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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2020 Filed May 19, 2020 15:27 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 30,266 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001562180-20-003715 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,534

Underlying: Common Stock · 30,266 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:27 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 18,447 $62.23 $1,147,956.81
Disclosure

SEC source: 0001562180-20-003715 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,956.0049

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
May 15, 2020 Filed May 19, 2020 15:27 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 30,266 $18.85 $570,514.10
Disclosure

SEC source: 0001562180-20-003715 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,403.0049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003303 · primarydocument.xml · derivative · entry 1

Mariani Pedro Henrique · CIK 0001512259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,931

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003302 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,359

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003301 · primarydocument.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,243

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003300 · primarydocument.xml · derivative · entry 1

Sapp Betty J. · CIK 0001780655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC
Ross Cathy DDirector
GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003299 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003297 · primarydocument.xml · derivative · entry 1

NIEKAMP CYNTHIA A · CIK 0001169207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,247

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003298 · primarydocument.xml · derivative · entry 1

TAYLOR STUART A II · CIK 0001208954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,603

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003295 · primarydocument.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,396

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003296 · primarydocument.xml · derivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,603

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 29, 2020 Filed May 4, 2020 23:20 UTC GrantRestricted Stock Units · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003294 · primarydocument.xml · derivative · entry 1

HEINRICH DANIEL J · CIK 0001203226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,247

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock.

F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.

Read SEC document
April 15, 2020 Filed Apr 22, 2020 21:06 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-003082 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,426

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
April 15, 2020 Filed Apr 22, 2020 21:06 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 22,477 $67.64 $1,520,344.28
Disclosure

SEC source: 0001562180-20-003082 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,439.1389

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
April 15, 2020 Filed Apr 22, 2020 21:06 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-003082 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,916.1389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:46 UTC OtherDeferred Compensation Company Stock Plan · Derivative 466.814 $58.43 $27,275.94
Disclosure

SEC source: 0001562180-20-002651 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306.3853

Underlying: Common Stock · 466.814 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 01:45 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 540.9959 $58.43 $31,610.39
Disclosure

SEC source: 0001562180-20-002650 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,342.8619

Underlying: Common Stock · 540.9959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,600 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-002636 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Common Stock · 20,600 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 12,599 $58.43 $736,159.57
Disclosure

SEC source: 0001562180-20-002636 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,925.0002

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 20,600 $17.92 $369,110.80
Disclosure

SEC source: 0001562180-20-002636 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,524.0002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-002635 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,639

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 23,371 $58.43 $1,365,567.53
Disclosure

SEC source: 0001562180-20-002635 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,320.0416

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:29 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-002635 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,691.0416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 686 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002591 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,648

Underlying: Common Stock · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 302 $63.84 $19,279.68
Disclosure

SEC source: 0001562180-20-002591 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,571

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 686 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002591 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 860 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002590 · primarydocument.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,823

Underlying: Common Stock · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 379 $63.84 $24,195.36
Disclosure

SEC source: 0001562180-20-002590 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,028.934

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 22:08 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 860 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002590 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,407.934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
March 11, 2020 Filed May 18, 2020 16:31 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GiftCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003675 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,000

F1 · ownership.nature: These shares were transferred on March 11, 2020, to an entity owned entirely by the reporting person.

Read SEC document
March 11, 2020 Filed May 18, 2020 16:31 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GiftCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003675 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,293.155

F1 · shares: These shares were transferred on March 11, 2020, to an entity owned entirely by the reporting person.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 00:16 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
SaleCommon Stock 16,491 $76.93 $1,268,652.63
Disclosure

SEC source: 0001562180-20-001611 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,467.2832

F1 · kind: Sale of stock pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.70 to $77.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:50 UTC OtherDeferred Compensation Company Stock Plan · Derivative 220.1405 $76.86 $16,920.00
Disclosure

SEC source: 0001562180-20-001736 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798.0758

Underlying: Common Stock · 220.1405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:50 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 220.1405 $76.86 $16,920.00
Disclosure

SEC source: 0001562180-20-001735 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,760.3705

Underlying: Common Stock · 220.1405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:50 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 1,561.2802 $76.86 $120,000.00
Disclosure

SEC source: 0001562180-20-001734 · primarydocument.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,672.7908

Underlying: Common Stock · 1,561.2802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:50 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 1,561.2802 $76.86 $120,000.00
Disclosure

SEC source: 0001562180-20-001733 · primarydocument.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,966.8561

Underlying: Common Stock · 1,561.2802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Feb 26, 2020 01:50 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 1,561.2802 $76.86 $120,000.00
Disclosure

SEC source: 0001562180-20-001732 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,175.3059

Underlying: Common Stock · 1,561.2802 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment OtherDeferred Compensation Company Stock Plan · Derivative 261.636 $64.67 $16,920.00
Disclosure

SEC source: 0001562180-20-002074 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839.5713

Underlying: Common Stock · 261.636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 1,855.5745 $64.67 $120,000.00
Disclosure

SEC source: 0001562180-20-002073 · primarydocument.xml · derivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,261.1504

Underlying: Common Stock · 1,855.5745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherDeferred Compensation Company Stock Plan · Derivative 1,855.5745 $64.67 $120,000.00
Disclosure

SEC source: 0001562180-20-002072 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,469.6002

Underlying: Common Stock · 1,855.5745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
OtherDeferred Compensation Company Stock Plan · Derivative 1,855.5745 $64.67 $120,000.00
Disclosure

SEC source: 0001562180-20-002071 · primarydocument.xml · derivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,967.085

Underlying: Common Stock · 1,855.5745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Mar 4, 2020 02:09 UTC Amendment
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 261.636 $64.67 $16,920.00
Disclosure

SEC source: 0001562180-20-002070 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,801.866

Underlying: Common Stock · 261.636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 21, 2020 Filed Jun 4, 2020 19:55 UTC Amendment
MORRISON SCOTT CSR. V.P. and C.F.O.
GrantDeferred Compensation Company Stock Plan · Derivative 1,855.5745 $64.67 $120,000.00
Disclosure

SEC source: 0001562180-20-004282 · primarydocument.xml · derivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,469.6002

Underlying: Common Stock · 1,855.5745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:07 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-001426 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,852

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:07 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 21,722 $78.04 $1,695,184.88
Disclosure

SEC source: 0001562180-20-001426 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,958.2832

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 01:07 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-001426 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,680.2832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
February 14, 2020 Filed Feb 19, 2020 15:08 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 10,000 $77.50 $774,957.00
Disclosure

SEC source: 0001562180-20-001329 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,156.5795

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.35 to $77.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 1,526 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 8

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,882

Underlying: Common Stock · 1,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8 · derivative.exercise_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

F8 · derivative.expiration_date: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:51 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 4,628 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000889 · primarydocument.xml · derivative · entry 7

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,408

Underlying: Common Stock · 4,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7 · derivative.expiration_date: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.