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BALL

BALL Corp

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Tapewire entity
3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2020 Filed Feb 1, 2020 00:14 UTC
Carey Nate CVice President & Controller
GrantRestricted Stock Units · Derivative 1,626 $72.59 $118,031.34
Disclosure

SEC source: 0001562180-20-000714 · primarydocument.xml · derivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantStock Option (Right to Buy) · Derivative 42,448 $0.00 Strike: $72.59 $0.00
Disclosure

SEC source: 0001562180-20-000713 · primarydocument.xml · derivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,448

Underlying: Common Stock · 42,448 shares

Expires 2030-01-29

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
GrantRestricted Stock Units · Derivative 8,982 $72.59 $652,003.38
Disclosure

SEC source: 0001562180-20-000713 · primarydocument.xml · derivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,434

Underlying: Common Stock · 8,982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantStock Option (Right to Buy) · Derivative 44,271 $0.00 Strike: $72.59 $0.00
Disclosure

SEC source: 0001562180-20-000712 · primarydocument.xml · derivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,271

Underlying: Common Stock · 44,271 shares

Expires 2030-01-29

F3 · kind: Non-Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan.

Read SEC document
January 29, 2020 Filed Feb 1, 2020 00:14 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantRestricted Stock Units · Derivative 9,368 $72.59 $680,023.12
Disclosure

SEC source: 0001562180-20-000712 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,700

Underlying: Common Stock · 9,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 01:48 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 13,520 $71.74 $969,959.95
Disclosure

SEC source: 0001562180-20-000487 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,670.2832

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $71.20 to $72.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 01:48 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 4,400 $70.80 $311,527.92
Disclosure

SEC source: 0001562180-20-000487 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,190.2832

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.20 to $71.195. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 01:58 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-000435 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,065

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 01:58 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 20,293 $68.21 $1,384,185.53
Disclosure

SEC source: 0001562180-20-000435 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,537.7739

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
January 15, 2020 Filed Jan 18, 2020 01:58 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-000435 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,830.7739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
January 13, 2020 Filed Jan 15, 2020 00:05 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000375 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,452

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 00:05 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 1,543 $67.50 $104,152.50
Disclosure

SEC source: 0001562180-20-000375 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,502

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 00:05 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000375 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 500 $64.65 $32,325.00
Disclosure

SEC source: 0001562180-19-006194 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,590.7739

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $64.54 to $64.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:39 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 14,911 $63.87 $952,365.57
Disclosure

SEC source: 0001562180-19-006194 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,090.7739

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $63.50 to $64.46. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,214 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-19-006178 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,278

Underlying: Common Stock · 38,214 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 22,803 $63.97 $1,458,707.91
Disclosure

SEC source: 0001562180-19-006178 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,707.2752

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 23:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,214 $17.92 $684,718.45
Disclosure

SEC source: 0001562180-19-006178 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,510.2752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:42 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 393.3411 $63.97 $25,162.03
Disclosure

SEC source: 0001562180-19-006181 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540.23

Underlying: Common Stock · 393.3411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:42 UTC OtherDeferred Compensation Company Stock Plan · Derivative 401.3831 $63.97 $25,676.48
Disclosure

SEC source: 0001562180-19-006180 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577.9353

Underlying: Common Stock · 401.3831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:10 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 84,244 $64.13 $5,402,567.72
Disclosure

SEC source: 0001562180-19-006013 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,022.1426

Read SEC document
December 09, 2019 Filed Dec 18, 2019 00:53 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 76,728 $64.13 $4,920,566.64
Disclosure

SEC source: 0001562180-19-006164 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 76,728

Read SEC document
December 09, 2019 Filed Dec 18, 2019 00:53 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 84,244 $64.13 $5,402,567.72
Disclosure

SEC source: 0001562180-19-006164 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,778.1426

F1 · shares: Mr. Morrison transferred (a) 76,728 shares to a trust established for the benefit of his spouse and of which his spouse and a financial institution are co-trustees, and (b) 7,516 shares to a charitable foundation.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 23:14 UTC
Knobel Jeff AVice President & Treasurer
SaleCommon Stock 6,782 $63.38 $429,850.62
Disclosure

SEC source: 0001562180-19-005937 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,139.5821

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.37 to $63.3812. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 200 $66.53 $13,306.00
Disclosure

SEC source: 0001562180-19-005925 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,296.2752

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.52 to $66.535. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 9,182 $66.15 $607,389.30
Disclosure

SEC source: 0001562180-19-005925 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,496.2752

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $65.515 to $66.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionStock Appreciation Rights (sars) · Derivative 18,600 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0001562180-19-005879 · primarydocument.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,600 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 11,818 $65.79 $777,506.22
Disclosure

SEC source: 0001562180-19-005879 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,921.5821

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 18,600 $22.97 $427,149.00
Disclosure

SEC source: 0001562180-19-005879 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,739.5821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-005878 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,338 $65.79 $745,927.02
Disclosure

SEC source: 0001562180-19-005878 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,678.2752

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 23:57 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-005878 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,016.2752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
November 20, 2019 Filed Nov 21, 2019 01:01 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 15,560 $67.58 $1,051,544.80
Disclosure

SEC source: 0001562180-19-005620 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,296.2752

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $67.12 to $67.995. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Option (Right to Buy) · Derivative 2,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · derivative · entry 8

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 6,480 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · derivative · entry 7

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,480 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

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November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 523 $65.60 $34,308.80
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,266.1426

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November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 2,720 $12.61 $34,307.36
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,789.1426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of Incentive Stock Options (ISOs).

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November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,548 $65.60 $232,748.80
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,069.1426

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

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November 15, 2019 Filed Nov 19, 2019 21:36 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 6,480 $12.61 $81,732.24
Disclosure

SEC source: 0001562180-19-005578 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,617.1426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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November 15, 2019 Filed Nov 19, 2019 21:24 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 10,800 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-19-005576 · primarydocument.xml · derivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,800 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.

F6 · derivative.exercise_date: Vests 13,500 share(s) on 26-Jan-2012, 13,500 share(s) on 26-Jan-2013, 13,500 share(s) on 26-Jan-2014, 13,500 share(s) on 26-Jan-2015

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November 15, 2019 Filed Nov 19, 2019 21:24 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 6,403 $65.60 $420,036.80
Disclosure

SEC source: 0001562180-19-005576 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,617.7466

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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November 15, 2019 Filed Nov 19, 2019 21:24 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 10,800 $17.92 $193,514.40
Disclosure

SEC source: 0001562180-19-005576 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,020.7466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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November 15, 2019 Filed Nov 19, 2019 21:13 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,214 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-19-005574 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,492

Underlying: Common Stock · 38,214 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

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November 15, 2019 Filed Nov 19, 2019 21:13 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 22,654 $65.60 $1,486,102.40
Disclosure

SEC source: 0001562180-19-005574 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,856.2752

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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November 15, 2019 Filed Nov 19, 2019 21:13 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,214 $17.92 $684,718.45
Disclosure

SEC source: 0001562180-19-005574 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,510.2752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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November 06, 2019 Filed Nov 7, 2019 00:52 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 9,465 $66.48 $629,233.20
Disclosure

SEC source: 0001562180-19-005384 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,296.2752

F1 · kind: Sale of stock pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.28 to $66.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 01, 2019 Filed Nov 5, 2019 22:45 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,720 $0.00 Strike: $12.61 $0.00
Disclosure

SEC source: 0001562180-19-005352 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,720

Underlying: Common Stock · 20,720 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 8, 2019, 10b5-1 Plan.

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November 01, 2019 Filed Nov 5, 2019 22:45 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 11,255 $68.36 $769,391.80
Disclosure

SEC source: 0001562180-19-005352 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,761.2752

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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November 01, 2019 Filed Nov 5, 2019 22:45 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 20,720 $12.61 $261,341.36
Disclosure

SEC source: 0001562180-19-005352 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,016.2752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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October 21, 2019 Filed Oct 23, 2019 21:45 UTC GrantRestricted Stock Units · Derivative 2,075 $72.29 $150,001.75
Disclosure

SEC source: 0001562180-19-005215 · primarydocument.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075

Underlying: Common Stock · 2,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · kind: Director Election Restricted Stock Unit Grant.

F3 · derivative.exercise_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

F3 · derivative.expiration_date: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.