304 · doc4.xml · derivative · entry 3

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,642

Underlying: Common Stock · 2,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:11 UTC
Kasparek Leah R.SVP, HR & Administration
Tax withholdingCommon Stock 537 $11.16 $5,992.92
Disclosure

SEC source: 0001209191-21-013304 · doc4.xml · nonDerivative · entry 2

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:11 UTC
Kasparek Leah R.SVP, HR & Administration
Exercise / conversionCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013304 · doc4.xml · nonDerivative · entry 1

Kasparek Leah R. · CIK 0001550854 · SVP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013309 · doc4.xml · derivative · entry 3

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,642

Underlying: Common Stock · 2,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:13 UTC Tax withholdingCommon Stock 585 $11.16 $6,528.60
Disclosure

SEC source: 0001209191-21-013309 · doc4.xml · nonDerivative · entry 2

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835

F1 · shares: Shares withheld for taxes owed upon vesting of RSUs.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:13 UTC Exercise / conversionCommon Stock 2,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013309 · doc4.xml · nonDerivative · entry 1

Mayer Walter R · CIK 0001791669 · VP, Legal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.