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BALL

BALL Corp

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3320
SEC CIK
0000009389
Parsed reports
996

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202611
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2020 Filed Dec 10, 2020 00:09 UTC
HAYES JOHN ADirector · Chairman, President & C.E.O.
SaleCommon Stock 31,412 $93.72 $2,943,844.69
Disclosure

SEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 3

HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,490.0169

F4 · price: This transaction was executed in multiple trades at prices ranging from $93.28 to $94.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
December 07, 2020 Filed Dec 10, 2020 00:09 UTC
HAYES JOHN ADirector · Chairman, President & C.E.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 418,400 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0000009389-20-000057 · edgar.xml · derivative · entry 7

HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 418,400 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

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December 07, 2020 Filed Dec 10, 2020 00:09 UTC
HAYES JOHN ADirector · Chairman, President & C.E.O.
Tax withholdingCommon Stock 230,277 $95.50 $21,991,453.50
Disclosure

SEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 2

HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,902.0169

F3 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
December 07, 2020 Filed Dec 10, 2020 00:09 UTC
HAYES JOHN ADirector · Chairman, President & C.E.O.
Exercise / conversionCommon Stock 418,400 $18.85 $7,886,840.00
Disclosure

SEC source: 0000009389-20-000057 · edgar.xml · nonDerivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · Chairman, President & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,179.0169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 23:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 23,508 $94.04 $2,210,614.74
Disclosure

SEC source: 0000009389-20-000051 · edgar.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,070.7272

F3 · shares: These shares represent a portion of the net shares obtained through SAR exercises and restricted stock unit lapses in 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $93.70 to $94.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 23:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
SaleCommon Stock 6,492 $93.36 $606,076.89
Disclosure

SEC source: 0000009389-20-000051 · edgar.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,578.7272

F3 · shares: These shares represent a portion of the net shares obtained through SAR exercises and restricted stock unit lapses in 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $92.95 to $93.695. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:12 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 5,350 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000051 · edgar.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,070.7272

F1 · shares: Mr. Morrison transferred these shares to a charitable foundation.

F2 · balance_after: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

Read SEC document
November 20, 2020 Filed Nov 20, 2020 22:30 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 4,272 $97.35 $415,859.12
Disclosure

SEC source: 0000009389-20-000041 · edgar.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,982.0297

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.345 to $97.3453. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:30 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
GiftCommon Stock 2,696 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000041 · edgar.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,254.0297

Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 10,000 $96.57 $965,717.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 4

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 13,295

F5 · price: This transaction was executed in multiple trades at prices ranging from $96.50 to $96.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000037 · edgar.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 147,028

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 14,500 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000037 · edgar.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,414.9119

F1 · shares: Mr. Morrison transferred these shares to a trust established for the benefit of his spouse and of which his spouse and a financial institution are co-trustees.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:53 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
SaleCommon Stock 10,000 $95.83 $958,309.00
Disclosure

SEC source: 0000009389-20-000039 · edgar.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,921.8033

F1 · price: This transaction was executed in multiple trades at prices ranging from $95.62 to $96.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
Exercise / conversionStock Appreciation Rights (sars) · Derivative 10,000 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · derivative · entry 9

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,400

Underlying: Common Stock · 10,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 5,728 $96.76 $554,241.28
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,950.0297

F7 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 10,000 $22.97 $229,650.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 5

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,678.0297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 10,000 $95.60 $955,991.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 3

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 23,295

F4 · price: This transaction was executed in multiple trades at prices ranging from $95.435 to $95.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 10,000 $95.37 $953,724.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 33,295

F3 · price: This transaction was executed in multiple trades at prices ranging from $95.16 to $95.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 55,800 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000037 · edgar.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 132,528

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:47 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
GiftCommon Stock 55,800 $0.00 $0.00
Disclosure

SEC source: 0000009389-20-000037 · edgar.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,914.9119

F1 · shares: Mr. Morrison transferred these shares to a trust established for the benefit of his spouse and of which his spouse and a financial institution are co-trustees.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:41 UTC
BAKER CHARLES EVP, GEN COUNSEL & CORP SEC
SaleCommon Stock 10,000 $94.41 $944,058.00
Disclosure

SEC source: 0000009389-20-000035 · edgar.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP, GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 43,295

F1 · price: This transaction was executed in multiple trades at prices ranging from $94.29 to $94.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionStock Option (Right to Buy) · Derivative 3,400 $0.00 Strike: $33.05 $0.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · derivative · entry 6

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of Non- Qualified Stock Options (NQs).

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
SaleCommon Stock 3,400 $95.52 $324,768.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 3

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,471.4274

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 22:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
Exercise / conversionCommon Stock 3,400 $95.52 $324,768.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 2

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 9,871.4274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired upon exercise of Non- Qualified Stock Options (NQs).

F4 · ownership.nature: The reporting person expressly disclaims beneficial ownership of these securities.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionStock Appreciation Rights (sars) · Derivative 27,400 $0.00 Strike: $17.92 $0.00
Disclosure

SEC source: 0000009389-20-000033 · edgar.xml · derivative · entry 5

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,400 shares

Expires 2021-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
Tax withholdingCommon Stock 14,947 $94.98 $1,419,666.06
Disclosure

SEC source: 0000009389-20-000033 · edgar.xml · nonDerivative · entry 2

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,881.2982

F2 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:19 UTC
Pauley Lisa AnnSR VP, HR & Administration
Exercise / conversionCommon Stock 27,400 $17.92 $490,953.20
Disclosure

SEC source: 0000009389-20-000033 · edgar.xml · nonDerivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,828.2982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:11 UTC
Fisher Daniel WilliamSr VP & COO Global Bev Pkg
SaleCommon Stock 5,000 $93.38 $466,919.00
Disclosure

SEC source: 0000009389-20-000031 · edgar.xml · nonDerivative · entry 1

Fisher Daniel William · CIK 0001693093 · Sr VP & COO Global Bev Pkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,511

F1 · price: This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Pauley Lisa AnnSR VP, HR & Administration
OtherDeferred Compensation Company Stock Plan · Derivative 8,587.5715 $84.43 $725,048.66
Disclosure

SEC source: 0001562180-20-006016 · primarydocument.xml · derivative · entry 1

Pauley Lisa Ann · CIK 0001397952 · SR VP, HR & Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,978.6535

Underlying: Common Stock · 8,587.5715 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
HAYES JOHN ADirector · CHAIRMAN, PRESIDENT & C.E.O.
OtherDeferred Compensation Company Stock Plan · Derivative 10,882.1105 $84.43 $918,776.59
Disclosure

SEC source: 0001562180-20-006015 · primarydocument.xml · derivative · entry 1

HAYES JOHN A · CIK 0001205943 · Director · CHAIRMAN, PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,205.9892

Underlying: Common Stock · 10,882.1105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F2 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 5,254 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006013 · primarydocument.xml · derivative · entry 4

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Underlying: Common Stock · 5,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Knobel Jeff AVice President & Treasurer
Tax withholdingCommon Stock 2,311 $84.43 $195,117.73
Disclosure

SEC source: 0001562180-20-006013 · primarydocument.xml · nonDerivative · entry 2

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,402.6121

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Knobel Jeff AVice President & Treasurer
Exercise / conversionCommon Stock 5,254 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006013 · primarydocument.xml · nonDerivative · entry 1

Knobel Jeff A · CIK 0001491060 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,713.6121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

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September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Carey Nate CVice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · derivative · entry 4

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

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September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Carey Nate CVice President & Controller
Tax withholdingCommon Stock 696 $84.43 $58,763.28
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · nonDerivative · entry 2

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,893.7983

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
Carey Nate CVice President & Controller
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006012 · primarydocument.xml · nonDerivative · entry 1

Carey Nate C · CIK 0001724475 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,589.7983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006014 · primarydocument.xml · derivative · entry 4

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,982

Underlying: Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5 · derivative.exercise_date: Lapse of restricted stock units.

F5 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Tax withholdingCommon Stock 2,112 $84.43 $178,316.16
Disclosure

SEC source: 0001562180-20-006014 · primarydocument.xml · nonDerivative · entry 2

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,905.8233

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:42 UTC
STRAIN ROBERT DSr. VP BallCorp & Pres. BATC
Exercise / conversionCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006014 · primarydocument.xml · nonDerivative · entry 1

STRAIN ROBERT D · CIK 0001045862 · Sr. VP BallCorp & Pres. BATC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,017.8233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionRestricted Stock Units · Derivative 6,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006011 · primarydocument.xml · derivative · entry 6

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,262

Underlying: Common Stock · 6,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Tax withholdingCommon Stock 2,815 $84.43 $237,670.45
Disclosure

SEC source: 0001562180-20-006011 · primarydocument.xml · nonDerivative · entry 2

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,669.6404

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
BAKER CHARLES EVP,GEN COUNSEL & CORP SEC
Exercise / conversionCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006011 · primarydocument.xml · nonDerivative · entry 1

BAKER CHARLES E · CIK 0001286361 · VP,GEN COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,484.6404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionStock Appreciation Rights (sars) · Derivative 60,534 $0.00 Strike: $18.85 $0.00
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · derivative · entry 8

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,534 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · kind: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.

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September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · derivative · entry 7

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,922

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7 · derivative.exercise_date: Lapse of restricted stock units.

F7 · derivative.expiration_date: Lapse of restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 34,194 $84.43 $2,886,999.42
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · nonDerivative · entry 4

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,681.3005

F4 · kind: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 60,534 $18.85 $1,141,065.90
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · nonDerivative · entry 3

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,875.3005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Tax withholdingCommon Stock 3,519 $84.43 $297,109.17
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · nonDerivative · entry 2

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,341.3005

F2 · kind: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:41 UTC
MORRISON SCOTT CSR. V.P. and C.F.O.
Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006010 · primarydocument.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · SR. V.P. and C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,860.3005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:23 UTC
Ross Cathy DDirector
OtherDeferred Compensation Company Stock Plan · Derivative 401.2292 $84.43 $33,875.78
Disclosure

SEC source: 0001562180-20-006008 · primarydocument.xml · derivative · entry 1

Ross Cathy D · CIK 0001354328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,239.7132

Underlying: Common Stock · 401.2292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

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September 15, 2020 Filed Sep 16, 2020 20:22 UTC OtherDeferred Compensation Company Stock Plan · Derivative 324.6014 $84.43 $27,406.10
Disclosure

SEC source: 0001562180-20-006007 · primarydocument.xml · derivative · entry 1

BRYANT JOHN A · CIK 0001185941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031.9538

Underlying: Common Stock · 324.6014 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match.

F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.