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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2004 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 3,600 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202,180

Read SEC document
December 02, 2004 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 675 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife as trustee/custodian

Disclosed balance after: 43,211

Read SEC document
December 02, 2004 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 345 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205,780

Read SEC document
December 02, 2004 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Shares 330 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,125

Read SEC document
November 23, 2004 Filed Nov 26, 2004 17:35 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 10,000 $56.00 $560,000.00
Disclosure

SEC source: 0000004962-04-000229 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,251

Read SEC document
November 23, 2004 Filed Nov 26, 2004 17:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 1,000 $55.96 $55,960.00
Disclosure

SEC source: 0000004962-04-000231 · doc4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,010

Read SEC document
November 23, 2004 Filed Nov 26, 2004 17:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 2,300 $55.97 $128,731.00
Disclosure

SEC source: 0000004962-04-000231 · doc4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,010

Read SEC document
November 23, 2004 Filed Nov 26, 2004 17:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 14,700 $55.95 $822,465.00
Disclosure

SEC source: 0000004962-04-000231 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,310

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
GrantEmployee Stock Option (right to buy) · Derivative 8,778 $0.00 Strike: $55.47 $0.00
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · derivative · entry 10

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,778

Underlying: Common Shares · 8,778 shares

Expires 2008-02-22

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
GrantEmployee Stock Option (right to buy) · Derivative 28,038 $0.00 Strike: $55.47 $0.00
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · derivative · entry 9

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,038

Underlying: Common Shares · 28,038 shares

Expires 2008-09-27

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,850 $0.00 Strike: $27.46 $0.00
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · derivative · entry 8

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,850 shares

Expires 2008-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20,400 of the options exercised became exercisable on 9/28/2003; the balance became exercisable on 9/28/2004.

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,692 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · derivative · entry 7

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,692 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1,692 of the options exercised became exercisable on 2/23/2000; the balance became exercisable on 2/23/2001.

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 28,038 $55.47 $1,555,267.86
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · nonDerivative · entry 4

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,710

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Exercise / conversionCommon Shares 41,850 $27.46 $1,149,117.30
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · nonDerivative · entry 3

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 8,778 $55.47 $486,915.66
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · nonDerivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,898

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
November 12, 2004 Filed Nov 16, 2004 16:58 UTC
SALOW GLENEVP, Technologies
Exercise / conversionCommon Shares 12,692 $29.30 $371,900.98
Disclosure

SEC source: 0000004962-04-000223 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2004 Filed Feb 11, 2005 21:44 UTC GiftCommon Shares 2,600 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 3

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 9,420

Read SEC document
November 11, 2004 Filed Feb 11, 2005 21:44 UTC GiftCommon Shares 400 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 2

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,110

Read SEC document
November 11, 2004 Filed Feb 11, 2005 21:44 UTC GiftCommon Shares 2,600 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000057 · doc4.xml · nonDerivative · entry 1

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,510

Read SEC document
November 10, 2004 Filed Nov 12, 2004 16:06 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
SaleCommon Shares 1,300 $54.66 $71,058.00
Disclosure

SEC source: 0000004962-04-000218 · doc4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,019

Read SEC document
November 10, 2004 Filed Nov 12, 2004 16:06 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
SaleCommon Shares 11,700 $54.65 $639,405.00
Disclosure

SEC source: 0000004962-04-000218 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,319

Read SEC document
November 09, 2004 Filed Nov 10, 2004 15:04 UTC
LESCHLY JANDirector
PurchaseCommon Shares 10,000 $54.90 $549,000.00
Disclosure

SEC source: 0000004962-04-000211 · doc4.xml · nonDerivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,222

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:56 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantEmployee stock option (right to buy) · Derivative 63,705 $0.00 Strike: $54.81 $0.00
Disclosure

SEC source: 0000004962-04-000205 · doc4.xml · derivative · entry 5

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,705

Underlying: Common Shares · 63,705 shares

Expires 2008-09-27

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:56 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 90,000 $0.00 Strike: $27.46 $0.00
Disclosure

SEC source: 0000004962-04-000205 · doc4.xml · derivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Shares · 90,000 shares

Expires 2008-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 84,000 of the shares exercised became exercisable on 9/28/2003; the balance became exercisable on 9/28/2004.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:56 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Shares 63,705 $54.81 $3,491,352.53
Disclosure

SEC source: 0000004962-04-000205 · doc4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,019

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:56 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Exercise / conversionCommon Shares 90,000 $27.46 $2,471,220.00
Disclosure

SEC source: 0000004962-04-000205 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee stock option (right to buy) · Derivative 115,050 $0.00 Strike: $54.81 $0.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · derivative · entry 8

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,050

Underlying: Common Shares · 115,050 shares

Expires 2007-02-23

F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 180,000 $0.00 Strike: $22.15 $0.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · derivative · entry 7

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 180,000 shares

Expires 2007-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 4,000 $54.74 $218,960.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,512

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 11,200 $54.72 $612,864.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,512

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 17,200 $54.71 $941,012.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,712

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Shares 115,050 $54.81 $6,305,315.25
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,912

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 14:59 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Shares 180,000 $22.15 $3,986,280.00
Disclosure

SEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:01 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $20.94 $0.00
Disclosure

SEC source: 0000004962-04-000209 · doc4.xml · derivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2007-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:01 UTC Exercise / conversionCommon Shares 3,000 $20.94 $62,814.00
Disclosure

SEC source: 0000004962-04-000209 · doc4.xml · nonDerivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $43.09 $0.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · derivative · entry 7

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 2,000 shares

Expires 2012-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: One half of the options exercised became exercisable on 4/22/2003, the other on 4/22/2004.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $40.63 $0.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · derivative · entry 6

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $48.85 $0.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · derivative · entry 5

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2010-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionCommon Shares 3,000 $48.85 $146,562.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · nonDerivative · entry 4

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Personal Trust

Disclosed balance after: 32,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionCommon Shares 2,000 $43.09 $86,170.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · nonDerivative · entry 3

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Personal Trust

Disclosed balance after: 29,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:09 UTC Exercise / conversionCommon Shares 3,000 $40.63 $121,890.00
Disclosure

SEC source: 0000004962-04-000213 · doc4.xml · nonDerivative · entry 2

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Personal Trust

Disclosed balance after: 27,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:28 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $34.17 $0.00
Disclosure

SEC source: 0000004962-04-000216 · doc4.xml · derivative · entry 5

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2008-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 08, 2004 Filed Nov 10, 2004 15:28 UTC Exercise / conversionCommon Shares 3,000 $34.17 $102,501.00
Disclosure

SEC source: 0000004962-04-000216 · doc4.xml · nonDerivative · entry 1

BOWEN WILLIAM G · CIK 0001204360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $43.09 $0.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 9

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 2,000 shares

Expires 2012-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One half of the options exercised became exercisable on 4/22/2003, the other on 4/22/2004.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $40.63 $0.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 8

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $48.85 $0.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 7

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2010-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $44.91 $0.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · derivative · entry 6

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2009-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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November 05, 2004 Filed Nov 8, 2004 20:03 UTC Tax withholdingCommon Shares 8,892 $55.03 $489,282.30
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 5

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,730

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November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionCommon Shares 2,000 $43.09 $86,170.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 4

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2004 Filed Nov 8, 2004 20:03 UTC Exercise / conversionCommon Shares 3,000 $40.63 $121,890.00
Disclosure

SEC source: 0000004962-04-000201 · doc4.xml · nonDerivative · entry 3

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.