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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 3, 2019 13:11 UTC GrantRestricted Stock Units · Derivative 2,135 $70.26 $150,005.10
Disclosure

SEC source: 0001562180-19-003831 · primarydocument.xml · derivative · entry 1

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

Underlying: Common Stock · 2,135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Director Election Restricted Stock Unit Grant.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:39 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 390.3858 $65.32 $25,500.00
Disclosure

SEC source: 0001562180-19-003592 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,799.2904

Underlying: Common Stock · 390.3858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:39 UTC OtherDeferred Compensation Company Stock Plan · Derivative 390.3858 $65.32 $25,500.00
Disclosure

SEC source: 0001562180-19-003593 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834.8824

Underlying: Common Stock · 390.3858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 21:48 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
SaleCommon Stock 5,000 $66.14 $330,693.50
Disclosure

SEC source: 0001562180-19-003477 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,045

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.12 to $66.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 19:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 1,847 $65.56 $121,089.32
Disclosure

SEC source: 0001562180-19-003414 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,638.2762

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.47 to $65.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 19:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 7,400 $65.10 $481,740.00
Disclosure

SEC source: 0001562180-19-003414 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,485.2762

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.42 to $65.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Options (Right to Buy) · Derivative 9,200 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · derivative · entry 8

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,200 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Appreciation Rights (sars) · Derivative 28,000 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · derivative · entry 7

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 1,761 $65.90 $116,049.90
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 4

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,444.6325

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 9,200 $12.61 $116,035.00
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 3

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,205.6325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Incentive Stock Options (ISOs).

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 14,731 $65.90 $970,772.90
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,005.6325

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:26 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 28,000 $12.61 $353,150.00
Disclosure

SEC source: 0001562180-19-003441 · primarydocument.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,736.6325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,320

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,473 $62.05 $711,899.65
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,885.2762

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 20:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-003341 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,358.2762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 21, 2019 Filed May 21, 2019 20:01 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 6,708 $62.14 $416,837.13
Disclosure

SEC source: 0001562180-19-003021 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,374.3227

F1 · price: This transaction was executed in multiple trades at prices ranging from $62.14 to $62.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2019 Filed May 20, 2019 20:02 UTC
Knobel Jeff AVice President & Treasurer
SaleCommon Stock 6,300 $62.28 $392,343.21
Disclosure

SEC source: 0001562180-19-002989 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,469.7801

Read SEC document
May 16, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 2,897 $63.06 $182,684.82
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · nonDerivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,962.1558

F4 · price: This transaction was executed in multiple trades at prices ranging from $63.03 to $63.0875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:13 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 15,982.1 $62.57 $1,000,000.00
Disclosure

SEC source: 0001562180-19-002959 · primarydocument.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,583.0178

Underlying: Common Stock · 15,982.1 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · kind: Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.

F8 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:00 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 19,700 $0.00 Strike: $24.54 $0.00
Disclosure

SEC source: 0001562180-19-002988 · primarydocument.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 19,700 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 20, 2019 20:00 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 12,992 $62.57 $812,909.44
Disclosure

SEC source: 0001562180-19-002988 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,082.3227

Read SEC document
May 16, 2019 Filed May 20, 2019 20:00 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 19,700 $24.54 $483,339.50
Disclosure

SEC source: 0001562180-19-002988 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,074.3227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Option (Right to Buy) · Derivative 2,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · derivative · entry 9

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160

Underlying: Common Stock · 2,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 6,480 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · derivative · entry 8

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440

Underlying: Common Stock · 6,480 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 549 $62.51 $34,317.99
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,859.1558

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 2,720 $12.61 $34,306.00
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,408.1558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Incentive Stock Options (ISOs).

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,583 $62.51 $223,973.33
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,688.1558

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 6,480 $12.61 $81,729.00
Disclosure

SEC source: 0001562180-19-002966 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,271.1558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 10,800 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-19-002959 · primarydocument.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Underlying: Common Stock · 10,800 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 6,485 $62.51 $405,377.35
Disclosure

SEC source: 0001562180-19-002959 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,236.0053

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 10,800 $17.92 $193,514.40
Disclosure

SEC source: 0001562180-19-002959 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,721.0053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
May 14, 2019 Filed May 16, 2019 13:38 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002833 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,629.5461

Read SEC document
May 09, 2019 Filed May 10, 2019 20:00 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
GiftCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002750 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,129.5461

Read SEC document
May 06, 2019 Filed May 8, 2019 20:54 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 4,011 $61.95 $248,481.45
Disclosure

SEC source: 0001562180-19-002715 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,129.5461

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $61.81 to $62.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:54 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 5,100 $61.43 $313,293.00
Disclosure

SEC source: 0001562180-19-002715 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,140.5461

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.81 to $61.79. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:02 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,040

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:02 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,609 $58.67 $681,100.03
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,240.5461

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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May 01, 2019 Filed May 3, 2019 15:02 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-002504 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,849.5461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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April 24, 2019 Filed Apr 25, 2019 19:31 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002359 · primarydocument.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,926

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 24, 2019 Filed Apr 25, 2019 19:12 UTC
Ross Cathy DDirector
GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002358 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,563

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 24, 2019 Filed Apr 25, 2019 19:12 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002357 · primarydocument.xml · derivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,282

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 24, 2019 Filed Apr 25, 2019 19:12 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002356 · primarydocument.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,610

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:11 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002355 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,038

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:11 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002354 · primarydocument.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,922

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:11 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002353 · primarydocument.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,282

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 19:11 UTC GrantRestricted Stock Units · Derivative 2,462 $58.90 $145,011.80
Disclosure

SEC source: 0001562180-19-002352 · primarydocument.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,926

Underlying: Common Stock · 2,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

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April 04, 2019 Filed Apr 5, 2019 15:44 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 9,100 $57.97 $527,527.00
Disclosure

SEC source: 0001562180-19-002220 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,115.2301

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $57.81 to $58.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 01, 2019 Filed Apr 3, 2019 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · derivative · entry 5

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,760

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

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April 01, 2019 Filed Apr 3, 2019 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,620 $58.40 $678,608.00
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,215.2301

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:08 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-002176 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,835.2301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.