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AXS

AXIS CAPITAL HOLDINGS LTD

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3686
SEC CIK
0001214816
Parsed reports
346

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · derivative · entry 10

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Tax withholdingCommon Shares 1,301 $70.92 $92,266.92
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 9

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 697 $70.92 $49,431.24
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 8

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,828

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 7

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 658 $70.92 $46,665.36
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 6

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,131

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 5

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 1,691 $70.92 $119,925.72
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 4

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,473

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 3

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 846 $70.92 $59,998.32
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,781

Read SEC document
March 01, 2017 Filed Mar 3, 2017 17:46 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017864 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionRestricted Stock Units · Derivative 8,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · derivative · entry 7

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · derivative · entry 6

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Shares · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Tax withholdingCommon Shares 5,206 $70.92 $369,209.52
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · nonDerivative · entry 5

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,445

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Disposition to issuerCommon Shares 4,060 $70.92 $287,935.20
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · nonDerivative · entry 4

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,651

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionCommon Shares 8,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · nonDerivative · entry 3

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Disposition to issuerCommon Shares 2,250 $70.92 $159,570.00
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · nonDerivative · entry 2

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,591

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:49 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionCommon Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017879 · doc4.xml · nonDerivative · entry 1

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:45 UTC
BENCHIMOL ALBERTDirector · President and CEO
Tax withholdingCommon Shares 5,764 $70.92 $408,782.88
Disclosure

SEC source: 0001209191-17-017861 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,420

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionRestricted Stock Units · Derivative 1,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 12

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Common Shares · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionRestricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 11

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Shares · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionRestricted Stock Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 10

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 9

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Disposition to issuerCommon Shares 813 $70.92 $57,657.96
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 8

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,943

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionCommon Shares 1,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 7

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Disposition to issuerCommon Shares 658 $70.92 $46,665.36
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 6

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,130

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionCommon Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 5

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Disposition to issuerCommon Shares 1,691 $70.92 $119,925.72
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 4

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,472

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionCommon Shares 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 3

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Disposition to issuerCommon Shares 846 $70.92 $59,998.32
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 2

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,780

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:38 UTC
Ekberg JanCEO, AXIS Reinsurance
Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 1

Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 12

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 11

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

Underlying: Common Shares · 1,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 10

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 9

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Disposition to issuerCommon Shares 673 $70.92 $47,729.16
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 8

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionCommon Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 7

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Disposition to issuerCommon Shares 609 $70.92 $43,190.28
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 6

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,698

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionCommon Shares 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 5

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Disposition to issuerCommon Shares 1,691 $70.92 $119,925.72
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 4

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,089

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionCommon Shares 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 3

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Disposition to issuerCommon Shares 846 $70.92 $59,998.32
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 2

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397

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March 01, 2017 Filed Mar 3, 2017 22:48 UTC
O'SHAUGHNESSY JAMESEVP, CAO & Corp Controller
Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2017 Filed Mar 3, 2017 22:47 UTC
Henry JosephEVP and CFO
Tax withholdingCommon Shares 14,160 $70.92 $1,004,227.20
Disclosure

SEC source: 0001209191-17-017871 · doc4.xml · nonDerivative · entry 1

Henry Joseph · CIK 0001552158 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,879

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March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Exercise / conversionRestricted Stock Units · Derivative 12,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · derivative · entry 7

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The performance-based restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The performance-based restricted stock units vest in a single installment on March 1, 2017.

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March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Exercise / conversionRestricted Stock Units · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · derivative · entry 6

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030

Underlying: Common Shares · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Tax withholdingCommon Shares 4,789 $70.92 $339,635.88
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 5

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,458

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Disposition to issuerCommon Shares 6,090 $70.92 $431,902.80
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 4

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,247

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Exercise / conversionCommon Shares 12,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 3

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Disposition to issuerCommon Shares 1,015 $70.92 $71,983.80
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 2

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,157

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:47 UTC
DiSipio Christopher N.CEO, Accident & Health
Exercise / conversionCommon Shares 2,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 1

DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.