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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2013 Filed Oct 23, 2013 20:14 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 103,046 $80.45 $8,289,597.30
Disclosure

SEC source: 0001127602-13-029667 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,081.66

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.36 to $80.515. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 21, 2013 Filed Oct 23, 2013 20:14 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 118,110 $38.10 $4,499,991.00
Disclosure

SEC source: 0001127602-13-029667 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,127.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 20:22 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-029504 · form4.xml · derivative · entry 5

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2007; the second half became exercisable on 1/23/2008.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 20:22 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 9,569 $79.99 $765,403.26
Disclosure

SEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,731

F3 · kind: The reported disposition represents the sale of shares acquired from the vesting of restricted stock on May 18, 2012.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 20:22 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 57,168 $79.99 $4,572,742.55
Disclosure

SEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,300

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.80 to $80.10. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 20:22 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 62,500 $51.87 $3,241,562.50
Disclosure

SEC source: 0001127602-13-029504 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 21:02 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $49.13 $0.00
Disclosure

SEC source: 0001127602-13-029512 · form4.xml · derivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 18, 2013 21:02 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 12,025 $79.60 $957,205.63
Disclosure

SEC source: 0001127602-13-029512 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,472.1807

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.60 to $79.605. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 21:02 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 117,975 $79.64 $9,395,658.77
Disclosure

SEC source: 0001127602-13-029512 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,497.1807

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.42 to $79.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 18, 2013 Filed Oct 18, 2013 21:02 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 130,000 $49.13 $6,386,900.00
Disclosure

SEC source: 0001127602-13-029512 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,472.1807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · derivative · entry 10

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,000 shares

Expires 2016-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,421 $0.00 Strike: $48.08 $0.00
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · derivative · entry 9

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,421 shares

Expires 2015-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,272 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · derivative · entry 8

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,272 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,275 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · derivative · entry 7

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,275 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
SaleCommon Stock 172,452 $79.75 $13,753,771.30
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 5

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,778

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.58 to $79.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 110,000 $51.87 $5,705,150.00
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 4

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 19,421 $48.08 $933,819.94
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 3

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 34,272 $45.77 $1,568,560.90
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 2

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:12 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 26,275 $45.77 $1,202,554.20
Disclosure

SEC source: 0001127602-13-029554 · form4.xml · nonDerivative · entry 1

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:24 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 35,433 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-13-029559 · form4.xml · derivative · entry 6

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,812

Underlying: Common Stock · 35,433 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:24 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,954 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-029559 · form4.xml · derivative · entry 5

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,954 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:24 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 45,418 $80.52 $3,657,184.53
Disclosure

SEC source: 0001127602-13-029559 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,604.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.45 to $80.65. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:24 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 35,433 $38.10 $1,349,997.30
Disclosure

SEC source: 0001127602-13-029559 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,022.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2013 Filed Oct 21, 2013 20:24 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 17,954 $16.71 $300,011.34
Disclosure

SEC source: 0001127602-13-029559 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,589.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 21:54 UTC GrantShare Equivalent Units · Derivative 342.98 $76.54 $26,249.97
Disclosure

SEC source: 0001127602-13-028197 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,801.143

Underlying: Common Stock · 342.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:02 UTC GrantShare Equivalent Units · Derivative 187.82 $76.54 $14,374.80
Disclosure

SEC source: 0001127602-13-028201 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868.867

Underlying: Common Stock · 187.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:10 UTC GrantShare Equivalent Units · Derivative 179.65 $76.54 $13,749.51
Disclosure

SEC source: 0001127602-13-028209 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,445.91

Underlying: Common Stock · 179.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:18 UTC GrantShare Equivalent Units · Derivative 342.98 $76.54 $26,249.97
Disclosure

SEC source: 0001127602-13-028216 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347.897

Underlying: Common Stock · 342.98 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:23 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 244.99 $76.54 $18,750.31
Disclosure

SEC source: 0001127602-13-028218 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109.379

Underlying: Common Stock · 244.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:27 UTC GrantShare Equivalent Units · Derivative 375.64 $76.54 $28,749.61
Disclosure

SEC source: 0001127602-13-028220 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386.044

Underlying: Common Stock · 375.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 30, 2013 Filed Oct 1, 2013 22:32 UTC GrantShare Equivalent Units · Derivative 457.3 $76.54 $34,999.46
Disclosure

SEC source: 0001127602-13-028222 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,871.925

Underlying: Common Stock · 457.3 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
August 31, 2013 Filed Sep 4, 2013 14:41 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Tax withholdingCommon Stock 4,376 $71.91 $314,678.16
Disclosure

SEC source: 0001127602-13-026519 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,509.979

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
July 31, 2013 Filed Aug 2, 2013 18:25 UTC
GILLIGAN EDWARD PPresident, American Express Co
Tax withholdingCommon Stock 17,544 $73.77 $1,294,220.88
Disclosure

SEC source: 0001127602-13-024234 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,037

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $49.13 $0.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · derivative · entry 10

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2018-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One half of these options became exercisable on 1/31/2009 and the other on 1/31/2010.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · derivative · entry 9

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 107,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · derivative · entry 8

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,000 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable as follows: 9,500 shares on 1/23/2007, and 32,500 shares on 1/23/2008, 1/23/2009, and 1/23/2010, respectively.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,278 $0.00 Strike: $45.58 $0.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · derivative · entry 7

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,278 shares

Expires 2015-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One half of these options became exercisable on 5/16/2008 and the other on 5/16/2009.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 297,451 $75.13 $22,347,939.81
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 5

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,943.17

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.79 to $75.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 65,000 $49.13 $3,193,450.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 4

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,394.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 130,000 $57.77 $7,510,100.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,394.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 107,000 $51.87 $5,549,555.00
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,394.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2013 Filed Aug 2, 2013 18:56 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 18,278 $45.58 $833,019.85
Disclosure

SEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,394.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2013 Filed Jul 31, 2013 20:35 UTC
Silverman JoshPresident US Consumer Services
Tax withholdingCommon Stock 4,462 $75.06 $334,917.72
Disclosure

SEC source: 0001127602-13-023903 · form4.xml · nonDerivative · entry 2

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,535.35

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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July 29, 2013 Filed Jul 31, 2013 20:35 UTC
Silverman JoshPresident US Consumer Services
GrantCommon Stock 7,993 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-023903 · form4.xml · nonDerivative · entry 1

Silverman Josh · CIK 0001525358 · President US Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,997.35

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units").

F1 · price: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units").

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June 30, 2013 Filed Jul 2, 2013 18:33 UTC GrantShare Equivalent Units · Derivative 372.34 $73.86 $27,499.92
Disclosure

SEC source: 0001127602-13-021844 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,299.23

Underlying: Common Stock · 372.34 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2013 Filed Jul 2, 2013 18:46 UTC GrantShare Equivalent Units · Derivative 152.32 $73.86 $11,249.90
Disclosure

SEC source: 0001127602-13-021859 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,672.924

Underlying: Common Stock · 152.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2013 Filed Jul 2, 2013 18:52 UTC GrantShare Equivalent Units · Derivative 177.71 $73.86 $13,125.13
Disclosure

SEC source: 0001127602-13-021862 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,235.156

Underlying: Common Stock · 177.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2013 Filed Jul 2, 2013 19:02 UTC GrantShare Equivalent Units · Derivative 304.64 $73.86 $22,499.80
Disclosure

SEC source: 0001127602-13-021871 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995.813

Underlying: Common Stock · 304.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2013 Filed Jul 2, 2013 19:15 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 253.87 $73.86 $18,750.08
Disclosure

SEC source: 0001127602-13-021891 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,752.701

Underlying: Common Stock · 253.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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June 30, 2013 Filed Jul 2, 2013 19:32 UTC GrantShare Equivalent Units · Derivative 372.34 $73.86 $27,499.92
Disclosure

SEC source: 0001127602-13-021908 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,998.254

Underlying: Common Stock · 372.34 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.