Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | CEO, AXIS Reinsurance | March 01, 2017 | March 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2017 · Filed March 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 18,943 |
Ending reported balance
After 2017-03-01 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2017-03-01 · Exercise / conversion · Acquired 1,692 · Balance 16,626 Row 2 · 2017-03-01 · Disposition to issuer · Disposed 846 · Balance 15,780 Row 3 · 2017-03-01 · Exercise / conversion · Acquired 3,383 · Balance 19,163 Row 4 · 2017-03-01 · Disposition to issuer · Disposed 1,691 · Balance 17,472 Row 5 · 2017-03-01 · Exercise / conversion · Acquired 1,316 · Balance 18,788 Row 6 · 2017-03-01 · Disposition to issuer · Disposed 658 · Balance 18,130 Row 7 · 2017-03-01 · Exercise / conversion · Acquired 1,626 · Balance 19,756 Row 8 · 2017-03-01 · Disposition to issuer · Disposed 813 · Balance 18,943 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,692 |
Reported balance
After 2017-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-03-01 · Exercise / conversion · Disposed 1,692 · Balance 1,692 F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-03-01 · Exercise / conversion · Disposed 3,383 · Balance 0 F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3: The restricted stock units vest in a single installment on March 1, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,632 |
Reported balance
After 2017-03-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-03-01 · Exercise / conversion · Disposed 1,316 · Balance 2,632 F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4: The restricted stock units vest in four equal annual installments beginning March 1, 2016. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,879 |
Reported balance
After 2017-03-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-01 · Exercise / conversion · Disposed 1,626 · Balance 4,879 F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F5: The restricted stock units vest in four equal annual installments beginning March 1, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2: The restricted stock units vest in four equal annual installments beginning March 1, 2015.
F3: The restricted stock units vest in a single installment on March 1, 2017.
F4: The restricted stock units vest in four equal annual installments beginning March 1, 2016.
F5: The restricted stock units vest in four equal annual installments beginning March 1, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 12 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,879 Underlying: Common Shares · 1,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 11 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Shares · 1,316 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 10 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F3 · derivative.exercise_date: The restricted stock units vest in a single installment on March 1, 2017. F3 · derivative.expiration_date: The restricted stock units vest in a single installment on March 1, 2017. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · derivative · entry 9 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692 Underlying: Common Shares · 1,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 813 | $70.92 | $57,657.96 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 8 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,943 Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 7 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 658 | $70.92 | $46,665.36 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 6 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,130 Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 5 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 1,691 | $70.92 | $119,925.72 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 4 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,472 Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 3,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 3 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 846 | $70.92 | $59,998.32 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 2 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,780 Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:38 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018060 · doc4.xml · nonDerivative · entry 1 Ekberg Jan · CIK 0001699671 · CEO, AXIS Reinsurance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.