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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionRestricted Stock Units · Derivative 9,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006038 · primarydocument.xml · derivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,079

Underlying: Common Stock · 9,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 10,882.1105 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006038 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,205.9892

Underlying: Common Stock · 10,882.1105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006037 · primarydocument.xml · derivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,109

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:17 UTC Amendment
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionDeferred Compensation Company Stock Plan · Derivative 8,587.5715 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006037 · primarydocument.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,978.6535

Underlying: Common Stock · 8,587.5715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 18:00 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
SaleCommon Stock 23,146 $81.91 $1,895,777.76
Disclosure

SEC source: 0001562180-20-005827 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,072.1827

F2 · price: This transaction was executed in multiple trades at prices ranging from $81.67 to $82.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 18:00 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GiftCommon Stock 10,659 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005827 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,295

F1 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:52 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 54,000 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001562180-20-005731 · primarydocument.xml · derivative · entry 8

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,000 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Vests 13,500 share(s) on 25-Jan-2013, 13,500 share(s) on 25-Jan-2014, 13,500 share(s) on 25-Jan-2015, 13,500 share(s) on 25-Jan-2016

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:52 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
OtherDeferred Compensation Company Stock Plan · Derivative 25,659.3896 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005731 · primarydocument.xml · derivative · entry 7

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,204.3088

Underlying: Common Stock · 25,659.3896 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F7 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:52 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 3

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,218.1827

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:52 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 30,854 $80.27 $2,476,650.58
Disclosure

SEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,218.1827

F2 · kind: Shares withheld for the cost of the SARS and for payment of the tax obligation on the exercise of the SARS.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 22:52 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 54,000 $18.85 $1,017,900.00
Disclosure

SEC source: 0001562180-20-005731 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,072.1827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
August 25, 2020 Filed Aug 25, 2020 21:34 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 7,887 $77.41 $610,495.60
Disclosure

SEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 3

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,217.8233

F3 · price: This transaction was executed in multiple trades at prices ranging from $77.385 to $77.4475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:34 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 24,760 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001562180-20-005652 · primarydocument.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,760 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:34 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 16,873 $76.62 $1,292,809.26
Disclosure

SEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,104.8233

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 21:34 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 24,760 $33.05 $818,318.00
Disclosure

SEC source: 0001562180-20-005652 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,977.8233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 1,700 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · derivative · entry 7

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 1,736 $0.00 Strike: $37.59 $0.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · derivative · entry 6

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 1,736 shares

Expires 2027-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
SaleCommon Stock 3,046 $76.05 $231,636.12
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174.7876

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 2,126 $76.36 $162,341.36
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 3

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,220.7876

F2 · kind: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 1,736 $37.59 $65,247.56
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346.7876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
August 18, 2020 Filed Aug 20, 2020 13:34 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 1,700 $33.05 $56,185.00
Disclosure

SEC source: 0001562180-20-005574 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610.7876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:24 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 20,600 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001562180-20-005183 · primarydocument.xml · derivative · entry 5

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,934

Underlying: Common Stock · 20,600 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:24 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 12,035 $69.52 $836,673.20
Disclosure

SEC source: 0001562180-20-005183 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,546.2255

F2 · kind: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:24 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 20,600 $18.85 $388,310.00
Disclosure

SEC source: 0001562180-20-005183 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,581.2255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:23 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 4,410 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005182 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,828

Underlying: Common Stock · 4,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:23 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 1,940 $63.84 $123,849.60
Disclosure

SEC source: 0001562180-20-005182 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,041

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 01:23 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005182 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC OtherDeferred Compensation Company Stock Plan · Derivative 400.9672 $68.33 $27,398.09
Disclosure

SEC source: 0001562180-20-004572 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707.3524

Underlying: Common Stock · 400.9672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionRestricted Stock Units · Derivative 4,410 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004573 · primarydocument.xml · derivative · entry 4

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,238

Underlying: Common Stock · 4,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Lapse of restricted stock units.

F4 · derivative.exercise_date: Lapse of restricted stock units.

F4 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Tax withholdingCommon Stock 1,940 $63.84 $123,849.60
Disclosure

SEC source: 0001562180-20-004573 · primarydocument.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,041

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 4,410 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004573 · primarydocument.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 495.6221 $68.33 $33,865.86
Disclosure

SEC source: 0001562180-20-004570 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,838.484

Underlying: Common Stock · 495.6221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-004569 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 22,431 $68.20 $1,529,794.20
Disclosure

SEC source: 0001562180-20-004569 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,481.2541

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
June 15, 2020 Filed Jun 18, 2020 00:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-004569 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,912.2541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionStock Appreciation Rights (sars) · Derivative 17,600 $0.00 Strike: $24.54 $0.00
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 8

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,600 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionStock Appreciation Rights (sars) · Derivative 14,468 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 7

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,468 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionStock Appreciation Rights (sars) · Derivative 13,802 $0.00 Strike: $33.08 $0.00
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · derivative · entry 6

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,802 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 30,508 $74.08 $2,260,032.64
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,425.2608

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 13,802 $33.08 $456,501.15
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 3

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,933.2608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 17,600 $24.54 $431,816.00
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,131.2608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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June 08, 2020 Filed Jun 10, 2020 01:53 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 14,468 $33.05 $478,167.40
Disclosure

SEC source: 0001562180-20-004402 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,531.2608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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June 08, 2020 Filed Jun 10, 2020 12:15 UTC
Knobel Jeff AVice President & Treasurer
SaleCommon Stock 35,000 $72.98 $2,554,384.00
Disclosure

SEC source: 0001562180-20-004403 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,425.2608

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.98 to $73.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 04, 2020 Filed Jun 4, 2020 21:51 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 20,000 $75.09 $1,501,750.00
Disclosure

SEC source: 0001562180-20-004296 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,956.0049

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.24. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 21, 2020 Filed May 22, 2020 18:21 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
GiftCommon Stock 11,700 $64.04 $749,268.00
Disclosure

SEC source: 0001562180-20-003855 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,982.1389

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May 20, 2020 Filed May 22, 2020 18:20 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
GiftCommon Stock 112,000 $64.19 $7,189,280.00
Disclosure

SEC source: 0001562180-20-003854 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,000

F1 · ownership.nature: These shares are held by an entity owned entirely by the reporting person.

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May 18, 2020 Filed Jul 18, 2020 00:30 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
OtherCommon Stock 8.9271 $60.11 $536.61
Disclosure

SEC source: 0001562180-20-005181 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,973.1201

F1 · kind: May 2020 ESPP

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May 15, 2020 Filed May 19, 2020 15:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 38,213 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0001562180-20-003716 · primarydocument.xml · derivative · entry 4

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,213

Underlying: Common Stock · 38,213 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.

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May 15, 2020 Filed May 19, 2020 15:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Tax withholdingCommon Stock 22,970 $62.23 $1,429,423.10
Disclosure

SEC source: 0001562180-20-003716 · primarydocument.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,682.1389

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

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May 15, 2020 Filed May 19, 2020 15:27 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 38,213 $17.92 $684,700.53
Disclosure

SEC source: 0001562180-20-003716 · primarydocument.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,652.1389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.