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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2014 Filed Jan 29, 2014 23:21 UTC
Squeri Stephen JGroup Pres., Global Services
GrantCommon Stock 33,624 $85.72 $2,882,249.28
Disclosure

SEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,705.66

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:25 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 941 $85.72 $80,662.52
Disclosure

SEC source: 0001127602-14-003369 · form4.xml · nonDerivative · entry 3

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,192

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:25 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 1,994 $85.72 $170,925.68
Disclosure

SEC source: 0001127602-14-003369 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,133

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:25 UTC
Williams Anre DPres. Global Merchant Services
GrantCommon Stock 3,865 $85.72 $331,307.80
Disclosure

SEC source: 0001127602-14-003369 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,127

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,938 $85.72 $594,725.36
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,025

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 13,452 $85.72 $1,153,105.44
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,963

F3 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 71,528 $85.72 $6,131,380.16
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,511

F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 138,700 $85.72 $11,889,364.00
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,039

F3 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 26, 2014 Filed Jan 28, 2014 19:15 UTC
Bush James PeterEVP, World Service
Tax withholdingCommon Stock 1,523 $86.95 $132,424.85
Disclosure

SEC source: 0001127602-14-003082 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,081.6239

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2014 Filed Jan 28, 2014 19:53 UTC
Heine Timothy J.Acting General Counsel
Tax withholdingCommon Stock 292 $86.95 $25,389.40
Disclosure

SEC source: 0001127602-14-003098 · form4.xml · nonDerivative · entry 1

Heine Timothy J. · CIK 0001595663 · Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,595

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2014 Filed Jan 28, 2014 21:31 UTC
Sobbott SusanPresident Global Corp Payments
Tax withholdingCommon Stock 1,777 $86.95 $154,510.15
Disclosure

SEC source: 0001127602-14-003121 · form4.xml · nonDerivative · entry 1

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,601

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 26, 2014 Filed Jan 28, 2014 21:41 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 889 $86.95 $77,298.55
Disclosure

SEC source: 0001127602-14-003127 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,262

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 24, 2014 Filed Jan 28, 2014 19:36 UTC
Zukauckas LindaEVP & Corporate Comptroller
Tax withholdingCommon Stock 188 $86.95 $16,346.60
Disclosure

SEC source: 0001127602-14-003090 · form4.xml · nonDerivative · entry 1

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 23, 2014 Filed Jan 28, 2015 23:52 UTC
Squeri Stephen JGroup Pres., Global Corp Serv
GiftCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,205.66

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,370 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · derivative · entry 7

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,370

Underlying: Common Stock · 39,370 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One half of the options exercised became exercisable on January 26, 2011; the balance became exercisable on January 26, 2012.

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · derivative · entry 6

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 18,824 $90.88 $1,710,809.83
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,797.873

F3 · shares: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.69 to $91.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 140,546 $90.88 $12,773,452.94
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,621.873

F1 · shares: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.69 to $91.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 39,370 $38.10 $1,499,997.00
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,167.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2014 Filed Jan 23, 2014 21:12 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 120,000 $51.87 $6,223,800.00
Disclosure

SEC source: 0001127602-14-002692 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,797.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2014 Filed Jan 23, 2014 21:18 UTC
Williams Anre DPres. Global Merchant Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 86,108 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-14-002695 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,108 shares

Expires 2019-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2014 Filed Jan 23, 2014 21:18 UTC
Williams Anre DPres. Global Merchant Services
SaleCommon Stock 58,935 $90.16 $5,313,791.77
Disclosure

SEC source: 0001127602-14-002695 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,151

F1 · shares: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options; the reporting person will retain all of the net shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.04 to $90.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 21, 2014 Filed Jan 23, 2014 21:18 UTC
Williams Anre DPres. Global Merchant Services
Exercise / conversionCommon Stock 86,108 $34.84 $3,000,002.72
Disclosure

SEC source: 0001127602-14-002695 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:19 UTC GrantShare Equivalent Units · Derivative 342.09 $87.69 $29,999.24
Disclosure

SEC source: 0001127602-14-000533 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,292.215

Underlying: Common Stock · 342.09 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:25 UTC GrantShare Equivalent Units · Derivative 163.93 $87.69 $14,375.68
Disclosure

SEC source: 0001127602-14-000539 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040.892

Underlying: Common Stock · 163.93 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:29 UTC GrantShare Equivalent Units · Derivative 156.8 $87.69 $13,750.42
Disclosure

SEC source: 0001127602-14-000546 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,632.184

Underlying: Common Stock · 156.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:34 UTC GrantShare Equivalent Units · Derivative 299.33 $87.69 $26,249.45
Disclosure

SEC source: 0001127602-14-000554 · form4.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656.673

Underlying: Common Stock · 299.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:38 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 213.81 $87.69 $18,749.85
Disclosure

SEC source: 0001127602-14-000561 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,427.896

Underlying: Common Stock · 213.81 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:46 UTC GrantShare Equivalent Units · Derivative 441.87 $87.69 $38,749.35
Disclosure

SEC source: 0001127602-14-000578 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840.29

Underlying: Common Stock · 441.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 18:51 UTC GrantShare Equivalent Units · Derivative 456.13 $87.69 $39,999.86
Disclosure

SEC source: 0001127602-14-000588 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,440.556

Underlying: Common Stock · 456.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
December 05, 2013 Filed Dec 9, 2013 21:06 UTC
JORDAN VERNON E JRAdvisor to the Board
SaleCommon Stock 38,183 $84.39 $3,222,400.83
Disclosure

SEC source: 0001127602-13-034065 · form4.xml · nonDerivative · entry 2

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 05, 2013 Filed Dec 9, 2013 21:06 UTC
JORDAN VERNON E JRAdvisor to the Board
SaleCommon Stock 8,760 $84.48 $740,010.64
Disclosure

SEC source: 0001127602-13-034065 · form4.xml · nonDerivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,183

Read SEC document
December 03, 2013 Filed Dec 5, 2013 21:12 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,709 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-033785 · form4.xml · derivative · entry 6

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,709 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
December 03, 2013 Filed Dec 5, 2013 21:12 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 114,240 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-033785 · form4.xml · derivative · entry 5

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,240 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
December 03, 2013 Filed Dec 5, 2013 21:12 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
SaleCommon Stock 102,500 $84.37 $8,648,089.00
Disclosure

SEC source: 0001127602-13-033785 · form4.xml · nonDerivative · entry 3

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,038

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the exercise of employee stock options.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.20 to $84.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 03, 2013 Filed Dec 5, 2013 21:12 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Exercise / conversionCommon Stock 13,709 $45.77 $627,433.51
Disclosure

SEC source: 0001127602-13-033785 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2013 Filed Dec 5, 2013 21:12 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Exercise / conversionCommon Stock 114,240 $45.77 $5,228,536.32
Disclosure

SEC source: 0001127602-13-033785 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2013 Filed Nov 26, 2013 21:16 UTC
JORDAN VERNON E JRAdvisor to the Board
SaleCommon Stock 2,100 $83.75 $175,875.00
Disclosure

SEC source: 0001127602-13-032963 · form4.xml · nonDerivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,836

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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November 22, 2013 Filed Feb 13, 2014 21:46 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 11,650 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-006112 · form5.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,822.1807

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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November 19, 2013 Filed Feb 13, 2014 21:52 UTC GiftCommon Stock 6,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-006117 · form5.xml · nonDerivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 18,300

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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November 04, 2013 Filed Nov 5, 2013 21:19 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-13-030637 · form4.xml · derivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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November 04, 2013 Filed Nov 5, 2013 21:19 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 8,485 $81.89 $694,845.14
Disclosure

SEC source: 0001127602-13-030637 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,472.1807

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.88 to $81.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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November 04, 2013 Filed Nov 5, 2013 21:19 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 121,515 $81.83 $9,943,791.18
Disclosure

SEC source: 0001127602-13-030637 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,957.1807

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.76 to $82.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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November 04, 2013 Filed Nov 5, 2013 21:19 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 130,000 $57.77 $7,510,100.00
Disclosure

SEC source: 0001127602-13-030637 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,472.1807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2013 Filed Nov 4, 2013 21:46 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-13-030406 · form4.xml · derivative · entry 5

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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November 01, 2013 Filed Nov 4, 2013 21:46 UTC
Glenn William HPres, Global Corp Payments
SaleCommon Stock 27,000 $81.89 $2,210,940.90
Disclosure

SEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 3

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,933

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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November 01, 2013 Filed Nov 4, 2013 21:46 UTC
Glenn William HPres, Global Corp Payments
SaleCommon Stock 92,845 $81.89 $7,602,770.66
Disclosure

SEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 2

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,933

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.81 to $82.04. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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November 01, 2013 Filed Nov 4, 2013 21:46 UTC
Glenn William HPres, Global Corp Payments
Exercise / conversionCommon Stock 100,000 $57.77 $5,777,000.00
Disclosure

SEC source: 0001127602-13-030406 · form4.xml · nonDerivative · entry 1

Glenn William H · CIK 0001446121 · Pres, Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2013 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,339

F2 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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October 21, 2013 Filed Oct 23, 2013 20:14 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 118,110 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-13-029667 · form4.xml · derivative · entry 4

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,370

Underlying: Common Stock · 118,110 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.