Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPBATL · Entity 6921 | SVP, General Counsel | August 26, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date August 26, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Sale · Disposed 6,479 · Balance 174 F2: The shares sold were acquired by the Reporting Person upon settlement of restricted stock units (RSU) granted on February 20, 2020 under the Issuer's equity incentive plan, as previously reported on the Reporting Person's Forms 4 filed on June 23, 2026 and July 17, 2026. The RSU grant and issuance of the shares upon settlement of the RSUs was approved by the Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. None of the reported securities were acquired through a market purchase. F1: The sales were executed in multiple trades at prices ranging from $1.3000 to $1.3050, inclusive. The price reported reflects the weighted average sale price. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales were executed in multiple trades at prices ranging from $1.3000 to $1.3050, inclusive. The price reported reflects the weighted average sale price.
F2: The shares sold were acquired by the Reporting Person upon settlement of restricted stock units (RSU) granted on February 20, 2020 under the Issuer's equity incentive plan, as previously reported on the Reporting Person's Forms 4 filed on June 23, 2026 and July 17, 2026. The RSU grant and issuance of the shares upon settlement of the RSUs was approved by the Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. None of the reported securities were acquired through a market purchase.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 28, 2026 18:34 UTC | BATTALION OIL CORP BATL · Entity 6921 | SaleCommon Stock | 6,479 | $1.30 | $8,435.66 |
DisclosureSEC source: 0001104659-26-103371 · tm2624313-1_4seq1.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174 F2 · shares: The shares sold were acquired by the Reporting Person upon settlement of restricted stock units (RSU) granted on February 20, 2020 under the Issuer's equity incentive plan, as previously reported on the Reporting Person's Forms 4 filed on June 23, 2026 and July 17, 2026. The RSU grant and issuance of the shares upon settlement of the RSUs was approved by the Board of Directors and was exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. None of the reported securities were acquired through a market purchase. F1 · price: The sales were executed in multiple trades at prices ranging from $1.3000 to $1.3050, inclusive. The price reported reflects the weighted average sale price. Read SEC document |
| July 16, 2026 Filed Jul 17, 2026 21:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 2,376 | $1.20 | $2,851.20 |
DisclosureSEC source: 0001104659-26-084696 · tm2620781-2_4seq1.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,653 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon settlement of vested restricted stock units ("RSUs"). The vesting of the RSUs was previously reported on the Reporting Person's Form 4 filed June 23, 2026. No shares were issued at the time of vesting. The price reported reflects the closing price of the Issuer's common stock on the vesting date, June 18, 2026, used for tax withholding purposes. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 21:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 83,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-084696 · tm2620781-2_4seq1.xml · derivative · entry 2 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,880 Underlying: Common Stock · 83,880 shares Expires not disclosed F2 · derivative.exercise_price: The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027. F2 · derivative.exercise_date: The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027. F2 · derivative.expiration_date: The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 23:32 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-076918 · tm2618656-1_4seq1.xml · derivative · entry 2 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period. On June 18, 2026, the Issuer's Board of Directors determined that the applicable performance conditions were satisfied, resulting in vesting of the award. The shares underlying the award have not yet been issued as of the date of this filing. F1 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period. On June 18, 2026, the Issuer's Board of Directors determined that the applicable performance conditions were satisfied, resulting in vesting of the award. The shares underlying the award have not yet been issued as of the date of this filing. F1 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. Vesting of the award was contingent upon satisfaction of specified performance metrics over the applicable performance period. On June 18, 2026, the Issuer's Board of Directors determined that the applicable performance conditions were satisfied, resulting in vesting of the award. The shares underlying the award have not yet been issued as of the date of this filing. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 23:32 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-076918 · tm2618656-1_4seq1.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2026 Filed Mar 30, 2026 22:42 UTC | BATTALION OIL CORP BATL · Entity 6921 | SaleCommon Stock | 4,777 | $6.00 | $28,662.00 |
DisclosureSEC source: 0001104659-26-037067 · tm2610674-1_4seq1.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174 Read SEC document |
| March 05, 2025 Filed Mar 8, 2025 01:05 UTC | BATTALION OIL CORP BATL · Entity 6921 | OtherEquity Grant Units · Derivative | 20,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-021865 · tm258648-1_4seq1.xml · derivative · entry 2 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,612 shares Expires not disclosed F3 · derivative.exercise_price: On Sep. 23 and Nov. 22, 2024, the Reporting Person filed Form 4s reporting awards of 18,322 and 2,290 Equity Grant Units ("EGU"), respectively. Each EGU represents the right to receive a cash payment equivalent to the value of a share of the Issuer's common stock upon the satisfaction of certain conditions. F4 · kind: Effective Mar. 5, 2025, the Reporting Person agreed to forfeit, waive and nullify any and all rights associated with EGUs; accordingly, the Issuer rescinded the award and the associated EGUs were cancelled. F3 · derivative.exercise_date: On Sep. 23 and Nov. 22, 2024, the Reporting Person filed Form 4s reporting awards of 18,322 and 2,290 Equity Grant Units ("EGU"), respectively. Each EGU represents the right to receive a cash payment equivalent to the value of a share of the Issuer's common stock upon the satisfaction of certain conditions. F4 · derivative.expiration_date: Effective Mar. 5, 2025, the Reporting Person agreed to forfeit, waive and nullify any and all rights associated with EGUs; accordingly, the Issuer rescinded the award and the associated EGUs were cancelled. Read SEC document |
| March 05, 2025 Filed Mar 8, 2025 01:05 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-021865 · tm258648-1_4seq1.xml · derivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock, which, pursuant to the Issuer's 2020 Long-Term Incentive Plan, at the election of the Issuer will be settled in cash. F2 · derivative.exercise_date: The scheduled vesting of the Restricted Stock Units occurred on Feb. 20, 2024, and settlement in cash has been resolved to be paid on Mar. 11, 2025. F2 · derivative.expiration_date: The scheduled vesting of the Restricted Stock Units occurred on Feb. 20, 2024, and settlement in cash has been resolved to be paid on Mar. 11, 2025. Read SEC document |
| November 22, 2024 Filed Nov 22, 2024 22:10 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEquity Grant Units · Derivative | 2,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-122170 · tm2429346-3_4seq1.xml · derivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,290 Underlying: Common Stock · 2,290 shares Expires 2025-12-31 F1 · derivative.exercise_price: The Reporting Person received an award of Equity Grant Units ("EGU") granted under the Plan (defined below). Each EGU represents the right to receive a cash payment equivalent to the value of a share of the Company's common stock upon a Closing (as described below). F2 · kind: All awards are issued in accordance with the Company's Merger Incentive Plan, dated September 19, 2024 (the "Plan"), approved by the Compensation Committee and the Board of Directors of the Company. F3 · derivative.exercise_date: Subject to the terms and conditions of the Plan and the award agreement, each EGU will be settled in cash upon the Closing (as defined in the Plan) of a transaction resulting in a change of control of the Company and such cash settlement will be based on the consideration paid for the Company's common stock in connection with such Closing or the closing price of the Company's common stock on the date a person or group files a report with the Securities and Exchange Commission announcing that they are the beneficial owners of more than 50% of the total voting power of the outstanding voting stock of the Company. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 20:36 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEquity Grant Units · Derivative | 18,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-102066 · tm2424562-2_4seq1.xml · derivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,322 Underlying: Common Stock · 18,322 shares Expires 2025-12-31 F1 · derivative.exercise_price: The Reporting Person received an award of Equity Grant Units ("EGU") granted under the Plan (defined below). Each EGU represents the right to receive a cash payment equivalent to the value of a share of the Company's common stock upon a Closing (as described below). F2 · kind: All awards are issued in accordance with the Company's Merger Incentive Plan, dated September 19, 2024 (the "Plan"), approved by the Compensation Committee and the Board of Directors of the Company. F3 · derivative.exercise_date: Subject to the terms and conditions of the Plan and the award agreement, each EGU will be settled in cash upon the Closing (as defined in the Plan) of a transaction resulting in a change of control of the Company and such cash settlement will be based on the consideration paid for the Company's common stock in connection with such Closing or the closing price of the Company's common stock on the date a person or group files a report with the Securities and Exchange Commission announcing that they are the beneficial owners of more than 50% of the total voting power of the outstanding voting stock of the Company. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011722 · doc4.xml · derivative · entry 3 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 656 | $9.77 | $6,409.12 |
DisclosureSEC source: 0001209191-23-011722 · doc4.xml · nonDerivative · entry 2 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011722 · doc4.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 21:53 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012289 · doc4.xml · derivative · entry 3 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Underlying: Common Stock · 2,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 21:53 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 656 | $17.98 | $11,794.88 |
DisclosureSEC source: 0001209191-22-012289 · doc4.xml · nonDerivative · entry 2 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,393 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 21:53 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012289 · doc4.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013309 · doc4.xml · derivative · entry 3 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,642 Underlying: Common Stock · 2,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 585 | $11.16 | $6,528.60 |
DisclosureSEC source: 0001209191-21-013309 · doc4.xml · nonDerivative · entry 2 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013309 · doc4.xml · nonDerivative · entry 1 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 17,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 7 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires not disclosed F8 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 6 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 8,855 shares Expires not disclosed F7 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 5 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 8,855 shares Expires not disclosed F6 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,855 | $0.00 Strike: $37.83 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 4 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 8,855 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F5 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $670.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,855 | $0.00 Strike: $28.23 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 3 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 8,855 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F4 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $500.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:19 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,855 | $0.00 Strike: $18.91 | $0.00 |
DisclosureSEC source: 0001209191-20-011522 · doc4.xml · derivative · entry 2 Mayer Walter R · CIK 0001791669 · VP, Legal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 8,855 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F3 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $335.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.