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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 25, 2019 21:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 7,334 $54.48 $399,556.32
Disclosure

SEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,413.3983

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:33 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 12,400 $22.97 $284,766.00
Disclosure

SEC source: 0001562180-19-001366 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,747.3983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:00 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 91,701 $55.20 $5,061,482.55
Disclosure

SEC source: 0001562180-19-000974 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,844.1629

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.98 to $55.455. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:40 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 3,336 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001036 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,332

Underlying: Common Stock · 3,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:40 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 1,007 $55.20 $55,586.40
Disclosure

SEC source: 0001562180-19-001036 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,664.7066

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:40 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 3,336 $55.20 $184,147.20
Disclosure

SEC source: 0001562180-19-001036 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,671.7066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Right (sars) · Derivative 207,200 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,200

Underlying: Common Stock · 207,200 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 115,499 $53.90 $6,225,396.10
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,545.1629

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 21:50 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 207,200 $12.61 $2,613,413.60
Disclosure

SEC source: 0001562180-19-000876 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,044.1629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 07, 2019 Filed Feb 8, 2019 21:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 13,677 $53.01 $725,017.77
Disclosure

SEC source: 0001562180-19-000851 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,335.7066

F2 · price: This transaction was executed in multiple trades at prices ranging from $52.98 to $53,05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 14:16 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
SaleCommon Stock 7,000 $53.13 $371,885.50
Disclosure

SEC source: 0001562180-19-000813 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,661

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.11 to $53.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Right (sars) · Derivative 32,000 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-000851 · primarydocument.xml · derivative · entry 6

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Underlying: Common Stock · 32,000 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 18,323 $53.21 $974,966.83
Disclosure

SEC source: 0001562180-19-000851 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,012.7066

F1 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:21 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 32,000 $12.61 $403,616.00
Disclosure

SEC source: 0001562180-19-000851 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,335.7066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:15 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 7,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000694 · primarydocument.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,673

Underlying: Common Stock · 7,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:15 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 15,994.5555 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000694 · primarydocument.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,851.8855

Underlying: Common Stock · 15,994.5555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:26 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 69,894 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000697 · primarydocument.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,944

Underlying: Common Stock · 69,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:26 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 140,170.5555 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000697 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,491.5859

Underlying: Common Stock · 140,170.5555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:20 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 8,170 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000696 · primarydocument.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,742

Underlying: Common Stock · 8,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F9 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:20 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 5,286.555 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000696 · primarydocument.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,147.9587

Underlying: Common Stock · 5,286.555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F6 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:20 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 3,377 $52.28 $176,549.56
Disclosure

SEC source: 0001562180-19-000696 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,686.4408

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:20 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 11,436 $52.28 $597,874.08
Disclosure

SEC source: 0001562180-19-000696 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,059.4408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:18 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 4,066 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000695 · primarydocument.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,507

Underlying: Common Stock · 4,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:18 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 2,441 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000695 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,121.1859

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:18 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 8,132 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000695 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,562.1859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 16,218 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000693 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,668

Underlying: Common Stock · 16,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 11,438 $52.28 $597,978.64
Disclosure

SEC source: 0001562180-19-000693 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,335.7066

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Unit

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 32,436 $52.28 $1,695,754.08
Disclosure

SEC source: 0001562180-19-000693 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,773.7066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:10 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 6,960 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000691 · primarydocument.xml · derivative · entry 5

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,239

Underlying: Common Stock · 6,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · kind: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F8 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:10 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 7,342.5555 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000691 · primarydocument.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535.5685

Underlying: Common Stock · 7,342.5555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F5 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:10 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 2,087 $52.28 $109,108.36
Disclosure

SEC source: 0001562180-19-000691 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,337.3528

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:10 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 6,960 $52.28 $363,868.80
Disclosure

SEC source: 0001562180-19-000691 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,424.3528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

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January 31, 2019 Filed Feb 4, 2019 20:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 5,446 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000692 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,138

Underlying: Common Stock · 5,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · kind: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.exercise_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F5 · derivative.expiration_date: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

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January 31, 2019 Filed Feb 4, 2019 20:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 3,157 $52.28 $165,047.96
Disclosure

SEC source: 0001562180-19-000692 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,661

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

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January 31, 2019 Filed Feb 4, 2019 20:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 10,892 $52.28 $569,433.76
Disclosure

SEC source: 0001562180-19-000692 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

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January 23, 2019 Filed Jan 25, 2019 20:58 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantStock Option (Right to Buy) · Derivative 24,092 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000515 · primarydocument.xml · derivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,092

Underlying: Common Stock · 24,092 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 23, 2019 Filed Jan 25, 2019 20:58 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
GrantRestricted Stock Units · Derivative 5,750 $50.78 $291,985.00
Disclosure

SEC source: 0001562180-19-000515 · primarydocument.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,199

Underlying: Common Stock · 5,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Carey Nate CVice President & Controller
GrantStock Option (Right to Buy) · Derivative 8,746 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000513 · primarydocument.xml · derivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

Underlying: Common Stock · 8,746 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Carey Nate CVice President & Controller
GrantRestricted Stock Units · Derivative 2,087 $50.78 $105,977.86
Disclosure

SEC source: 0001562180-19-000513 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:58 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantStock Option (Right to Buy) · Derivative 52,805 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000514 · primarydocument.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

Underlying: Common Stock · 52,805 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 23, 2019 Filed Jan 25, 2019 20:58 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 12,603 $50.78 $639,980.34
Disclosure

SEC source: 0001562180-19-000514 · primarydocument.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,584

Underlying: Common Stock · 12,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Knobel Jeff AVice President & Treasurer
GrantStock Option (Right to Buy) · Derivative 11,881 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000512 · primarydocument.xml · derivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,881

Underlying: Common Stock · 11,881 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Knobel Jeff AVice President & Treasurer
GrantRestricted Stock Units · Derivative 2,836 $50.78 $144,012.08
Disclosure

SEC source: 0001562180-19-000512 · primarydocument.xml · derivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,573

Underlying: Common Stock · 2,836 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

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January 23, 2019 Filed Jan 25, 2019 20:57 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantStock Option (Right to Buy) · Derivative 31,353 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000511 · primarydocument.xml · derivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,353

Underlying: Common Stock · 31,353 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:57 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GrantRestricted Stock Units · Derivative 7,483 $50.78 $379,986.74
Disclosure

SEC source: 0001562180-19-000511 · primarydocument.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,912

Underlying: Common Stock · 7,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantStock Option (Right to Buy) · Derivative 32,508 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000510 · primarydocument.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,508

Underlying: Common Stock · 32,508 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:57 UTC
Pauley Lisa AnnSR VP, HR & Administration
GrantRestricted Stock Units · Derivative 7,759 $50.78 $394,002.02
Disclosure

SEC source: 0001562180-19-000510 · primarydocument.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,479

Underlying: Common Stock · 7,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:54 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantStock Option (Right to Buy) · Derivative 54,785 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000509 · primarydocument.xml · derivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,785

Underlying: Common Stock · 54,785 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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January 23, 2019 Filed Jan 25, 2019 20:54 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantRestricted Stock Units · Derivative 13,076 $50.78 $663,999.28
Disclosure

SEC source: 0001562180-19-000509 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,886

Underlying: Common Stock · 13,076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 20:53 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
GrantStock Option (Right to Buy) · Derivative 239,274 $0.00 Strike: $50.78 $0.00
Disclosure

SEC source: 0001562180-19-000508 · primarydocument.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,274

Underlying: Common Stock · 239,274 shares

Expires 2029-01-23

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.