Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | Chief Admin and Legal Officer | March 01, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 70,375 |
Ending reported balance
After 2026-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-01 · Tax withholding · Disposed 3,983 · Balance 73,678 Row 2 · 2026-03-01 · Tax withholding · Disposed 3,303 · Balance 70,375 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 3, 2026 18:01 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 3,303 | $105.72 | $349,193.16 |
DisclosureSEC source: 0001214816-26-000114 · wk-form4_1772578897.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,375 Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 18:01 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 3,983 | $105.72 | $421,082.76 |
DisclosureSEC source: 0001214816-26-000114 · wk-form4_1772578897.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,678 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 16:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 8,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-26-000081 · wk-form4_1769720812.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,661 F1 · shares: On January 27, 2026, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 24, 2023. The restricted stock units will vest in a single installment on March 1, 2026. Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 16:06 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-26-000081 · wk-form4_1769720812.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,719 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:59 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 3,423 | $96.88 | $331,620.24 |
DisclosureSEC source: 0001214816-25-000069 · wk-form4_1741139959.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,037 Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:59 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 3,989 | $96.88 | $386,454.32 |
DisclosureSEC source: 0001214816-25-000069 · wk-form4_1741139959.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,460 Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:35 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 8,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-25-000043 · wk-form4_1738280110.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,449 F1 · shares: On January 28, 2025, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 25, 2022. The restricted stock units will vest in a single installment on March 1, 2025. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 18:35 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 5,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-25-000043 · wk-form4_1738280110.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,534 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:40 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,041 | $60.86 | $124,215.26 |
DisclosureSEC source: 0001628280-24-009265 · wk-form4_1709689235.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,564 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 17:43 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 10,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002959 · wk-form4_1706827376.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · Chief Admin and Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,605 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 18:03 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,662 | $60.84 | $161,956.08 |
DisclosureSEC source: 0001628280-23-006374 · wf-form4_167788457630982.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,589 Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 16:42 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001619 · wf-form4_167476933465993.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,251 Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 16:42 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001619 · wf-form4_167476933465993.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,544 F1 · balance_after: On January 24, 2023, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 28, 2020. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 2,815 restricted stock units which were previously reported on January 30, 2020. The restricted stock units will vest in a single installment on March 1, 2023 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 17:50 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,867 | $52.92 | $151,721.64 |
DisclosureSEC source: 0001209191-22-015765 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,461 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 16:13 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005193 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,328 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 16:13 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005193 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,374 F1 · shares: On January 25, 2022, the Company's Human Capital and Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 29, 2019. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 3,770 restricted stock units which were previously reported on January 31, 2019. The restricted stock units will vest in a single installment on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017229 · doc4.xml · derivative · entry 4 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,690 | $49.97 | $134,419.30 |
DisclosureSEC source: 0001209191-21-017229 · doc4.xml · nonDerivative · entry 3 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,173 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 684 | $49.97 | $34,179.48 |
DisclosureSEC source: 0001209191-21-017229 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,863 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017229 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 20:04 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 7,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005950 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,179 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 3,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061797 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,277 F1 · shares: On December 2, 2020, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 6, 2018. This amount represents performance-based restricted stock units that have been earned pursuant to the award. The restricted stock units will vest in a single installment on March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · derivative · entry 10 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The performance-based restricted stock units vest in a single installment on March 1, 2020. F4 · derivative.expiration_date: The performance-based restricted stock units vest in a single installment on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · derivative · entry 9 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Shares · 1,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · derivative · entry 8 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 1,879 | $56.12 | $105,449.48 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 7 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,734 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 1,094 | $56.12 | $61,395.28 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 6 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,613 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 2,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 5 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 683 | $56.12 | $38,329.96 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 4 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,519 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 3 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 697 | $56.12 | $39,115.64 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,836 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015638 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 3,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005649 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,324 Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 17:04 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantRestricted Stock Units · Derivative | 1,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059506 · doc4.xml · derivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 1,642 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020. F2 · derivative.exercise_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020. F2 · derivative.expiration_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · derivative · entry 10 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,734 Underlying: Common Shares · 1,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · derivative · entry 9 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 Underlying: Common Shares · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · derivative · entry 8 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 1,369 | $57.24 | $78,361.56 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 7 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,570 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 683 | $57.24 | $39,094.92 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 6 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,939 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 5 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 697 | $57.24 | $39,896.28 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 4 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,255 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 3 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 658 | $57.24 | $37,663.92 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,558 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016895 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 3,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006254 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,900 F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 6,283 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2022. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:48 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 5,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006254 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,130 Read SEC document |
| January 29, 2019 Filed Jan 30, 2020 18:05 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 2,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005649 · doc4.xml · nonDerivative · entry 2 Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,139 F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 4,692 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:51 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | SaleCommon Shares | 2,601 | $57.18 | $148,721.02 |
DisclosureSEC source: 0001209191-18-035885 · doc4.xml · nonDerivative · entry 1 Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,103 F1 · price: The 2,601 shares sold consist of the trades listed on Exhibit 99. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:43 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 13 Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101 Underlying: Common Shares · 1,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:43 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 12 Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,788 Underlying: Common Shares · 1,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.