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NYSE · USD

AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2007 Filed Jan 29, 2007 20:50 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 35,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000357 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,027

F2 · shares: Restricted Stock Award will vest 100% on Jan. 25, 2008 subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 20:58 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000361 · form4.xml · derivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 20:58 UTC
KELLY ALFRED F JRMember, Global Leadership Team
GrantCommon Stock 34,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000361 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,601

F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:03 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000363 · form4.xml · derivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:03 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantCommon Stock 31,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000363 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,165

F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:10 UTC
Cox L KevinEVP, Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000367 · form4.xml · derivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:07 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000365 · form4.xml · derivative · entry 3

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:07 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantCommon Stock 32,023 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000365 · form4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,357

F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements, including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:14 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000369 · form4.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:16 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee Stock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000371 · form4.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:18 UTC
HAYES JOHN DEVP, Advertising
GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000373 · form4.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:20 UTC
AMBLE JOAN LORDISenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000375 · form4.xml · derivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:27 UTC
Squeri Stephen JEVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000377 · form4.xml · derivative · entry 2

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2017-01-24

F2 · derivative.exercise_date: These options will become exercisable in 3 installments (25% on Jan 25, 2010, 25% on Jan 25, 2011, and the remaining 50% on Jan 25, 2012) subject to award requirements, including continuous employment.

Read SEC document
January 25, 2007 Filed Jan 29, 2007 21:27 UTC
Squeri Stephen JEVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-07-000377 · form4.xml · derivative · entry 1

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2017-01-24

F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 14:57 UTC
LESCHLY JANDirector
PurchaseCommon Stock 16,200 $58.49 $947,538.00
Disclosure

SEC source: 0001127602-07-000306 · form4.xml · nonDerivative · entry 1

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,422

Read SEC document
January 24, 2007 Filed Jan 26, 2007 15:01 UTC PurchaseCommon Stock 2,000 $58.48 $116,960.00
Disclosure

SEC source: 0001127602-07-000308 · form4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
January 24, 2007 Filed Jan 26, 2007 16:58 UTC
CRITTENDEN GARY LMember, Global Leadership Team
SaleCommon Stock 27,000 $58.06 $1,567,620.00
Disclosure

SEC source: 0001127602-07-000310 · form4.xml · nonDerivative · entry 3

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,334

Read SEC document
January 24, 2007 Filed Jan 26, 2007 16:58 UTC
CRITTENDEN GARY LMember, Global Leadership Team
SaleCommon Stock 25,000 $58.14 $1,453,500.00
Disclosure

SEC source: 0001127602-07-000310 · form4.xml · nonDerivative · entry 2

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,334

Read SEC document
January 24, 2007 Filed Jan 26, 2007 16:58 UTC
CRITTENDEN GARY LMember, Global Leadership Team
Tax withholdingCommon Stock 831 $58.29 $48,438.99
Disclosure

SEC source: 0001127602-07-000310 · form4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,334

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 17:14 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Stock 1,114 $58.29 $64,935.06
Disclosure

SEC source: 0001127602-07-000314 · form4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,981

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 17:18 UTC
Squeri Stephen JEVP, Chief Information Officer
Tax withholdingCommon Stock 988 $58.29 $57,590.52
Disclosure

SEC source: 0001127602-07-000316 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,415

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted award.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 17:08 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,547 $58.29 $265,044.63
Disclosure

SEC source: 0001127602-07-000312 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,209

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 24, 2007 Filed Jan 26, 2007 17:24 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Stock 1,068 $58.29 $62,253.72
Disclosure

SEC source: 0001127602-07-000318 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,007

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock.

Read SEC document
January 23, 2007 Filed Jan 25, 2007 23:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,061 $57.65 $810,616.65
Disclosure

SEC source: 0001127602-07-000298 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,756

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 23, 2007 Filed Jan 25, 2007 23:34 UTC
CRITTENDEN GARY LMember, Global Leadership Team
Tax withholdingCommon Stock 1,681 $57.65 $96,909.65
Disclosure

SEC source: 0001127602-07-000300 · form4.xml · nonDerivative · entry 2

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,165

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 23, 2007 Filed Jan 25, 2007 23:44 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 386 $57.65 $22,252.90
Disclosure

SEC source: 0001127602-07-000302 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,849

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 23, 2007 Filed Jan 25, 2007 23:51 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 1,882 $57.65 $108,497.30
Disclosure

SEC source: 0001127602-07-000304 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,249

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award.

Read SEC document
January 23, 2007 Filed Feb 13, 2008 23:19 UTC
AMBLE JOAN LORDISenior Vice President
OtherPhantom Stock Units · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000999 · form5.xml · derivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 13, 2008 23:28 UTC
Cox L KevinEVP, Human Resources
OtherPhantom Stock Units · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001003 · form5.xml · derivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock coverts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 00:10 UTC
GILLIGAN EDWARD PVice Chairman
OtherPhantom Stock Units · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001007 · form5.xml · derivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 00:54 UTC OtherPhantom Stock Units · Derivative 54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001014 · form5.xml · derivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 16:02 UTC
PARENT LOUISE MEVP, General Counsel
OtherPhantom Stock Units · Derivative 38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001021 · form5.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 16:06 UTC
SCHICK THOMAS AEVP-Corp. Affairs
OtherPhantom Stock Units · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001023 · form5.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 16:09 UTC
Squeri Stephen JEVP, Chief Information Officer
OtherPhantom Stock Units · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001024 · form5.xml · derivative · entry 1

Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 18:10 UTC
HAYES JOHN DEVP, Advertising
OtherPhantom Stock Units · Derivative 57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001035 · form5.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 18:56 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
OtherPhantom Stock Units · Derivative 119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-08-001038 · form5.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
January 23, 2007 Filed Feb 14, 2008 19:05 UTC
CRITTENDEN GARY LMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 15 $57.54 Strike: $0.00 $863.10
Disclosure

SEC source: 0001127602-08-001041 · form5.xml · derivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.

F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 18:43 UTC GrantShare Equivalent Units · Derivative 325.71 $61.41 Strike: $0.00 $20,000.22
Disclosure

SEC source: 0001127602-07-000008 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,948.081

Underlying: Common Stock · 325.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 18:48 UTC GrantShare Equivalent Units · Derivative 366.42 $61.41 Strike: $0.00 $22,500.02
Disclosure

SEC source: 0001127602-07-000015 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,673.054

Underlying: Common Stock · 366.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 18:52 UTC GrantShare Equivalent Units · Derivative 183.21 $61.41 Strike: $0.00 $11,250.01
Disclosure

SEC source: 0001127602-07-000019 · form4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000.917

Underlying: Common Stock · 183.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 18:56 UTC GrantShare Equivalent Units · Derivative 346.07 $61.41 Strike: $0.00 $21,250.43
Disclosure

SEC source: 0001127602-07-000026 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,904.04

Underlying: Common Stock · 346.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 19:02 UTC GrantShare Equivalent Units · Derivative 193.38 $61.41 Strike: $0.00 $11,874.50
Disclosure

SEC source: 0001127602-07-000033 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,895.43

Underlying: Common Stock · 193.38 shares

Expires not disclosed

F2 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F1 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 29, 2006 Filed Jan 3, 2007 19:05 UTC GrantShare Equivalent Units · Derivative 366.42 $61.41 Strike: $0.00 $22,500.02
Disclosure

SEC source: 0001127602-07-000036 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,318.047

Underlying: Common Stock · 366.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 22, 2006 Filed Dec 27, 2006 19:51 UTC
AMBLE JOAN LORDISenior Vice President
Tax withholdingCommon Stock 9,007 $60.83 $547,850.78
Disclosure

SEC source: 0001127602-06-002965 · form4.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,296

F1 · kind: Shares surrendered to satisfy tax liability upon vesting of Restricted Stock Award.

Read SEC document
December 14, 2006 Filed Dec 19, 2006 16:36 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 820 $0.00 $0.00
Disclosure

SEC source: 0001127602-06-002946 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,131

F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Company's Shareholder Stock Purchase Plan and a broker-administered dividend reinvestment plan.

Read SEC document
December 14, 2006 Filed Dec 19, 2006 16:36 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001127602-06-002946 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,951

Read SEC document
December 14, 2006 Filed Dec 19, 2006 16:36 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001127602-06-002946 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,115

Read SEC document
December 13, 2006 Filed Jan 25, 2007 23:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000298 · form4.xml · nonDerivative · entry 10

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife As Trustee/custodian

Disclosed balance after: 44,243

Read SEC document
December 13, 2006 Filed Jan 25, 2007 23:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000298 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,817

Read SEC document
December 13, 2006 Filed Jan 25, 2007 23:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-000298 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,449

F1 · balance_after: The ending balance shown here reflects shares returned to Direct ownership which were shown on previous filings as Indirectly held in escrow and GRAT's.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.