Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 1 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 2, 2017 15:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Tax withholdingCommon Stock | 9,395 | $42.70 | $401,166.50 |
DisclosureSEC source: 0001127602-17-030904 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,667.9482 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 15:47 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionCommon Stock | 15,090 | $12.53 | $189,039.98 |
DisclosureSEC source: 0001127602-17-030904 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,062.9482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 15:32 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
OtherDeferred Compensation Company Stock Plan · Derivative | 33,704.0141 | $42.45 | $1,430,735.40 |
DisclosureSEC source: 0001127602-17-030360 · form4.xml · derivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 33,704.0141 Underlying: Common Stock · 33,704.0141 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities, in accordance with Spouse's June 14, 2017 10b5-1 Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 21:19 UTC |
Ross Cathy DDirector
|
GrantRestricted Stock Units · Derivative | 3,495 | $42.92 | $150,005.40 |
DisclosureSEC source: 0001127602-17-030347 · form4.xml · derivative · entry 1 Ross Cathy D · CIK 0001354328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,495 Underlying: Common Stock · 3,495 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Director Election Restricted Stock Unit Grant. F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 700 | $41.98 | $29,386.07 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 8 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,894.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 1,619 | $41.98 | $67,965.62 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 7 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,594.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 501 | $41.99 | $21,037.04 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 6 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,213.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 1,399 | $41.99 | $58,744.01 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,714.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 200 | $42.00 | $8,399.00 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,113.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 400 | $42.00 | $16,800.00 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,313.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 400 | $41.96 | $16,784.00 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,713.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 15:40 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 400 | $41.95 | $16,780.00 |
DisclosureSEC source: 0001127602-17-029523 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,113.835 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:51 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 15,090 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-028823 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,280 Underlying: Common Stock · 15,090 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:51 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Tax withholdingCommon Stock | 9,471 | $41.36 | $391,720.56 |
DisclosureSEC source: 0001127602-17-028823 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,513.835 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 16:51 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionCommon Stock | 15,090 | $12.53 | $189,039.98 |
DisclosureSEC source: 0001127602-17-028823 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,984.835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 4,400 | $40.97 | $180,268.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 6 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SAH Trust Disclosed balance after: 65,210 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 4,400 | $40.97 | $180,268.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 5 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SAH Trust Disclosed balance after: 69,610 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 4,400 | $40.81 | $179,564.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 4 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 797,136 Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 4,400 | $40.81 | $179,564.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 3 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 801,536 Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 8,800 | $40.81 | $359,128.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 2 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · SAH Trust Disclosed balance after: 74,010 F1 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 23:35 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 8,800 | $40.81 | $359,128.00 |
DisclosureSEC source: 0001127602-17-028168 · form4.xml · nonDerivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · RDH Trust Disclosed balance after: 805,936 Read SEC document |
| September 20, 2017 Filed Sep 20, 2017 21:28 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
SaleCommon Stock | 17,090 | $40.79 | $697,109.65 |
DisclosureSEC source: 0001127602-17-027861 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,465.9714 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 52,000 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · derivative · entry 6 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,000 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation rights (SARS). Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Tax withholdingCommon Stock | 32,792 | $40.61 | $1,331,683.12 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · nonDerivative · entry 2 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,755.4962 F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 21:09 UTC |
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
|
Exercise / conversionCommon Stock | 52,000 | $12.53 | $651,430.00 |
DisclosureSEC source: 0001127602-17-027855 · form4.xml · nonDerivative · entry 1 BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,547.4962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 12,600 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · derivative · entry 8 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 49,600 | $0.00 Strike: $18.85 | $0.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · derivative · entry 7 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 49,600 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Tax withholdingCommon Stock | 9,683 | $40.53 | $392,451.99 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 4 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 312,526.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionCommon Stock | 12,600 | $22.97 | $289,359.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 3 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 322,209.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Tax withholdingCommon Stock | 35,427 | $40.53 | $1,435,856.31 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 2 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 309,609.4584 F3 · kind: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 15:13 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
Exercise / conversionCommon Stock | 49,600 | $18.85 | $934,960.00 |
DisclosureSEC source: 0001127602-17-027550 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 345,036.4584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired from exercise of Stock Appreciation Rights (SARs). F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:45 UTC |
HEINRICH DANIEL JDirector
|
GrantDeferred Compensation Company Stock Plan · Derivative | 629.1636 | $40.53 | $25,500.00 |
DisclosureSEC source: 0001127602-17-027693 · form4.xml · derivative · entry 1 HEINRICH DANIEL J · CIK 0001203226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632.376 Underlying: Common Stock · 629.1636 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:33 UTC |
SOLSO THEODORE MDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 855.4157 | $40.53 | $34,670.00 |
DisclosureSEC source: 0001127602-17-027690 · form4.xml · derivative · entry 1 SOLSO THEODORE M · CIK 0001097587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,480.1595 Underlying: Common Stock · 855.4157 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:15 UTC |
HOOVER R DAVIDDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 740.1925 | $40.53 | $30,000.00 |
DisclosureSEC source: 0001127602-17-027688 · form4.xml · derivative · entry 1 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923.3472 Underlying: Common Stock · 740.1925 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:13 UTC |
Alspaugh Robert WDirector
|
OtherDeferred Compensation Company Stock Plan · Derivative | 777.2021 | $40.53 | $31,500.00 |
DisclosureSEC source: 0001127602-17-027686 · form4.xml · derivative · entry 1 Alspaugh Robert W · CIK 0001365933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,191.7713 Underlying: Common Stock · 777.2021 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 08, 2017 Filed Sep 11, 2017 15:02 UTC |
Knobel Jeff AVice President & Treasurer
|
SaleCommon Stock | 5,218 | $40.12 | $209,326.33 |
DisclosureSEC source: 0001127602-17-027229 · form4.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,138.1153 Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:16 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 100 | $39.75 | $3,975.00 |
DisclosureSEC source: 0001127602-17-027124 · form4.xml · nonDerivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,588.9557 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:16 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 100 | $39.74 | $3,974.00 |
DisclosureSEC source: 0001127602-17-027124 · form4.xml · nonDerivative · entry 4 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,688.9557 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:16 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 1,100 | $39.73 | $43,703.00 |
DisclosureSEC source: 0001127602-17-027124 · form4.xml · nonDerivative · entry 3 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,788.9557 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:16 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 3,945 | $39.73 | $156,715.13 |
DisclosureSEC source: 0001127602-17-027124 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,888.9557 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 15:16 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
SaleCommon Stock | 300 | $39.72 | $11,916.00 |
DisclosureSEC source: 0001127602-17-027124 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,833.9557 F1 · kind: Sale of shares in accordance with reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:48 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 13,900 | $0.00 Strike: $17.92 | $0.00 |
DisclosureSEC source: 0001127602-17-027041 · form4.xml · derivative · entry 4 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,900 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:48 UTC |
Knobel Jeff AVice President & Treasurer
|
Tax withholdingCommon Stock | 8,682 | $39.99 | $347,193.18 |
DisclosureSEC source: 0001127602-17-027041 · form4.xml · nonDerivative · entry 2 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,356.1153 F2 · kind: Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 19:48 UTC |
Knobel Jeff AVice President & Treasurer
|
Exercise / conversionCommon Stock | 13,900 | $17.92 | $249,060.20 |
DisclosureSEC source: 0001127602-17-027041 · form4.xml · nonDerivative · entry 1 Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,038.1153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:15 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionStock Appreciation Rights (sars) · Derivative | 15,090 | $0.00 Strike: $12.53 | $0.00 |
DisclosureSEC source: 0001127602-17-026890 · form4.xml · derivative · entry 5 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,370 Underlying: Common Stock · 15,090 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:15 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Tax withholdingCommon Stock | 9,545 | $40.15 | $383,231.75 |
DisclosureSEC source: 0001127602-17-026890 · form4.xml · nonDerivative · entry 2 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,133.9557 F2 · kind: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:15 UTC |
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
|
Exercise / conversionCommon Stock | 15,090 | $12.53 | $189,047.52 |
DisclosureSEC source: 0001127602-17-026890 · form4.xml · nonDerivative · entry 1 HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,678.9557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS) Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 23:28 UTC |
Pauley Lisa AnnSR VP, HR & Administration
|
SaleCommon Stock | 39,241 | $39.10 | $1,534,272.09 |
DisclosureSEC source: 0001127602-17-026588 · form4.xml · nonDerivative · entry 1 Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 295,436.4584 F1 · kind: Sale pursuant to Reporting Person's Spouse's 10b5-1 Plan. F2 · ownership.nature: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 20:37 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 6,750 | $40.12 | $270,810.00 |
DisclosureSEC source: 0001127602-17-026045 · form4.xml · nonDerivative · entry 4 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · kind: 2015 GRAT matured and was distributed. Read SEC document |
| August 18, 2017 Filed Aug 18, 2017 20:37 UTC |
HOOVER R DAVIDDirector
|
GiftCommon Stock | 6,750 | $40.12 | $270,810.00 |
DisclosureSEC source: 0001127602-17-026045 · form4.xml · nonDerivative · entry 3 HOOVER R DAVID · CIK 0001186033 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 6,750 F1 · kind: 2015 GRAT matured and was distributed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.