Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | CEO, Accident & Health | March 01, 2018 | March 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2018 · Filed March 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 84,779 |
Ending reported balance
After 2018-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-01 · Exercise / conversion · Acquired 2,030 · Balance 89,400 Row 2 · 2018-03-01 · Disposition to issuer · Disposed 1,015 · Balance 88,385 Row 3 · 2018-03-01 · Tax withholding · Disposed 3,606 · Balance 84,779 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-01 · Exercise / conversion · Disposed 2,030 · Balance 0 F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 6, 2018 02:25 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017038 · doc4.xml · derivative · entry 4 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 02:25 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 3,606 | $47.86 | $172,583.16 |
DisclosureSEC source: 0001209191-18-017038 · doc4.xml · nonDerivative · entry 3 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,779 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 02:25 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 1,015 | $47.86 | $48,577.90 |
DisclosureSEC source: 0001209191-18-017038 · doc4.xml · nonDerivative · entry 2 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,385 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 02:25 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017038 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:34 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064722 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,370 F1 · shares: On December 6, 2017, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 3, 2015. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 701 restricted stock units which were previously reported on February 5, 2015. The restricted stock units will vest in a single installment on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 12,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · derivative · entry 7 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 12,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The performance-based restricted stock units vest in a single installment on March 1, 2017. F3 · derivative.expiration_date: The performance-based restricted stock units vest in a single installment on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · derivative · entry 6 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Shares · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 4,789 | $70.92 | $339,635.88 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 5 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,458 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 6,090 | $70.92 | $431,902.80 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 4 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,247 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 12,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 3 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 1,015 | $70.92 | $71,983.80 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 2 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,157 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:47 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017868 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 22:16 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008409 · doc4.xml · derivative · entry 4 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning February 4, 2014. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 22:16 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 1,132 | $66.66 | $75,459.12 |
DisclosureSEC source: 0001209191-17-008409 · doc4.xml · nonDerivative · entry 3 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,142 Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 22:16 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 3,125 | $66.66 | $208,312.50 |
DisclosureSEC source: 0001209191-17-008409 · doc4.xml · nonDerivative · entry 2 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,274 Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 22:16 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008409 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:31 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007112 · doc4.xml · nonDerivative · entry 2 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,149 F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 11,248 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2020. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:31 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007112 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,587 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:21 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantRestricted Stock Units · Derivative | 11,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154406 · doc4.xml · derivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180 Underlying: Common Stock · 11,368 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · shares: On December 7, 2016, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 4, 2014. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 812 restricted stock units which were previously reported on February 6, 2014. The restricted stock units will vest in a single installment on March 1, 2017. F2 · derivative.exercise_date: On December 7, 2016, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 4, 2014. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 812 restricted stock units which were previously reported on February 6, 2014. The restricted stock units will vest in a single installment on March 1, 2017. F2 · derivative.expiration_date: On December 7, 2016, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 4, 2014. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 812 restricted stock units which were previously reported on February 6, 2014. The restricted stock units will vest in a single installment on March 1, 2017. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:00 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | SaleCommon Shares | 500 | $61.04 | $30,520.00 |
DisclosureSEC source: 0001209191-16-151257 · doc4.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,120 Read SEC document |
| November 16, 2016 Filed Jan 3, 2017 23:27 UTC Amendment | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GiftCommon Shares | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000441 · doc4a.xml · nonDerivative · entry 1 DiSipio Christopher N. · CIK 0001559051 · CEO, Accident & Health 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,120 F1 · kind: This Amendment is being filed to correctly report the transaction as a donation of stock rather than a sale. F1 · price: This Amendment is being filed to correctly report the transaction as a donation of stock rather than a sale. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.