Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2017 Filed Mar 14, 2017 22:41 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionEmployee Stock Option · Derivative | 37,200 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-020621 · doc4.xml · derivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,156 Underlying: Common Shares · 37,200 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 22:41 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 37,200 | $31.37 | $1,166,964.00 |
DisclosureSEC source: 0001209191-17-020621 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,571 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.26 to $31.51. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 22:41 UTC |
Finn Michael F.SVP & General Counsel
|
Exercise / conversionCommon Shares | 37,200 | $11.84 | $440,448.00 |
DisclosureSEC source: 0001209191-17-020621 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 22:36 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
Exercise / conversionEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-020617 · doc4.xml · derivative · entry 3 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,874 Underlying: Common Shares · 25,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 22:36 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
SaleCommon Shares | 25,000 | $31.37 | $784,250.00 |
DisclosureSEC source: 0001209191-17-020617 · doc4.xml · nonDerivative · entry 2 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,268 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.26 to $31.50. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 22:36 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
Exercise / conversionCommon Shares | 25,000 | $8.88 | $222,000.00 |
DisclosureSEC source: 0001209191-17-020617 · doc4.xml · nonDerivative · entry 1 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionEmployee Stock Option · Derivative | 14,571 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · derivative · entry 5 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,571 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionEmployee Stock Option · Derivative | 25,429 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · derivative · entry 4 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,508 Underlying: Common Shares · 25,429 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
SaleCommon Shares | 40,000 | $29.29 | $1,171,600.00 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,276 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.14 to $29.48. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionCommon Shares | 14,571 | $8.88 | $129,390.48 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 01:22 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
Exercise / conversionCommon Shares | 25,429 | $11.84 | $301,079.36 |
DisclosureSEC source: 0001209191-17-019095 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionEmployee Stock Option · Derivative | 17,709 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,591 Underlying: Common Shares · 17,709 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC |
Bryant Robert W.EVP & CFO
|
SaleCommon Shares | 17,709 | $29.30 | $518,873.70 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,971 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.13 to $29.43. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 22:26 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionCommon Shares | 17,709 | $11.84 | $209,674.56 |
DisclosureSEC source: 0001209191-17-018414 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC |
SHAVER CHARLES WDirector · CEO
|
GrantEmployee Stock Option · Derivative | 187,164 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · derivative · entry 3 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,164 Underlying: Common Shares · 187,164 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC |
SHAVER CHARLES WDirector · CEO
|
GrantCommon Shares | 48,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · nonDerivative · entry 2 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,394 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:32 UTC |
SHAVER CHARLES WDirector · CEO
|
GrantCommon Shares | 97,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008798 · doc4.xml · nonDerivative · entry 1 SHAVER CHARLES W · CIK 0001269429 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,633 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
GrantEmployee Stock Option · Derivative | 9,765 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: Common Shares · 9,765 shares Expires 2027-02-05 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
GrantRestricted Stock Units · Derivative | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Underlying: Common Shares · 2,544 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F4 · derivative.exercise_date: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
GrantPerformance Share Units · Derivative | 5,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Underlying: Common Shares · 5,088 shares Expires not disclosed F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: The number of performance share units issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. F2 · derivative.expiration_date: The number of performance share units issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
GrantEmployee Stock Option · Derivative | 29,295 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · derivative · entry 3 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,295 Underlying: Common Shares · 29,295 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
GrantCommon Shares | 7,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · nonDerivative · entry 2 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,276 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:31 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
GrantCommon Shares | 15,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008791 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,644 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantEmployee Stock Option · Derivative | 55,335 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,335 Underlying: Common Shares · 55,335 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantCommon Shares | 14,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,167 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
GrantCommon Shares | 28,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,751 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:26 UTC |
Finn Michael F.SVP & General Counsel
|
GrantEmployee Stock Option · Derivative | 30,922 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008775 · doc4.xml · derivative · entry 3 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,922 Underlying: Common Shares · 30,922 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:26 UTC |
Finn Michael F.SVP & General Counsel
|
GrantCommon Shares | 8,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008775 · doc4.xml · nonDerivative · entry 2 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,571 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:26 UTC |
Finn Michael F.SVP & General Counsel
|
GrantCommon Shares | 16,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008775 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,515 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:25 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
GrantEmployee Stock Option · Derivative | 32,550 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008772 · doc4.xml · derivative · entry 3 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,550 Underlying: Common Shares · 32,550 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:25 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
GrantCommon Shares | 8,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008772 · doc4.xml · nonDerivative · entry 2 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,768 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:25 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
GrantCommon Shares | 16,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008772 · doc4.xml · nonDerivative · entry 1 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,288 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC |
Bryant Robert W.EVP & CFO
|
GrantEmployee Stock Option · Derivative | 48,825 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,825 Underlying: Common Shares · 48,825 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC |
Bryant Robert W.EVP & CFO
|
GrantCommon Shares | 12,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · nonDerivative · entry 2 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,971 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:20 UTC |
Bryant Robert W.EVP & CFO
|
GrantCommon Shares | 25,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008765 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,251 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:25 UTC |
McDougall Joseph F.SVP&Chief Human Resources Off.
|
SaleCommon Shares | 1,440 | $29.48 | $42,451.20 |
DisclosureSEC source: 0001209191-17-007751 · doc4.xml · nonDerivative · entry 1 McDougall Joseph F. · CIK 0001620396 · SVP&Chief Human Resources Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,380 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.48 to $29.49. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:24 UTC |
Markevich Steven R.EVP & Pres., Trans. Coatings
|
SaleCommon Shares | 1,691 | $29.49 | $49,867.59 |
DisclosureSEC source: 0001209191-17-007747 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.49 to $29.52. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:22 UTC |
Finn Michael F.SVP & General Counsel
|
SaleCommon Shares | 981 | $29.51 | $28,949.31 |
DisclosureSEC source: 0001209191-17-007743 · doc4.xml · nonDerivative · entry 1 Finn Michael F. · CIK 0001620391 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,403 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.51 to $29.52. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:21 UTC |
Cash Michael A.SVP & Pres., Indus. Coatings
|
SaleCommon Shares | 1,083 | $29.52 | $31,970.16 |
DisclosureSEC source: 0001209191-17-007739 · doc4.xml · nonDerivative · entry 1 Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,328 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.52 to $29.53. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:20 UTC |
Bryant Robert W.EVP & CFO
|
SaleCommon Shares | 2,445 | $29.48 | $72,078.60 |
DisclosureSEC source: 0001209191-17-007735 · doc4.xml · nonDerivative · entry 1 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,811 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:19 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
SaleCommon Shares | 993 | $29.53 | $29,323.29 |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:10 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007715 · doc4.xml · derivative · entry 2 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:10 UTC |
Ryerkerk LoriDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007715 · doc4.xml · nonDerivative · entry 1 Ryerkerk Lori · CIK 0001449522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:08 UTC |
Kramvis AndreasDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007711 · doc4.xml · derivative · entry 2 Kramvis Andreas · CIK 0001430870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:08 UTC |
Kramvis AndreasDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007711 · doc4.xml · nonDerivative · entry 1 Kramvis Andreas · CIK 0001430870 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:09 UTC |
MCLAUGHLIN ROBERT MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007713 · doc4.xml · derivative · entry 2 MCLAUGHLIN ROBERT M · CIK 0001237784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Underlying: Common Shares · 2,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:09 UTC |
MCLAUGHLIN ROBERT MDirector
|
Exercise / conversionCommon Shares | 2,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007713 · doc4.xml · nonDerivative · entry 1 MCLAUGHLIN ROBERT M · CIK 0001237784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:19 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,917 Underlying: Common Shares · 2,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F3 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:19 UTC |
Lannon Sean M.VP Corp Fin & Controller, PAO
|
Exercise / conversionCommon Shares | 2,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:20 UTC |
Bryant Robert W.EVP & CFO
|
Exercise / conversionEmployee Stock Option · Derivative | 48,882 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-003668 · doc4.xml · derivative · entry 3 Bryant Robert W. · CIK 0001620475 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 48,882 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.