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O'SHAUGHNESSY JAMES

Disclosed activity across 2 companies

Tapewire entity
168662
SEC CIK
0001394386

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686EVP, CAO & Corp ControllerMarch 01, 2018March 06, 2018
SFL Corp Ltd.SFL · Entity 4611DirectorSeptember 14, 2026September 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXIS CAPITAL HOLDINGS LTD

Report date March 01, 2018 · Filed March 06, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect20,056 Ending reported balance After 2018-03-01 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2018-03-01 · Exercise / conversion · Acquired 1,692 · Balance 19,063

Row 2 · 2018-03-01 · Disposition to issuer · Disposed 846 · Balance 18,217

Row 3 · 2018-03-01 · Exercise / conversion · Acquired 1,218 · Balance 19,435

Row 4 · 2018-03-01 · Disposition to issuer · Disposed 609 · Balance 18,826

Row 5 · 2018-03-01 · Exercise / conversion · Acquired 1,348 · Balance 20,174

Row 6 · 2018-03-01 · Disposition to issuer · Disposed 674 · Balance 19,500

Row 7 · 2018-03-01 · Exercise / conversion · Acquired 1,112 · Balance 20,612

Row 8 · 2018-03-01 · Disposition to issuer · Disposed 556 · Balance 20,056

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-03-01 · Exercise / conversion · Disposed 1,692 · Balance 0

F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,218 Reported balance After 2018-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-03-01 · Exercise / conversion · Disposed 1,218 · Balance 1,218

F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,696 Reported balance After 2018-03-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-03-01 · Exercise / conversion · Disposed 1,348 · Balance 2,696

F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,340 Reported balance After 2018-03-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-03-01 · Exercise / conversion · Disposed 1,112 · Balance 3,340

F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F3: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F4: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F5: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

SFL Corp Ltd.

Report date September 14, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect12,647 Reported balance Holding disclosure · report date 2026-09-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 12,647

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2026-05-13DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on May 13, 2022 and subsequent vesting on May 13, 2023 and May 13, 2024. These share options become exercisable upon vesting.

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.67 · Expires 2027-02-15DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 15, 2023 and subsequent vesting on February 15, 2024 and February 15, 2025. These share options become exercisable upon vesting.

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2028-02-14DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F3: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 14, 2024 and subsequent vesting on February 14, 2025 and February 14, 2026. These share options become exercisable upon vesting.

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.81 · Expires 2029-02-13DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F4: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 13, 2025 and subsequent vesting on February 13, 2026 and February 13, 2027. These share options become exercisable upon vesting.

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.52 · Expires 2030-03-12DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F5: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on March 12, 2026 and subsequent vesting on March 12, 2027 and March 12, 2028. These share options become exercisable upon vesting.

Share optionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.28 · Expires 2031-02-19DirectNot disclosed Reported balance Holding disclosure · report date 2026-09-14 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F6: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 19, 2027 and subsequent vesting on February 19, 2028 and February 19, 2029. These share options become exercisable upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on May 13, 2022 and subsequent vesting on May 13, 2023 and May 13, 2024. These share options become exercisable upon vesting.

F2: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 15, 2023 and subsequent vesting on February 15, 2024 and February 15, 2025. These share options become exercisable upon vesting.

F3: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 14, 2024 and subsequent vesting on February 14, 2025 and February 14, 2026. These share options become exercisable upon vesting.

F4: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 13, 2025 and subsequent vesting on February 13, 2026 and February 13, 2027. These share options become exercisable upon vesting.

F5: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on March 12, 2026 and subsequent vesting on March 12, 2027 and March 12, 2028. These share options become exercisable upon vesting.

F6: The share options issued pursuant to the Issuer's Share Option Scheme vest over a three-year period in increments of 1/3 per annum with initial vesting on February 19, 2027 and subsequent vesting on February 19, 2028 and February 19, 2029. These share options become exercisable upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · derivative · entry 12

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,340

Underlying: Common Shares · 1,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · derivative · entry 11

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

Underlying: Common Shares · 1,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · derivative · entry 10

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218

Underlying: Common Shares · 1,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · derivative · entry 9

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 556 $47.86 $26,610.16
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 8

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,056

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 7

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 674 $47.86 $32,257.64
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 6

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 5

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 609 $47.86 $29,146.74
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 4

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,826

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 3

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 846 $47.86 $40,489.56
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 2

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:34 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017042 · doc4.xml · nonDerivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 23:25 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantRestricted Stock Units · Derivative 5,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008551 · doc4.xml · derivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,011

Underlying: Common Shares · 5,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments beginning March 1, 2019.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 12

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,044

Underlying: Common Shares · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 11

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

Underlying: Common Shares · 1,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 10

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · derivative · entry 9

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 673 $70.92 $47,729.16
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 8

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 7

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 609 $70.92 $43,190.28
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 6

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,698

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 5

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 1,691 $70.92 $119,925.72
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 4

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,089

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 3,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 3

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 846 $70.92 $59,998.32
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 2

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,397

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:48 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017876 · doc4.xml · nonDerivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 22:19 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionRestricted Stock Units · Derivative 1,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008412 · doc4.xml · derivative · entry 3

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014.

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February 04, 2017 Filed Feb 7, 2017 22:19 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Disposition to issuerCommon Shares 938 $66.66 $62,527.08
Disclosure

SEC source: 0001209191-17-008412 · doc4.xml · nonDerivative · entry 2

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

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February 04, 2017 Filed Feb 7, 2017 22:19 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 Exercise / conversionCommon Shares 1,876 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008412 · doc4.xml · nonDerivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2017 Filed Feb 2, 2017 21:35 UTC AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 GrantRestricted Stock Units · Derivative 4,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007118 · doc4.xml · derivative · entry 1

O'SHAUGHNESSY JAMES · CIK 0001394386 · EVP, CAO & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

Underlying: Common Shares · 4,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units will vest in four equal annual installments beginning March 1, 2018.

F2 · derivative.expiration_date: The restricted stock units will vest in four equal annual installments beginning March 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.