Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BATTALION OIL CORPBATL · Entity 6921 | EVP, CFO and Treasurer | August 21, 2022 | August 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BATTALION OIL CORP
Report date August 21, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,548 |
Ending reported balance
After 2022-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-21 · Exercise / conversion · Acquired 6,641 · Balance 14,165 Row 2 · 2022-08-21 · Tax withholding · Disposed 1,617 · Balance 12,548 F1: Shares withheld for taxes owed upon vesting of RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 13,282 |
Reported balance
After 2022-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-21 · Exercise / conversion · Disposed 6,641 · Balance 13,282 F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes owed upon vesting of RSUs.
F2: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2022 Filed Aug 22, 2022 22:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 6,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047064 · doc4.xml · derivative · entry 3 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,282 Underlying: Common Stock · 6,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. Read SEC document |
| August 21, 2022 Filed Aug 22, 2022 22:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 1,617 | $12.04 | $19,468.68 |
DisclosureSEC source: 0001209191-22-047064 · doc4.xml · nonDerivative · entry 2 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| August 21, 2022 Filed Aug 22, 2022 22:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 6,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047064 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 21:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 300 | $14.08 | $4,224.18 |
DisclosureSEC source: 0001209191-22-036364 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,524 F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.08 to $14.0989, inclusive. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:18 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 300 | $15.04 | $4,512.99 |
DisclosureSEC source: 0001209191-22-034329 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,224 F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.0299 to $15.05, inclusive. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 00:52 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 200 | $10.43 | $2,086.00 |
DisclosureSEC source: 0001209191-21-068888 · doc4.xml · nonDerivative · entry 2 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,924 Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:52 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 150 | $10.69 | $1,603.50 |
DisclosureSEC source: 0001209191-21-068888 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,724 Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 23:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | PurchaseCommon Stock | 1,550 | $7.92 | $12,279.57 |
DisclosureSEC source: 0001209191-21-056026 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,574 F1 · price: The price reported in Column 4 is weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.51 to $8.3704, inclusive. Read SEC document |
| August 21, 2021 Filed Aug 24, 2021 21:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionRestricted Stock Unit · Derivative | 6,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053160 · doc4.xml · derivative · entry 3 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,923 Underlying: Common Stock · 6,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs") granted on August 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. Read SEC document |
| August 21, 2021 Filed Aug 24, 2021 21:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Tax withholdingCommon Stock | 1,617 | $11.75 | $18,999.75 |
DisclosureSEC source: 0001209191-21-053160 · doc4.xml · nonDerivative · entry 2 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024 F1 · shares: Shares withheld for taxes owed upon vesting of RSUs. Read SEC document |
| August 21, 2021 Filed Aug 24, 2021 21:00 UTC | BATTALION OIL CORP BATL · Entity 6921 | Exercise / conversionCommon Stock | 6,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053160 · doc4.xml · nonDerivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 53,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 6 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,128 Underlying: Common Stock · 53,128 shares Expires not disclosed F7 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F7 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. F7 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 26,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 5 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 Underlying: Common Stock · 26,564 shares Expires not disclosed F6 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantRestricted Stock Unit · Derivative | 26,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 4 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 Underlying: Common Stock · 26,564 shares Expires not disclosed F5 · derivative.exercise_price: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,564 | $0.00 Strike: $37.83 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 3 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 Underlying: Common Stock · 26,564 shares Expires 2027-08-21 F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F4 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $670.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,564 | $0.00 Strike: $28.23 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 2 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 Underlying: Common Stock · 26,564 shares Expires 2027-08-21 F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F3 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $500.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:13 UTC | BATTALION OIL CORP BATL · Entity 6921 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,564 | $0.00 Strike: $18.91 | $0.00 |
DisclosureSEC source: 0001209191-20-048214 · doc4.xml · derivative · entry 1 Andrews Richard Kevin · CIK 0001822498 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,564 Underlying: Common Stock · 26,564 shares Expires 2027-08-21 F1 · kind: All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors. F2 · derivative.exercise_date: The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $335.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.