Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPBATL · Entity 6921 | VP, Exploration & Geosciences | February 20, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date February 20, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,580 |
Ending reported balance
After 2023-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-20 · Exercise / conversion · Acquired 4,427 · Balance 10,892 Row 2 · 2023-02-20 · Tax withholding · Disposed 1,312 · Balance 9,580 F1: Shares withheld for taxes owed upon vesting of RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,428 |
Reported balance
After 2022-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-20 · Exercise / conversion · Disposed 4,427 · Balance 4,428 F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes owed upon vesting of RSUs.
F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2023 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 1,312 | $9.77 | $12,818.24 |
DisclosureSEC source: 0001209191-23-011727 · doc4.xml · nonDerivative · entry 2 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2023 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011727 · doc4.xml · nonDerivative · entry 1 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 22:32 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012320 · doc4.xml · derivative · entry 3 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,855 Underlying: Common Stock · 4,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 22:32 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 1,312 | $17.98 | $23,589.76 |
DisclosureSEC source: 0001209191-22-012320 · doc4.xml · nonDerivative · entry 2 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,465 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2022 Filed Feb 23, 2022 22:32 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012320 · doc4.xml · nonDerivative · entry 1 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2022 Filed Feb 22, 2023 22:01 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011727 · doc4.xml · derivative · entry 3 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Underlying: Common Stock · 4,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 23:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 6,201 | $7.99 | $49,518.71 |
DisclosureSEC source: 0001209191-21-056028 · doc4.xml · nonDerivative · entry 1 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,551 F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9652 to $8.00, inclusive. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:11 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013302 · doc4.xml · derivative · entry 3 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,282 Underlying: Common Stock · 4,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:11 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 1,077 | $11.16 | $12,019.32 |
DisclosureSEC source: 0001209191-21-013302 · doc4.xml · nonDerivative · entry 2 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 22:11 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 4,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013302 · doc4.xml · nonDerivative · entry 1 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 35,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 6 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,418 Underlying: Common Stock · 35,418 shares Expires not disclosed F8 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F8 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F8 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 17,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 5 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires not disclosed F7 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 17,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 4 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires not disclosed F6 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on the first full day of trading of the New Shares following the Effective Date. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,709 | $0.00 Strike: $37.83 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 3 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F5 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $670.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,709 | $0.00 Strike: $28.23 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 2 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F4 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $500.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,709 | $0.00 Strike: $18.91 | $0.00 |
DisclosureSEC source: 0001209191-20-011520 · doc4.xml · derivative · entry 1 Evans Grant R · CIK 0001791446 · VP, Exploration & Geosciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,709 Underlying: Common Stock · 17,709 shares Expires 2027-02-20 F1 · kind: On August 7, 2019, the Issuer and its subsidiaries (collectively, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of Texas (the "Chapter 11 Cases," and such court, the "Bankruptcy Court"). On September 24, 2019, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Debtors' Joint Prepackaged Plan of Reorganization, as modified by the Confirmation Order (the "Plan"). On October 8, 2019 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished. F2 · kind: All awards are issued in accordance with the Plan approved by the Bankruptcy Court and pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F3 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options") granted on the first full day of trading of the New Shares following the Effective Date. The exercise price per share of the Options will be equal to an Issuer equity value of $335.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.