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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2020 Filed Feb 7, 2020 23:28 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 1,948 $29.72 $57,894.56
Disclosure

SEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,342

F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 905 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · derivative · entry 6

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On February 6, 2017, the reporting person was granted 2,713 restricted stock units vesting in three equal annual installments beginning on February 6, 2018.

F4 · derivative.expiration_date: On February 6, 2017, the reporting person was granted 2,713 restricted stock units vesting in three equal annual installments beginning on February 6, 2018.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 328 $29.72 $9,748.16
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · nonDerivative · entry 4

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,237

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 905 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · nonDerivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:35 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 2,335 $29.87 $69,746.45
Disclosure

SEC source: 0001209191-20-007672 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,632

F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionRestricted Stock Units · Derivative 866 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · derivative · entry 7

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867

Underlying: Common Shares · 866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F5 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

F5 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:32 UTC Tax withholdingCommon Shares 461 $29.87 $13,770.07
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,580

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:32 UTC Exercise / conversionCommon Shares 866 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007668 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:28 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 1,953 $29.87 $58,336.11
Disclosure

SEC source: 0001209191-20-007664 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,290

F1 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock award.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 894 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · derivative · entry 5

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

Underlying: Common Shares · 894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,683 restricted stock units vesting in three equal annual installments beginning on February 5, 2019.

F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,683 restricted stock units vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 324 $29.87 $9,677.88
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,660

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:25 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-007661 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 19:28 UTC Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049095 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017.

F2 · derivative.expiration_date: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017.

Read SEC document
September 08, 2019 Filed Sep 10, 2019 19:28 UTC Exercise / conversionCommon Shares 734 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049095 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:17 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044242 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,140

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:17 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Tax withholdingCommon Shares 5,045 $29.63 $149,483.35
Disclosure

SEC source: 0001209191-19-044242 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,967

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:17 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-044242 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 4,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044229 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,264

Underlying: Common Shares · 4,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:11 UTC Tax withholdingCommon Shares 1,981 $29.63 $58,697.03
Disclosure

SEC source: 0001209191-19-044229 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,175

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:11 UTC Exercise / conversionCommon Shares 4,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-044229 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:07 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044222 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,140

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F2 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 46,280 restricted stock units, with 25% vesting on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:07 UTC
Bryant Robert W.Director · President & CEO
Tax withholdingCommon Shares 5,316 $29.63 $157,513.08
Disclosure

SEC source: 0001209191-19-044222 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,243

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:07 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-044222 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:03 UTC
Garrett MarkDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,350 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038451 · doc4.xml · derivative · entry 2

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

F2 · derivative.expiration_date: On June 20, 2016, the reporting person was granted 7,049 restricted stock units, vesting in three equal annual installments beginning on June 20, 2017.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:03 UTC
Garrett MarkDirector
Exercise / conversionCommon Shares 2,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-038451 · doc4.xml · nonDerivative · entry 1

Garrett Mark · CIK 0001677643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 7,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038462 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,438

Underlying: Common Shares · 7,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:13 UTC Tax withholdingCommon Shares 3,566 $29.33 $104,590.78
Disclosure

SEC source: 0001209191-19-038462 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,024

Read SEC document
June 19, 2019 Filed Jun 21, 2019 20:13 UTC Exercise / conversionCommon Shares 7,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-038462 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:34 UTC
BERUBE BRIAN ASVP and General Counsel
GrantEmployee Stock Option · Derivative 37,387 $0.00 Strike: $26.08 $0.00
Disclosure

SEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,387

Underlying: Common Shares · 37,387 shares

Expires 2029-06-14

F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:34 UTC
BERUBE BRIAN ASVP and General Counsel
GrantEmployee Stock Option · Derivative 29,205 $0.00 Strike: $26.08 $0.00
Disclosure

SEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,205

Underlying: Common Shares · 29,205 shares

Expires 2029-06-14

F4 · derivative.exercise_date: This option vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:34 UTC
BERUBE BRIAN ASVP and General Counsel
GrantRestricted Stock Units · Derivative 9,402 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Underlying: Common Shares · 9,402 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F3 · derivative.exercise_date: This restricted stock unit grant award vests in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant award vests in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:34 UTC
BERUBE BRIAN ASVP and General Counsel
GrantRestricted Stock Units · Derivative 22,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037708 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,268

Underlying: Common Shares · 22,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant award vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant award vests 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 16:24 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · derivative · entry 6

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Shares · 250,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 16:24 UTC SaleCommon Shares 250,000 $25.27 $6,317,500.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 16:24 UTC Exercise / conversionCommon Shares 250,000 $11.84 $2,960,000.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:24 UTC Exercise / conversionEmployee Stock Option · Derivative 250,000 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · derivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Shares · 250,000 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:24 UTC SaleCommon Shares 250,000 $25.20 $6,300,000.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 04, 2019 Filed Jun 6, 2019 16:24 UTC Exercise / conversionCommon Shares 250,000 $11.84 $2,960,000.00
Disclosure

SEC source: 0001209191-19-035068 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 30, 2019 Filed Jun 3, 2019 20:34 UTC GrantRestricted Stock Unit · Derivative 4,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033933 · doc4.xml · derivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385

Underlying: Common Shares · 4,385 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

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April 18, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionEmployee Stock Option · Derivative 22,019 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · derivative · entry 9

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 22,019 shares

Expires 2024-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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April 18, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionEmployee Stock Option · Derivative 19,266 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · derivative · entry 8

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,266 shares

Expires 2024-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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April 18, 2019 Filed Apr 18, 2019 19:44 UTC SaleCommon Shares 22,019 $28.35 $624,238.65
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 6

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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April 18, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionCommon Shares 22,019 $11.84 $260,704.96
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 5

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 18, 2019 19:44 UTC SaleCommon Shares 19,266 $28.09 $541,181.94
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 4

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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April 18, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionCommon Shares 19,266 $8.88 $171,082.08
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 3

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionEmployee Stock Option · Derivative 13,763 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · derivative · entry 7

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,763 shares

Expires 2024-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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April 17, 2019 Filed Apr 18, 2019 19:44 UTC SaleCommon Shares 13,763 $27.75 $381,923.25
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,865

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

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April 17, 2019 Filed Apr 18, 2019 19:44 UTC Exercise / conversionCommon Shares 13,763 $7.21 $99,231.23
Disclosure

SEC source: 0001209191-19-025308 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:31 UTC Exercise / conversionEmployee Stock Option · Derivative 111,414 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-022795 · doc4.xml · derivative · entry 5

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Shares · 111,414 shares

Expires 2023-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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April 01, 2019 Filed Apr 2, 2019 19:31 UTC Exercise / conversionEmployee Stock Option · Derivative 198,406 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0001209191-19-022795 · doc4.xml · derivative · entry 4

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 198,406 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on May 21, 2015. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.