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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 20:17 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-002874 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,912

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:17 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 19,714 $36.76 $724,686.64
Disclosure

SEC source: 0001562180-18-002874 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,990.4577

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:17 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001562180-18-002874 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,704.4577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 18, 2018 Filed May 21, 2018 20:11 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 2,167 $37.81 $81,934.49
Disclosure

SEC source: 0001562180-18-002598 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,255.882

F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
May 15, 2018 Filed May 17, 2018 13:57 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 5,267 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-002529 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

Underlying: Common Stock · 5,267 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
May 15, 2018 Filed May 17, 2018 13:57 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,100 $37.74 $116,994.00
Disclosure

SEC source: 0001562180-18-002529 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,422.882

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
May 15, 2018 Filed May 17, 2018 13:57 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 5,267 $10.02 $52,775.34
Disclosure

SEC source: 0001562180-18-002529 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,522.882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 01, 2018 Filed May 3, 2018 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001562180-18-002162 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,184

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 20, 2018, 10b5-1 Plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 19,391 $39.26 $761,290.66
Disclosure

SEC source: 0001562180-18-002162 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,432.4577

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001562180-18-002162 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,823.4577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:30 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-002006 · primarydocument.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,460

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:56 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001999 · primarydocument.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,148

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:56 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001998 · primarydocument.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,464

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:56 UTC
Ross Cathy DDirector
GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001997 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,101

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001996 · primarydocument.xml · derivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001995 · primarydocument.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001994 · primarydocument.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,464

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001993 · primarydocument.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:55 UTC GrantRestricted Stock Units · Derivative 3,606 $40.22 $145,033.32
Disclosure

SEC source: 0001562180-18-001992 · primarydocument.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,820

Underlying: Common Stock · 3,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:58 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 2,225 $41.18 $91,627.95
Disclosure

SEC source: 0001127602-18-014971 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,255.882

F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 5,267 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001127602-18-014717 · form4.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,132

Underlying: Common Stock · 5,267 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,042 $40.76 $123,991.92
Disclosure

SEC source: 0001127602-18-014717 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,480.882

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 5,267 $10.02 $52,775.34
Disclosure

SEC source: 0001127602-18-014717 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,522.882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
April 13, 2018 Filed Aug 20, 2018 20:10 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 14,701 $40.64 $597,448.64
Disclosure

SEC source: 0001562180-18-003710 · primarydocument.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,781

Underlying: Common Stock · 14,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:42 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001127602-18-013745 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,456

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:42 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 19,436 $38.89 $755,866.04
Disclosure

SEC source: 0001127602-18-013745 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,551.4577

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:42 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001127602-18-013745 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,987.4577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 20, 2018 Filed Mar 20, 2018 19:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 2,228 $39.89 $88,872.91
Disclosure

SEC source: 0001127602-18-012259 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,215.0515

F1 · kind: Sale of stock in accordance with reporting person's November 7, 2017 10b5-1 Plan.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionStock Appreciation Rights (sars) · Derivative 33,272 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001127602-18-012365 · form4.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,728

Underlying: Common Stock · 33,272 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Tax withholdingCommon Stock 19,315 $39.89 $770,475.35
Disclosure

SEC source: 0001127602-18-012365 · form4.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,657.1149

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 16:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O..
Exercise / conversionCommon Stock 33,272 $10.02 $333,385.44
Disclosure

SEC source: 0001127602-18-012365 · form4.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O..

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,972.1149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:34 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 200,000 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0001127602-18-011840 · form4.xml · derivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:34 UTC Tax withholdingCommon Stock 122,221 $40.97 $5,007,394.37
Disclosure

SEC source: 0001127602-18-011840 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 971,090

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:34 UTC Exercise / conversionCommon Stock 200,000 $12.53 $2,505,580.00
Disclosure

SEC source: 0001127602-18-011840 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 1,093,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 15, 2018 Filed Mar 19, 2018 18:29 UTC Amendment OtherDeferred Compensation Company Stock Plan · Derivative 915.3039 $40.97 $37,500.00
Disclosure

SEC source: 0001127602-18-011997 · form4a.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,580.754

Underlying: Common Stock · 915.3039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2018 Filed Mar 19, 2018 18:25 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 622.4066 $40.97 $25,500.00
Disclosure

SEC source: 0001127602-18-011993 · form4.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622.4066

Underlying: Common Stock · 622.4066 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2018 Filed Mar 19, 2018 17:53 UTC OtherDeferred Compensation Company Stock Plan · Derivative 915.3039 $40.97 $37,500.00
Disclosure

SEC source: 0001127602-18-011978 · form4.xml · derivative · entry 1

SOLSO THEODORE M · CIK 0001097587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,580.754

Underlying: Common Stock · 915.3039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2018 Filed Mar 19, 2018 17:45 UTC OtherDeferred Compensation Company Stock Plan · Derivative 732.2431 $40.97 $30,000.00
Disclosure

SEC source: 0001127602-18-011974 · form4.xml · derivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126.7578

Underlying: Common Stock · 732.2431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2018 Filed Mar 19, 2018 17:35 UTC OtherDeferred Compensation Company Stock Plan · Derivative 768.8553 $40.97 $31,500.00
Disclosure

SEC source: 0001127602-18-011966 · form4.xml · derivative · entry 1

Alspaugh Robert W · CIK 0001365933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,691.3079

Underlying: Common Stock · 768.8553 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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March 15, 2018 Filed Mar 19, 2018 17:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 5,267 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001127602-18-011956 · form4.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,399

Underlying: Common Stock · 5,267 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS).

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March 15, 2018 Filed Mar 19, 2018 17:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,039 $40.97 $124,507.83
Disclosure

SEC source: 0001127602-18-011956 · form4.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,281.1987

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

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March 15, 2018 Filed Mar 19, 2018 17:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 5,267 $10.02 $52,775.34
Disclosure

SEC source: 0001127602-18-011956 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,320.1987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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March 14, 2018 Filed Mar 15, 2018 15:44 UTC Exercise / conversionStock Appreciation Rights (sars) · Derivative 189,800 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0001127602-18-011647 · form4.xml · derivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 189,800 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Stock Appreciation Rights (SARs).

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March 14, 2018 Filed Mar 15, 2018 15:44 UTC Tax withholdingCommon Stock 116,011 $40.94 $4,749,490.34
Disclosure

SEC source: 0001127602-18-011647 · form4.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 893,032

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

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March 14, 2018 Filed Mar 15, 2018 15:44 UTC Exercise / conversionCommon Stock 189,800 $12.53 $2,377,814.40
Disclosure

SEC source: 0001127602-18-011647 · form4.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 1,009,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:22 UTC Amendment Exercise / conversionStock Appreciation Rights (sars) · Derivative 89,800 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0001127602-18-011829 · form4a.xml · derivative · entry 7

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 89,800 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:22 UTC Amendment Tax withholdingCommon Stock 54,889 $40.94 $2,247,155.66
Disclosure

SEC source: 0001127602-18-011829 · form4a.xml · nonDerivative · entry 4

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 893,311

F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:22 UTC Amendment Exercise / conversionCommon Stock 89,800 $12.53 $1,125,014.40
Disclosure

SEC source: 0001127602-18-011829 · form4a.xml · nonDerivative · entry 3

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 948,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

F2 · kind: Due to an administrative error, two transactions were combined into one transaction for 189,800 shares, and should have been two transactions for 100,000 shares and 89,800 shares. Correcting entries.

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March 13, 2018 Filed Mar 16, 2018 20:22 UTC Amendment Exercise / conversionStock Appreciation Rights (sars) · Derivative 100,000 $0.00 Strike: $12.53 $0.00
Disclosure

SEC source: 0001127602-18-011829 · form4a.xml · derivative · entry 6

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,800

Underlying: Common Stock · 100,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARs).

Read SEC document
March 13, 2018 Filed Mar 16, 2018 20:22 UTC Amendment Tax withholdingCommon Stock 60,843 $41.62 $2,532,285.66
Disclosure

SEC source: 0001127602-18-011829 · form4a.xml · nonDerivative · entry 2

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RDH Trust

Disclosed balance after: 858,400

F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.